Levine Howard A.

SEC source: 0001933821-25-000002 · wk-form4_1738713284.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523.37

F1 · price: The shares were sold in multiple transactions on January 31, 2025 at actual sales prices ranging from $22.96 to $23.22 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 666.01 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 29, 2024.

SEC source: 0001933821-24-000004 · wk-form4_1718226514.xml · derivative · entry 3

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On June 8, 2022, Mr. Levine was awarded 5,175 RSUs. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date. Since the second anniversary of the date of grant was on Saturday, June 8, 2024, the vesting ocurred on Monday, June 10, 2024, the next business day.

F4 · derivative.expiration_date: On June 8, 2022, Mr. Levine was awarded 5,175 RSUs. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The RSUs vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date. Since the second anniversary of the date of grant was on Saturday, June 8, 2024, the vesting ocurred on Monday, June 10, 2024, the next business day.

SEC source: 0001933821-24-000004 · wk-form4_1718226514.xml · nonDerivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,485.36

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001933821-24-000004 · wk-form4_1718226514.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,906.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 726.07 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 31, 2024.

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 5

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,381

Underlying: Class A Common Stock · 13,381 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: PSUs awarded to Mr. Levine, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Levine may earn.

F7 · derivative.expiration_date: PSUs awarded to Mr. Levine, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Levine may earn.

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 4

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,920

Underlying: Class A Common Stock · 8,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mr. Levine was awarded 8,920 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2024, Mr. Levine was awarded 8,920 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · derivative · entry 3

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,105

Underlying: Class A Common Stock · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mr. Levine was awarded 6,157 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2023, Mr. Levine was awarded 6,157 RSUs, each representsing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · nonDerivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,455.29

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001933821-24-000002 · wk-form4_1708552411.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,955.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 827.29 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

SEC source: 0001933821-23-000010 · wk-form4_1701380981.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,076

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · derivative · entry 3

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · nonDerivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,504

F2 · shares: This number reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of 1,725 restricted stock units.

SEC source: 0001933821-23-000006 · wk-form4_1686602374.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001933821-23-000008 · wk-form4_1690839295.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,276

F1 · kind: Mr. Levine is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001933821-23-000004 · wf-form4_168255420746313.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

F1 · price: The shares were purchased in multiple transactions on April 25, 2023 at actual purchase prices ranging from $18.13 to $18.18 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001933821-23-000002 · wf-form4_167701878376840.xml · derivative · entry 2

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,235

Underlying: Class A Common Stock · 9,235 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: Performance based restricted stock units awarded to Mr. Levine under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Levine may earn at the end of the performance period.

F4 · derivative.expiration_date: Performance based restricted stock units awarded to Mr. Levine under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Levine may earn at the end of the performance period.

SEC source: 0001933821-23-000002 · wf-form4_167701878376840.xml · derivative · entry 1

Levine Howard A. · CIK 0001933821 · SEVP Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Class A Common Stock · 6,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On February 16, 2023, Mr. Levine was awarded 6,157 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F2 · derivative.expiration_date: On February 16, 2023, Mr. Levine was awarded 6,157 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001933821-22-000009 · wf-form4_165947212234384.xml · nonDerivative · entry 1

Levine Howard A. · CIK 0001933821 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

SEC source: 0001933821-22-000007 · wf-form4_165524278998125.xml · derivative · entry 1

Levine Howard A. · CIK 0001933821 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Underlying: Class A Common Stock · 5,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.

F2 · derivative.expiration_date: On June 8, 2022, Mr. Levine was awarded 5,175 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The restricted stock units will vest in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Levine remains in the continuous service of the Company or a subsidiary through each such date.