Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Amerant Bancorp Inc.
Report date June 09, 2023 · Filed June 09, 2023
Section 16 reporting ended · disclosed 2023-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,278 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Exercise / conversion · Acquired 1,725 · Balance 2,278 F1: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-09 · Exercise / conversion · Disposed 1,725 · Balance 0 F1: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F2: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.
F2: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2023 Filed Jun 9, 2023 17:00 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 1,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-23-000005 · wk-form4_1686330040.xml · derivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F2 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| June 09, 2023 Filed Jun 9, 2023 17:00 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-23-000005 · wk-form4_1686330040.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Read SEC document |
| November 04, 2022 Filed Nov 4, 2022 21:46 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 49,249 | $29.59 | $1,457,317.31 |
DisclosureSEC source: 0001746254-22-000020 · wf-form4_166759839892717.xml · nonDerivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 586,126 F6 · shares: On November 4, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 49,249 shares of Class A Common Stock. F7 · price: On November 4, 2022, Winterland Ltd. sold 49,249 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.02 to $30.11 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 21:46 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 6,325 | $29.14 | $184,286.47 |
DisclosureSEC source: 0001746254-22-000020 · wf-form4_166759839892717.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 635,375 F4 · shares: On November 3, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 6,325 shares of Class A Common Stock. F5 · price: On November 3, 2022, Winterland Ltd. sold 6,325 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.10 to $29.23 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 21:46 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 8,496 | $30.17 | $256,339.61 |
DisclosureSEC source: 0001746254-22-000020 · wf-form4_166759839892717.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 641,700 F1 · shares: On November 2, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 8,496 shares of Class A Common Stock. F2 · price: On November 2, 2022, Winterland Ltd. sold 8,496 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.60 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 01, 2022 Filed Nov 1, 2022 20:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 68,131 | $30.51 | $2,078,826.70 |
DisclosureSEC source: 0001746254-22-000018 · wf-form4_166733574008272.xml · nonDerivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 650,196 F6 · shares: On November 1, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 68,131 shares of Class A Common Stock. F7 · price: On November 1, 2022, Winterland Ltd. sold 68,131 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.25 to $30.85 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 29,500 | $30.07 | $887,011.90 |
DisclosureSEC source: 0001746254-22-000018 · wf-form4_166733574008272.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 718,327 F4 · shares: On October 31, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 29,500 shares of Class A Common Stock. F5 · price: On October 31, 2022, Winterland Ltd. sold 29,500 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.05 to $30.19 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 20:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 20,519 | $30.02 | $615,912.67 |
DisclosureSEC source: 0001746254-22-000018 · wf-form4_166733574008272.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 747,827 F1 · shares: On October 28, 2022, Winterland, Ltd., a corporation of which Mr. Gustavo J. Vollmer A. is the sole beneficial owner, sold 20,519 shares of Class A Common Stock. F2 · price: On October 28, 2022, Winterland Ltd. sold 20,519 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.00 to $30.17 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:20 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantRestricted Stock Units · Derivative | 1,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-22-000015 · wf-form4_165489240413150.xml · derivative · entry 4 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 Underlying: Class A Common Stock · 1,725 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F4 · derivative.exercise_date: On June 9, 2022, Mr. Vollmer was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Vollmer remains in the continuous service of the Company through such date. F4 · derivative.expiration_date: On June 9, 2022, Mr. Vollmer was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Vollmer remains in the continuous service of the Company through such date. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:20 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 2,191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-22-000015 · wf-form4_165489240413150.xml · derivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F3 · derivative.exercise_date: On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:20 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Disposition to issuerClass A Common Stock | 2,191 | $28.22 | $61,830.02 |
DisclosureSEC source: 0001746254-22-000015 · wf-form4_165489240413150.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 9, 2022. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:20 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 2,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-22-000015 · wf-form4_165489240413150.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Read SEC document |
| February 22, 2022 Filed Feb 22, 2022 23:34 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 2,271 | $32.79 | $74,463.82 |
