Tapewire

NYSE · USD

AMTB

Amerant Bancorp Inc.

Export transactions ↓
Tapewire entity
4887
SEC CIK
0001734342
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 21, 2024 22:31 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
GrantRestricted Stock Units LTI 2024 · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839391-24-000002 · wk-form4_1708554609.xml · derivative · entry 4

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2024, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:31 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001839391-24-000002 · wk-form4_1708554609.xml · derivative · entry 3

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Class A Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2023, Mr. Fleitas was awarded 2,500 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Fleitas remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:31 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Tax withholdingClass A Common Stock 524 $22.49 $11,784.76
Disclosure

SEC source: 0001839391-24-000002 · wk-form4_1708554609.xml · nonDerivative · entry 2

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,203.6

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock and RSUs.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:31 UTC
Fleitas ArmandoEVP, Chief Accounting Officer
Exercise / conversionClass A Common Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001839391-24-000002 · wk-form4_1708554609.xml · nonDerivative · entry 1

Fleitas Armando · CIK 0001839391 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,727.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 85.73 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
November 30, 2023 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
OtherClass A Common Stock 6.494 $21.06 $136.76
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · nonDerivative · entry 2

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,294.105

F1 · shares: These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 16:49 UTC
Levine Howard A.SEVP Head of Consumer Banking
SaleClass A Common Stock 1,200 $20.74 $24,888.00
Disclosure

SEC source: 0001933821-23-000010 · wk-form4_1701380981.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,076

Read SEC document
August 31, 2023 Filed Feb 21, 2024 17:27 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
OtherClass A Common Stock 7.199 $18.91 $136.13
Disclosure

SEC source: 0001935991-24-000002 · wk-form4_1708554409.xml · nonDerivative · entry 1

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,287.611

F1 · shares: These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.

F2 · balance_after: Includes 827.29 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 21:30 UTC
Calderon SharymarEVP - Chief Financial Officer
SaleClass A Common Stock 159 $20.10 $3,195.90
Disclosure

SEC source: 0001979297-23-000009 · wk-form4_1690838989.xml · nonDerivative · entry 2

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,068.22

F3 · shares: This number the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 19:43 UTC
Sanchez MariolaSEVP Chief People Officer
Tax withholdingClass A Common Stock 148 $19.82 $2,933.36
Disclosure

SEC source: 0001963089-23-000006 · wk-form4_1686944597.xml · nonDerivative · entry 1

Sanchez Mariola · CIK 0001963089 · SEVP Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,321.75

F1 · shares: This number reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805570-23-000002 · wk-form4_1686329969.xml · derivative · entry 3

Holroyd Samantha · CIK 0001805570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:59 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001805570-23-000002 · wk-form4_1686329969.xml · nonDerivative · entry 1

Holroyd Samantha · CIK 0001805570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,225.49

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 12:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 12:57 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 17:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746254-23-000005 · wk-form4_1686330040.xml · derivative · entry 2

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 17:00 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746254-23-000005 · wk-form4_1686330040.xml · nonDerivative · entry 1

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746672-23-000002 · wk-form4_1686329875.xml · derivative · entry 3

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:58 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746672-23-000002 · wk-form4_1686329875.xml · nonDerivative · entry 1

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-23-000002 · wk-form4_1686329645.xml · derivative · entry 3

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:54 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746247-23-000002 · wk-form4_1686329645.xml · nonDerivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:52 UTC
QUELCH JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001222423-23-000002 · wk-form4_1686329523.xml · derivative · entry 3

QUELCH JOHN · CIK 0001222423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:52 UTC
QUELCH JOHNDirector
Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001222423-23-000002 · wk-form4_1686329523.xml · nonDerivative · entry 1

QUELCH JOHN · CIK 0001222423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001769678-23-000002 · wk-form4_1686329415.xml · derivative · entry 3

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:50 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001769678-23-000002 · wk-form4_1686329415.xml · nonDerivative · entry 1

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Includes 500 shares that are held in the name of Mr. Quill and his spouse. Mr. Quill shares voting and investment power over these 500 shares with his spouse.

F2 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:45 UTC
Suarez OscarDirector
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001921437-23-000002 · wk-form4_1686329126.xml · derivative · entry 3

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:45 UTC
Suarez OscarDirector
Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001921437-23-000002 · wk-form4_1686329126.xml · nonDerivative · entry 1

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746256-23-000002 · wk-form4_1686329060.xml · derivative · entry 3

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 16:44 UTC Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746256-23-000002 · wk-form4_1686329060.xml · nonDerivative · entry 1

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:40 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
Tax withholdingClass A Common Stock 281 $20.55 $5,774.55
Disclosure

SEC source: 0001935991-23-000008 · wk-form4_1686602430.xml · nonDerivative · entry 2

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,681.122

F2 · shares: This number reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:39 UTC
Levine Howard A.SEVP Head of Consumer Banking
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · derivative · entry 3

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:39 UTC
Levine Howard A.SEVP Head of Consumer Banking
Tax withholdingClass A Common Stock 421 $20.55 $8,651.55
Disclosure

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · nonDerivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

F2 · shares: This number reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of 1,725 restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 16:39 UTC
Levine Howard A.SEVP Head of Consumer Banking
Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:48 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001957679-23-000002 · wk-form4_1686329278.xml · derivative · entry 1

