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Iafigliola Carlos

Disclosed activity across 1 company

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51015
SEC CIK
0001806810

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amerant Bancorp Inc.AMTB · Entity 4887See remarksApril 27, 2026April 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amerant Bancorp Inc.

Report date April 27, 2026 · Filed April 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect21,575.61 Reported balance After 2026-04-27 transaction · row 1
1 source row

Row 1 · 2026-04-27 · Purchase · Acquired 885 · Balance 21,575.61

F1: The shares were purchased in multiple transactions on April 27, 2026 at actual sales prices ranging from $22.75 to $22.81 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were purchased in multiple transactions on April 27, 2026 at actual sales prices ranging from $22.75 to $22.81 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2026 Filed Apr 28, 2026 20:38 UTC Amerant Bancorp Inc. AMTB · Entity 4887 PurchaseClass A Common Stock 885 $22.80 $20,177.03
Disclosure

SEC source: 0001806810-26-000011 · wk-form4_1777408714.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,575.61

F1 · price: The shares were purchased in multiple transactions on April 27, 2026 at actual sales prices ranging from $22.75 to $22.81 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2025 · Derivative 2,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000009 · wk-form4_1771630590.xml · derivative · entry 3

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Class A Common Stock · 2,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On February 18, 2025, Mr. Iafigliola was awarded 6921 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On February 18, 2025, Mr. Iafigliola was awarded 6921 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 562 $22.38 $12,577.56
Disclosure

SEC source: 0001806810-26-000009 · wk-form4_1771630590.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,690.61

F2 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 2,307 $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000009 · wk-form4_1771630590.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,252.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units LTI 2026 · Derivative 14,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,023

Underlying: Class A Common Stock · 14,023 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Tangible Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") further modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2026 and ending on December 31, 2028, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Iafigliola may earn.

F8 · derivative.expiration_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Tangible Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") further modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2026 and ending on December 31, 2028, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Iafigliola may earn.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units LTI 2026 · Derivative 14,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,023

Underlying: Class A Common Stock · 14,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 17, 2026, Mr. Iafigliola was awarded 14,023 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 17, 2026, Mr. Iafigliola was awarded 14,023 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2024 · Derivative 2,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · derivative · entry 4

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Class A Common Stock · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

F5 · derivative.expiration_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · derivative · entry 3

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs each representing the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

F4 · derivative.expiration_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs each representing the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date. Since the anniversary of the date of grant was on Monday, February 16, 2026, a federal holiday, the vesting occurred on Tuesday, February 17, 2026, the next business day.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 960 $22.73 $21,820.80
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,945.61

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 23:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 3,942 $0.00 $0.00
Disclosure

SEC source: 0001806810-26-000007 · wk-form4_1771544195.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,905.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 130.86 and 132.98 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on May 30, 2025 and November 28, 2025, respectively.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 22:09 UTC Amerant Bancorp Inc. AMTB · Entity 4887 PurchaseClass A Common Stock 1,000 $21.74 $21,739.00
Disclosure

SEC source: 0001806810-26-000004 · wk-form4_1769810976.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,963.61

F1 · price: The shares were purchased in multiple transactions on January 30, 2026 at actual sales prices ranging from $21.69 to $21.85 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units LTI 2025 · Derivative 6,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 8

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,921

Underlying: Class A Common Stock · 6,921 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Iafigliola may earn.

F10 · derivative.expiration_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Iafigliola may earn.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units LTI 2025 · Derivative 6,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 7

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,921

Underlying: Class A Common Stock · 6,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 18, 2025, Mr. Iafigliola was awarded 6,921 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 18, 2025, Mr. Iafigliola was awarded 6,921 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2024 · Derivative 2,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,669

Underlying: Class A Common Stock · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Class A Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 4

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · derivative · entry 3

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 1,696 $23.84 $40,432.64
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,699.77

F3 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:59 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 6,191 $0.00 $0.00
Disclosure

SEC source: 0001806810-25-000002 · wk-form4_1740088784.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,395.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 103.52 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 29, 2024.

Read SEC document
May 31, 2024 Filed Jun 17, 2024 21:51 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantClass A Common Stock 112.86 $18.61 $2,099.99
Disclosure

SEC source: 0001806810-24-000008 · wk-form4_1718661111.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,101.25

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023 through May 31, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on December 1, 2023.