DisclosureSEC source: 0001746254-22-000013 · wf-form4_164557285673993.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 768,346 F1 · shares: On February 22, 2022, Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 22,712 shares of Class A Common Stock. The 2,271 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F2 · price: On February 22, 2022, Inversiones Aefeve, C.A. sold 22,712 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $32.57 to $33.05 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 18, 2022 Filed Feb 18, 2022 22:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 2,750 | $33.06 | $90,906.75 |
DisclosureSEC source: 0001746254-22-000011 · wf-form4_164522455663733.xml · nonDerivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,617 F6 · shares: On February 18, 2022, Inversiones Aefeve, C.A. sold 27,500 shares of Class A Common Stock. The 2,750 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F7 · price: On February 18, 2022, Inversiones Aefeve, C.A. sold 27,500 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $32.90 to $33.28 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 1,975 | $33.34 | $65,846.50 |
DisclosureSEC source: 0001746254-22-000011 · wf-form4_164522455663733.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 773,367 F4 · shares: On February 17, 2022, Inversiones Aefeve, C.A. sold 19,752 shares of Class A Common Stock. The 1,975 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F5 · price: On February 17, 2022, Inversiones Aefeve, C.A. sold 19,752 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.10 to $33.59 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:49 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 704 | $33.98 | $23,921.92 |
DisclosureSEC source: 0001746254-22-000011 · wf-form4_164522455663733.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 775,342 F1 · shares: On February 16, 2022, Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 7,036 shares of Class A Common Stock. The 704 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F2 · price: On February 16, 2022, Inversiones Aefeve, C.A. sold 7,036 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.80 to $34.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:39 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 2,306 | $33.63 | $77,539.25 |
DisclosureSEC source: 0001746254-22-000008 · wf-form4_164496473319165.xml · nonDerivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 776,046 F6 · shares: On February 14, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 6,528 shares of Class A Common Stock. The 2,306 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V. F7 · price: On February 14, 2022, Sassari Investments, C.V. sold 6,528 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.5 to $34.42 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:39 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 3,345 | $33.27 | $111,291.50 |
DisclosureSEC source: 0001746254-22-000008 · wf-form4_164496473319165.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 778,352 F4 · shares: On February 14, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 9,472 shares of Class A Common Stock. The 3,345 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V. F5 · price: On February 14, 2022, Sassari Investments, C.V. sold 9,472 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $33.13 to $33.3 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:39 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 13,404 | $34.50 | $462,411.19 |
DisclosureSEC source: 0001746254-22-000008 · wf-form4_164496473319165.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 781,697 F1 · shares: On February 11, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 37,951 shares of Class A Common Stock. The 13,404 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V. F2 · price: On February 11, 2022, Sassari Investments, C.V. sold 37,951 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $34.12 to $35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:26 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 9,179 | $34.28 | $314,692.84 |
DisclosureSEC source: 0001746254-22-000004 · wf-form4_164461478293079.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 795,101 F4 · shares: On February 10, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 25,987 shares of Class A Common Stock. The 9,179 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V. F5 · price: On February 10, 2022, Sassari Investments, C.V. sold 25,987 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $34.10 to $34.54 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:26 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 9,206 | $34.26 | $315,351.53 |
DisclosureSEC source: 0001746254-22-000004 · wf-form4_164461478293079.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 804,280 F1 · shares: On February 9, 2022, Sassari Investments, C.V., a corporation of which Mr. Gustavo J. Vollmer A. is the beneficial owner of approximately 35.32%, sold 26,062 shares of Class A Common Stock. The 9,206 shares of Class A Common Stock reported reflect Mr. Vollmer's beneficial ownership of Sassari Investments C.V. F2 · price: On February 9, 2022, Sassari Investments, C.V. sold 26,062 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $34.00 to $34.97 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:35 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 3,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000012 · wf-form4_164029529900414.xml · derivative · entry 4 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F4 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:35 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Disposition to issuerClass A Common Stock | 3,205 | $34.20 | $109,611.00 |