Knight Erin D. · CIK 0001957679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:59 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001805570-23-000002 · wk-form4_1686329969.xml · derivative · entry 2

Holroyd Samantha · CIK 0001805570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:57 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · derivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:58 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746672-23-000002 · wk-form4_1686329875.xml · derivative · entry 2

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:54 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-23-000002 · wk-form4_1686329645.xml · derivative · entry 2

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:52 UTC
QUELCH JOHNDirector
GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001222423-23-000002 · wk-form4_1686329523.xml · derivative · entry 2

QUELCH JOHN · CIK 0001222423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:50 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001769678-23-000002 · wk-form4_1686329415.xml · derivative · entry 2

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F3 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:46 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001973157-23-000004 · wk-form4_1686329197.xml · derivative · entry 1

Rucker Ashaki · CIK 0001973157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:45 UTC
Suarez OscarDirector
GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001921437-23-000002 · wk-form4_1686329126.xml · derivative · entry 2

Suarez Oscar · CIK 0001921437 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 16:44 UTC GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746256-23-000002 · wk-form4_1686329060.xml · derivative · entry 2

Wilson Millar · CIK 0001746256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:14 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantPerformance Based Restricted Stock Units LTI 2023 · Derivative 9,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-23-000005 · wk-form4_1685999675.xml · derivative · entry 3

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,459

Underlying: Class A Common Stock · 9,459 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: Performance-based restricted stock units awarded to Ms. Calderon under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance-based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Ms. Calderon may earn at the end of the performance period.

F6 · derivative.expiration_date: Performance-based restricted stock units awarded to Ms. Calderon under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance-based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Ms. Calderon may earn at the end of the performance period.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:14 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantRestricted Stock Units LTI 2023 · Derivative 6,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-23-000005 · wk-form4_1685999675.xml · derivative · entry 2

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,806

Underlying: Class A Common Stock · 6,306 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 1, 2023, Ms. Calderon was awarded 6,306 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On June 1, 2023, Ms. Calderon was awarded 6,306 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date.

F4 · balance_after: Includes 2,500 unvested Restricted Stock Units awarded to Ms. Calderon on February 16, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:14 UTC
Calderon SharymarEVP - Chief Financial Officer
GrantRestricted Stock Units · Derivative 5,605 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001979297-23-000005 · wk-form4_1685999675.xml · derivative · entry 1

Calderon Sharymar · CIK 0001979297 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,605

Underlying: Class A Common Stock · 5,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 1, 2023, Ms. Calderon was awarded 5,605 restricted stock units in connection with a sign-on grant related to Ms. Calderon's appointment as Executive Vice-President and Chief Financial Officer. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date

F2 · derivative.expiration_date: On June 1, 2023, Ms. Calderon was awarded 5,605 restricted stock units in connection with a sign-on grant related to Ms. Calderon's appointment as Executive Vice-President and Chief Financial Officer. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Ms. Calderon remains in the continuous service of the Company or a subsidiary through each such date

Read SEC document
May 31, 2023 Filed Jun 12, 2023 16:40 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
OtherClass A Common Stock 7.267 $18.64 $135.46
Disclosure

SEC source: 0001935991-23-000008 · wk-form4_1686602430.xml · nonDerivative · entry 1

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,962.122

F1 · shares: These shares were acquired under a dividend reinvestment plan that is sponsored by the broker-dealer where the reporting person maintains a personal brokerage account.

Read SEC document
May 31, 2023 Filed Jul 31, 2023 17:33 UTC
Martin Silvio MarshallEVP & Chief Legal Officer
GrantClass A Common Stock 772 $15.00 $11,580.00
Disclosure

SEC source: 0001935991-23-000010 · wk-form4_1690839222.xml · nonDerivative · entry 1

Martin Silvio Marshall · CIK 0001935991 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,453.122

F1 · kind: Mr. Martin is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jul 31, 2023 17:35 UTC
Levine Howard A.SEVP Head of Consumer Banking
GrantClass A Common Stock 772 $15.00 $11,580.00
Disclosure

SEC source: 0001933821-23-000008 · wk-form4_1690839295.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276

F1 · kind: Mr. Levine is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jul 31, 2023 21:36 UTC
Iafigliola CarlosSEVP Chief Operating Officer
GrantClass A Common Stock 120 $15.00 $1,800.00
Disclosure

SEC source: 0001806810-23-000004 · wk-form4_1690839376.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,264.8

F1 · kind: Mr. Iafigliola is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jul 31, 2023 21:39 UTC
Capriles AlbertoSEVP Chief Risk Officer
GrantClass A Common Stock 400 $15.00 $6,000.00
Disclosure

SEC source: 0001746225-23-000004 · wk-form4_1690839538.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,954.36

F1 · kind: Mr. Capriles is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jul 31, 2023 21:32 UTC
Plush Gerald PDirector · Chairman, President & CEO
GrantClass A Common Stock 800 $15.00 $12,000.00
Disclosure

SEC source: 0001368090-23-000007 · wk-form4_1690839152.xml · nonDerivative · entry 1

Plush Gerald P · CIK 0001368090 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,664.75

F1 · kind: Mr. Plush is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.