Capriles Alberto

SEC source: 0001746225-26-000005 · wk-form4_1771630673.xml · derivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,931

Underlying: Class A Common Stock · 1,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-26-000005 · wk-form4_1771630673.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,282.79

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001746225-26-000005 · wk-form4_1771630673.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,761.79

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,183

Underlying: Class A Common Stock · 6,183 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Tangible Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") further modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2026 and ending on December 31, 2028, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Capriles may earn.

F8 · derivative.expiration_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Tangible Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") further modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2026 and ending on December 31, 2028, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Capriles may earn.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,183

Underlying: Class A Common Stock · 6,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 17, 2026, Mr. Capriles was awarded 6,183 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 17, 2026, Mr. Capriles was awarded 6,183 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · derivative · entry 4

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Class A Common Stock · 2,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

F5 · derivative.expiration_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · derivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

F4 · derivative.expiration_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,797.79

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001746225-26-000003 · wk-form4_1771544281.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,820.79

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 436.21 and 443.29 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025 and November 28, 2025, respectively.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · derivative · entry 7

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,896

Underlying: Class A Common Stock · 5,896 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Capriles may earn.

F9 · derivative.expiration_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Capriles may earn.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,895

Underlying: Class A Common Stock · 5,895 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Class A Common Stock · 2,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · derivative · entry 4

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Class A Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · derivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,285.29

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

SEC source: 0001746225-25-000002 · wk-form4_1740089261.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,702.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 345.08 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 29, 2024.

SEC source: 0001746225-24-000004 · wk-form4_1718661193.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,484.21

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

F3 · balance_after: Includes 27 shares that were received by the reporting person as dividend equivalent shares in connection with the vesting of Performance Based Restricted Stock Units ("PSUs") on February 16, 2024, in accordance with the terms of the applicable PSUs award agreement. The dividend was approved by the Board of Directors on January 17, 2024 and paid on February 29, 2024 to all holders of record at the close of business on February 14, 2024.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 9

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,373

Underlying: Class A Common Stock · 9,373 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Capriles may earn.

F10 · derivative.expiration_date: PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Capriles may earn.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 8

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,249

Underlying: Class A Common Stock · 6,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F9 · derivative.expiration_date: On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 7

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F8 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Class A Common Stock · 1,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,217

Underlying: Class A Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · derivative · entry 4

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, Mr. Capriles was awarded 7,019 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2021, Mr. Capriles was awarded 7,019 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,081.01

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,375.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001746225-24-000002 · wk-form4_1708555387.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,512.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 428.65 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

SEC source: 0001746225-23-000004 · wk-form4_1690839538.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,954.36

F1 · kind: Mr. Capriles is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Class A Common Stock · 7,077 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: Performance based restricted stock units awarded to Mr. Capriles under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Capriles may earn at the end of the performance period.

F7 · derivative.expiration_date: Performance based restricted stock units awarded to Mr. Capriles under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Capriles may earn at the end of the performance period.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Underlying: Class A Common Stock · 4,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2023, Mr. Capriles was awarded 4,718 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2023, Mr. Capriles was awarded 4,718 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · derivative · entry 4

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434

Underlying: Class A Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2022, Mr. Capriles was awarded 3,650 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2022, Mr. Capriles was awarded 3,650 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · derivative · entry 3

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Class A Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On February 16, 2021, Mr. Capriles was awarded 7,019 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On February 16, 2021, Mr. Capriles was awarded 7,019 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554.36

F2 · shares: This number reflects an aggregate of 1,400 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock units.

SEC source: 0001746225-23-000002 · wf-form4_167702039944208.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · SEVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,954.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

SEC source: 0001746225-22-000004 · wf-form4_167105691153568.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,398.36

F1 · kind: Mr. Capriles is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 14, 2022 through November 30, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on November 30, 2022.

SEC source: 0001746225-22-000002 · wf-form4_164522259040223.xml · derivative · entry 6

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,475

Underlying: Class A Common Stock · 5,475 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Based Restricted Stock Unit is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2022, and ending on December 31, 2024, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance-based restricted stock units reported reflect the maximum number of performance-based restricted stock units Mr. Capriles may earn at the end of the performance period.

F9 · derivative.expiration_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2022, and ending on December 31, 2024, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance-based restricted stock units reported reflect the maximum number of performance-based restricted stock units Mr. Capriles may earn at the end of the performance period.

SEC source: 0001746225-22-000002 · wf-form4_164522259040223.xml · derivative · entry 5

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Class A Common Stock · 3,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 16, 2022 the reporting person was awarded 3,650 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 16, 2022 the reporting person was awarded 3,650 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-22-000002 · wf-form4_164522259040223.xml · derivative · entry 3

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Class A Common Stock · 2,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On February 16, 2021 the reporting person was awarded 7,019 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. The 7,019 restricted stock units were originally reported by the reporting person in Table I of Form 4. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, the reporting person was granted 7,019 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On February 16, 2021, the reporting person was granted 7,019 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

SEC source: 0001746225-22-000002 · wf-form4_164522259040223.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,999

F3 · shares: This number reflects an aggregate of 921 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of 2,339 restricted stock units.

SEC source: 0001746225-22-000002 · wf-form4_164522259040223.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: As set forth in footnote 4 below more fully, the reporting person had previously reported 7,019 restricted stock units in Table 1 of Form 4. The total reported in column 5 has been adjusted to subtract 4,680 restricted stock units that have not yet vested and are now being reported in Table II of Form 4.

SEC source: 0001746225-21-000006 · wf-form4_164029515705197.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

F1 · shares: This number reflects an aggregate of 2,614 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.

SEC source: 0001746225-21-000004 · wf-form4_162016752883046.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,214

F1 · price: The shares were acquired in multiple transactions on May 3, 2021 at actual purchase prices ranging from $19.820 to $19.849 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001746225-21-000002 · wf-form4_161368407436385.xml · derivative · entry 2

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

Underlying: Class A Common Stock · 10,529 shares

Expires not disclosed

F2 · derivative.exercise_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Capriles may earn at the end of the performance period.

F2 · derivative.expiration_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Capriles may earn at the end of the performance period.

SEC source: 0001746225-21-000002 · wf-form4_161368407436385.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214

F1 · shares: Restricted stock unit award granted on February 16, 2021 under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.

SEC source: 0001746225-20-000002 · wf-form4_160875830535480.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,195

F1 · shares: This number reflects an aggregate of 2,614 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

SEC source: 0001746225-19-000001 · wf-form4_157714258035834.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

F1 · shares: This number reflects an aggregate of 2,614 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

SEC source: 0000899243-18-031873 · doc4.xml · nonDerivative · entry 2

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,423

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. The Reporting Person beneficially owns 0 shares of Class B common stock. All future Form 4 and Form 5 filings will reflect the stock split.

SEC source: 0000899243-18-031873 · doc4.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. The Reporting Person beneficially owns 0 shares of Class B common stock. All future Form 4 and Form 5 filings will reflect the stock split.