F3 · balance_after: Includes 27 shares that were received by the reporting person as dividend equivalent shares in connection with the vesting of Performance Based Restricted Stock Units ("PSUs") on February 16, 2024, in accordance with the terms of the applicable PSUs award agreement. The dividend was approved by the Board of Directors on January 17, 2024 and paid on February 29, 2024 to all holders of record at the close of business on February 14, 2024.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 SaleClass A Common Stock 10,579 $22.62 $239,298.04
Disclosure

SEC source: 0001806810-24-000006 · wk-form4_1714771802.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,961.39

F1 · price: The shares were sold in multiple transactions on May 2, 2024 at actual sales prices ranging from $22.5 to $22.84 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units LTI 2024 · Derivative 10,504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 10

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,504

Underlying: Class A Common Stock · 10,504 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F11 · derivative.exercise_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Iafigliola may earn.

F11 · derivative.expiration_date: PSUs awarded to Mr. Iafigliola, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2024 and ending on December 31, 2026, and in general can range from 50% to 150% of the PSUs. The number reported reflects the maximum number of PSUs Mr. Iafigliola may earn.

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February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units LTI 2024 · Derivative 7,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 9

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,003

Underlying: Class A Common Stock · 7,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F10 · derivative.expiration_date: On February 16, 2024, Mr. Iafigliola was awarded 7,003 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

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February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionPerformance Based Restricted Stock Units LTI 2021 · Derivative 10,593 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 8

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

F9 · derivative.expiration_date: Represents PSUs that have vested and settled in shares of Class A Common Stock. Pursuant to the terms of the award, the total includes 150% of the original award plus shares equivalent in value to accumulated dividends. The vesting of these PSUs was based on the issuer's relative total shareholder return for the 3-year period beginning January 1, 2021 and ended on December 31, 2023.

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February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2023 · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 7

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,215

Underlying: Class A Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F7 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F7 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 RSUs as a one-time special recognition and retention award. Each RSU represents the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Class A Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 2,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · derivative · entry 4

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 6,588 $22.49 $148,164.12
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 3

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,540.39

F4 · shares: Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.

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February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 10,593 $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,128.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:46 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 6,142 $0.00 $0.00
Disclosure

SEC source: 0001806810-24-000002 · wk-form4_1708555535.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535.39

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: Includes 128.59 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 30, 2023.

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May 31, 2023 Filed Jul 31, 2023 21:36 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantClass A Common Stock 120 $15.00 $1,800.00
Disclosure

SEC source: 0001806810-23-000004 · wk-form4_1690839376.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,264.8

F1 · kind: Mr. Iafigliola is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units LTI 2023 · Derivative 7,233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · derivative · entry 7

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,233

Underlying: Class A Common Stock · 7,233 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance based restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: Performance based restricted stock units awarded to Mr. Iafigliola under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

F8 · derivative.expiration_date: Performance based restricted stock units awarded to Mr. Iafigliola under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee for a 3-year period beginning January 1, 2023 and ending on December 31, 2025, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflects the maximum number of performance based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units LTI 2023 · Derivative 4,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822

Underlying: Class A Common Stock · 4,822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F6 · derivative.exercise_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F6 · derivative.expiration_date: On February 16, 2023, Mr. Iafigliola was awarded 4,822 restricted stock units under the 2023-2025 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 restricted stock units as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F5 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,000 restricted stock units as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2022 · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · derivative · entry 4

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F4 · derivative.expiration_date: On February 16, 2022, Mr. Iafigliola was awarded 3,750 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 2,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · derivative · entry 3

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,285

Underlying: Class A Common Stock · 2,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F3 · derivative.expiration_date: On February 16, 2021, Mr. Iafigliola was awarded 6,854 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 1,786 $28.93 $51,668.98
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144.8

F2 · shares: This number reflects an aggregate of 1,786 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock units.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 4,535 $0.00 $0.00
Disclosure

SEC source: 0001806810-23-000002 · wf-form4_167701857425179.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · SEVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,930.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
November 30, 2022 Filed Dec 14, 2022 22:31 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantClass A Common Stock 119.8 $25.04 $2,999.79
Disclosure

