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Capriles L. Miguel A

Disclosed activity across 1 company

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90051
SEC CIK
0001746220

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amerant Bancorp Inc.AMTB · Entity 4887DirectorJune 07, 2024June 11, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amerant Bancorp Inc.

Report date June 07, 2024 · Filed June 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,617 Reported balance After 2024-06-07 transaction · row 1
1 source row

Row 1 · 2024-06-07 · Exercise / conversion · Acquired 2,892 · Balance 4,617

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,854 Reported balance After 2024-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-07 · Exercise / conversion · Disposed 2,892 · Balance 2,854

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2024 Filed Jun 11, 2024 17:20 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000005 · wk-form4_1718140795.xml · derivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,854

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units vesting on the first anniversary of the grant date.

F3 · balance_after: On May 8, 2024, the reporting person was granted 2,854 RSUs that will vest on the first anniversary of the date of the grant, provided the reporting person remains in continuous service of the Company as a Director through the 2025 annual meeting of the shareholders of the Company.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 17:20 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 2,892 $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000005 · wk-form4_1718140795.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
May 08, 2024 Filed May 10, 2024 16:27 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 2,854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-24-000003 · wk-form4_1715372834.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,746

Underlying: Class A Common Stock · 2,854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On May 8, 2024, the reporting person was granted 2,854 restricted stock units ("RSUs"). Such RSU award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2025. Each RSU represents a right to receive one share of Class A Common Stock upon vesting.

F3 · balance_after: Includes 2,892 RSUs granted on June 7, 2023, which will vest on the first anniversary of the date of the grant, as the reporting person remained in continuous service of the Company as a Director through the 2024 annual meeting of the shareholders of the Company.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 12:57 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2022, the reporting person was granted 1,725 restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 12:57 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 12:57 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 2,892 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-23-000004 · wk-form4_1686329814.xml · derivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,617

Underlying: Class A Common Stock · 2,892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F2 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 2,892 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the reporting person remains in continuous service of the Company as a Director through the annual meeting of the shareholders of the Company to be held in 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 16:41 UTC Amerant Bancorp Inc. AMTB · Entity 4887 SaleClass A Common Stock 3,825 $28.90 $110,542.50
Disclosure

SEC source: 0001746220-22-000008 · wf-form4_166846206919523.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The 3,825 shares were sold directly by Mr. Capriles. These shares were previously reported as owned indirectly by Mr. Capriles but became directly owned by Mr. Capriles due to a pro rata distribution from a limited liability company to the reporting person, completed earlier in 2022, that was exempt from the Section 16 reporting requirements by virtue of Rule 16a-13.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 16:38 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-22-000006 · wf-form4_165489347948341.xml · derivative · entry 4

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Class A Common Stock · 1,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On June 9, 2022, Mr. Capriles was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Capriles remains in the continuous service of the Company through such date.

F4 · derivative.expiration_date: On June 9, 2022, Mr. Capriles was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Capriles remains in the continuous service of the Company through such date.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 16:38 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 2,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-22-000006 · wf-form4_165489347948341.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 16:38 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Disposition to issuerClass A Common Stock 2,191 $28.22 $61,830.02
Disclosure

SEC source: 0001746220-22-000006 · wf-form4_165489347948341.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 9, 2022.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 16:38 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 2,191 $0.00 $0.00
Disclosure

SEC source: 0001746220-22-000006 · wf-form4_165489347948341.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 16:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000004 · wf-form4_164029540163602.xml · derivative · entry 5

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 16:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Disposition to issuerClass A Common Stock 3,205 $34.20 $109,611.00
Disclosure

SEC source: 0001746220-21-000004 · wf-form4_164029540163602.xml · nonDerivative · entry 4

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2021.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 16:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000004 · wf-form4_164029540163602.xml · nonDerivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Dec 23, 2021 16:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 OtherClass A Common Stock 449,129.24 $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000004 · wf-form4_164029540163602.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,025,825.72

F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.

F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.

F2 · ownership.nature: These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Capriles family.

Read SEC document
November 18, 2021 Filed Dec 23, 2021 16:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 OtherClass B Common Stock 472,767.62 $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000004 · wf-form4_164029540163602.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.

F1 · price: Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.

F2 · ownership.nature: These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Capriles family.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 18:14 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 2,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000002 · wf-form4_162336323073618.xml · derivative · entry 4

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

Underlying: Class A Common Stock · 2,191 shares

Expires not disclosed

F4 · derivative.exercise_date: On June 9, 2021, Mr. Capriles was awarded 2,191 restricted stock units. Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date.

F4 · derivative.expiration_date: On June 9, 2021, Mr. Capriles was awarded 2,191 restricted stock units. Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date.

Read SEC document
June 04, 2021 Filed Jun 10, 2021 18:14 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000002 · wf-form4_162336323073618.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Underlying: Class A Common Stock · 3,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On June 4, 2020, the reporting person was granted 3,717 restricted stock units to be settled in cash and vesting on the first anniversary of the date of grant.

F3 · derivative.expiration_date: On June 4, 2020, the reporting person was granted 3,717 restricted stock units to be settled in cash and vesting on the first anniversary of the date of grant.

Read SEC document
June 04, 2021 Filed Jun 10, 2021 18:14 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantClass A Common Stock 3,717 $23.74 $88,241.58
Disclosure

SEC source: 0001746220-21-000002 · wf-form4_162336323073618.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 10, 2021 18:14 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001746220-21-000002 · wf-form4_162336323073618.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:20 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-20-000004 · wf-form4_160875840316534.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:20 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Disposition to issuerClass A Common Stock 3,205 $14.73 $47,209.65
Disclosure

SEC source: 0001746220-20-000004 · wf-form4_160875840316534.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:20 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746220-20-000004 · wf-form4_160875840316534.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 16:10 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-20-000002 · wf-form4_159164702555426.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

Underlying: Class A Common Stock · 3,717 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 4, 2020, Mr. Capriles was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

F1 · derivative.expiration_date: On June 4, 2020, Mr. Capriles was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Disposition to issuerClass A Common Stock 3,205 $22.00 $70,510.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 20, 2019.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 18:24 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 9,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031879 · doc4.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,615

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.underlying_shares: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.