DisclosureSEC source: 0001746254-21-000012 · wf-form4_164029529900414.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 F1 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2021. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:35 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000012 · wf-form4_164029529900414.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 1,370 | $30.70 | $42,061.74 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 6 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 813,486 F5 · shares: Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock. The 1,370 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F6 · price: On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | SaleClass A Common Stock | 2,630 | $29.93 | $78,723.79 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 5 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 814,856 F3 · shares: Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 26,300 shares of Class A Common Stock. The 2,630 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. F4 · price: On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | OtherClass A Common Stock | 58,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 4 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 817,486 F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F2 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | OtherClass B Common Stock | 61,803.77 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F2 · ownership.nature: These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | OtherClass A Common Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. Read SEC document |
| November 18, 2021 Filed Dec 15, 2021 22:09 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | OtherClass B Common Stock | 8.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000010 · wf-form4_163960613323851.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 22:16 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantRestricted Stock Units · Derivative | 2,191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000006 · wf-form4_162336334785722.xml · derivative · entry 4 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,396 Underlying: Class A Common Stock · 2,191 shares Expires not disclosed F4 · derivative.exercise_date: On June 9, 2021, Mr. Vollmer was awarded 2,191 restricted stock units. Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. F4 · derivative.expiration_date: On June 9, 2021, Mr. Vollmer was awarded 2,191 restricted stock units. Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Read SEC document |
| June 04, 2021 Filed Jun 10, 2021 22:16 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 3,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000006 · wf-form4_162336334785722.xml · derivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,205 Underlying: Class A Common Stock · 3,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F3 · derivative.exercise_date: On June 4, 2020, the reporting person was granted 3,717 restricted stock units to be settled in cash and vesting on the first anniversary of the date of grant. F3 · derivative.expiration_date: On June 4, 2020, the reporting person was granted 3,717 restricted stock units to be settled in cash and vesting on the first anniversary of the date of grant. Read SEC document |
| June 04, 2021 Filed Jun 10, 2021 22:16 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantClass A Common Stock | 3,717 | $23.74 | $88,241.58 |
DisclosureSEC source: 0001746254-21-000006 · wf-form4_162336334785722.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 4, 2021. Read SEC document |
| June 04, 2021 Filed Jun 10, 2021 22:16 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 3,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-21-000006 · wf-form4_162336334785722.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:30 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 3,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · derivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,922 Underlying: Class A Common Stock · 3,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:30 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Disposition to issuerClass A Common Stock | 3,205 | $14.73 | $47,209.65 |
DisclosureSEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:30 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:22 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantRestricted Stock Units · Derivative | 3,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-20-000002 · wf-form4_159164771215058.xml · derivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,127 Underlying: Class A Common Stock · 3,717 shares Expires not disclosed F1 · derivative.exercise_date: On June 4, 2020, Mr. Vollmer was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock. F1 · derivative.expiration_date: On June 4, 2020, Mr. Vollmer was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock. Read SEC document |
| December 21, 2019 Filed Dec 23, 2019 23:06 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionRestricted Stock Units · Derivative | 3,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · derivative · entry 3 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,410 Underlying: Class A Common Stock · 3,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. F4 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date F4 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date Read SEC document |
| December 21, 2019 Filed Dec 23, 2019 23:06 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Disposition to issuerClass A Common Stock | 3,205 | $22.00 | $70,510.00 |
DisclosureSEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · nonDerivative · entry 2 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 20, 2019. F3 · balance_after: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. All future Form 4 and Form 5 filings will reflect the stock split. Read SEC document |
| December 21, 2019 Filed Dec 23, 2019 23:06 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · nonDerivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 23:25 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantRestricted Stock Units · Derivative | 9,615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031881 · doc4.xml · derivative · entry 1 Vollmer A. Gustavo J · CIK 0001746254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,615 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant. F1 · derivative.underlying_shares: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.