SEC source: 0001806810-22-000007 · wf-form4_167105703514468.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,395.8

F1 · kind: Mr. Iafigliola is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 14, 2022 through November 30, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the purchase price of these shares was 85% of the closing price of the Issuer's common stock on November 30, 2022.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · derivative · entry 7

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F10 · derivative.exercise_date: On February 16, 2022 the reporting person was awarded 3,000 restricted stock units as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F10 · derivative.expiration_date: On February 16, 2022 the reporting person was awarded 3,000 restricted stock units as a one-time special recognition and retention award. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units LTI 2022 · Derivative 5,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · derivative · entry 6

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Class A Common Stock · 5,625 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Based Restricted Stock Unit is the economic equivalent of one share of Class A Common Stock.

F9 · derivative.exercise_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2022, and ending on December 31, 2024, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance-based restricted stock units reported reflect the maximum number of performance-based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

F9 · derivative.expiration_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance-based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2022, and ending on December 31, 2024, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance-based restricted stock units reported reflect the maximum number of performance-based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

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February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantRestricted Stock Units LTI 2022 · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · derivative · entry 5

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Class A Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F8 · derivative.exercise_date: On February 16, 2022 the reporting person was awarded 3,750 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F8 · derivative.expiration_date: On February 16, 2022 the reporting person was awarded 3,750 restricted stock units under the 2022-2024 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

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February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionRestricted Stock Units LTI 2021 · Derivative 2,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · derivative · entry 3

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

Underlying: Class A Common Stock · 2,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: On February 16, 2021 the reporting person was awarded 6,854 restricted stock units under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. The 6,854 restricted stock units were originally reported by the reporting person in Table I of Form 4. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F5 · derivative.exercise_date: On February 16, 2021, the reporting person was granted 6,854 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On February 16, 2021, the reporting person was granted 6,854 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

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February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 899 $33.98 $30,548.02
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · nonDerivative · entry 2

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276

F3 · shares: This number reflects an aggregate of 899 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of 2,284 restricted stock units.

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February 16, 2022 Filed Feb 18, 2022 22:05 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Exercise / conversionClass A Common Stock 2,284 $0.00 $0.00
Disclosure

SEC source: 0001806810-22-000003 · wf-form4_164522193514813.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F2 · balance_after: As set forth in footnote 4 below more fully, the reporting person had previously reported 6,854 restricted stock units in Table 1 of Form 4. The total reported in column 5 has been adjusted to subtract 4,570 restricted stock units that have not yet vested and are now being reported in Table II of Form 4.

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December 21, 2021 Filed Dec 23, 2021 21:30 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 1,116 $34.20 $38,167.20
Disclosure

SEC source: 0000899243-21-049588 · doc4.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,745

F1 · shares: This number reflects an aggregate of 1,116 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.

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February 16, 2021 Filed Feb 18, 2021 21:40 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantPerformance Based Restricted Stock Units · Derivative 10,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001806810-21-000002 · wf-form4_161368438136149.xml · derivative · entry 2

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,281

Underlying: Class A Common Stock · 10,281 shares

Expires not disclosed

F2 · derivative.exercise_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

F2 · derivative.expiration_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Iafigliola may earn at the end of the performance period.

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February 16, 2021 Filed Feb 18, 2021 21:40 UTC Amerant Bancorp Inc. AMTB · Entity 4887 GrantClass A Common Stock 6,854 $0.00 $0.00
Disclosure

SEC source: 0001806810-21-000002 · wf-form4_161368438136149.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861

F1 · shares: Restricted stock unit award granted on February 16, 2021 under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Iafigliola remains in the continuous service of the Company or a subsidiary through each such date.

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December 21, 2020 Filed Dec 23, 2020 21:23 UTC Amerant Bancorp Inc. AMTB · Entity 4887 Tax withholdingClass A Common Stock 1,116 $14.73 $16,438.68
Disclosure

SEC source: 0001806810-20-000004 · wf-form4_160875860863340.xml · nonDerivative · entry 1

Iafigliola Carlos · CIK 0001806810 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,007

F1 · shares: This number reflects an aggregate of 1,116 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.