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AMTB

Amerant Bancorp Inc.

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4887
SEC CIK
0001734342
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2020 Filed Dec 23, 2020 16:20 UTC Disposition to issuerClass A Common Stock 3,205 $14.73 $47,209.65
Disclosure

SEC source: 0001746220-20-000004 · wf-form4_160875840316534.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:20 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746220-20-000004 · wf-form4_160875840316534.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:27 UTC
Palacios MiguelSee Remarks
Tax withholdingClass A Common Stock 5,045 $14.73 $74,312.85
Disclosure

SEC source: 0001746248-20-000002 · wf-form4_160875885302800.xml · nonDerivative · entry 1

Palacios Miguel · CIK 0001746248 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,153.66

F1 · shares: This number reflects an aggregate of 5,045 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:32 UTC
Wilson MillarVice-Chairman & CEO
Tax withholdingClass A Common Stock 24,216 $14.73 $356,701.68
Disclosure

SEC source: 0001746256-20-000002 · wf-form4_160875913626525.xml · nonDerivative · entry 1

Wilson Millar · CIK 0001746256 · Vice-Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,952

F1 · shares: This number reflects an aggregate of 24,216 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:29 UTC
Trabanco JorgeChief Accounting Officer
Tax withholdingClass A Common Stock 882 $14.73 $12,991.86
Disclosure

SEC source: 0001761902-20-000003 · wf-form4_160875893504400.xml · nonDerivative · entry 1

Trabanco Jorge · CIK 0001761902 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,482

F1 · shares: This number reflects an aggregate of 882 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · derivative · entry 3

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:30 UTC Disposition to issuerClass A Common Stock 3,205 $14.73 $47,209.65
Disclosure

SEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · nonDerivative · entry 2

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:30 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746254-20-000004 · wf-form4_160875903141482.xml · nonDerivative · entry 1

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:21 UTC Tax withholdingClass A Common Stock 6,069 $14.73 $89,396.37
Disclosure

SEC source: 0001746239-20-000002 · wf-form4_160875849274320.xml · nonDerivative · entry 1

Figueredo Alfonso · CIK 0001746239 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,221

F1 · shares: This number reflects an aggregate of 6,069 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-20-000005 · wf-form4_160875874366059.xml · derivative · entry 3

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:25 UTC Disposition to issuerClass A Common Stock 3,205 $14.73 $47,209.65
Disclosure

SEC source: 0001746247-20-000005 · wf-form4_160875874366059.xml · nonDerivative · entry 2

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2020.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:25 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746247-20-000005 · wf-form4_160875874366059.xml · nonDerivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:18 UTC
Capriles AlbertoSee Remarks
Tax withholdingClass A Common Stock 2,614 $14.73 $38,504.22
Disclosure

SEC source: 0001746225-20-000002 · wf-form4_160875830535480.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,195

F1 · shares: This number reflects an aggregate of 2,614 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 16:10 UTC GrantRestricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-20-000002 · wf-form4_159164702555426.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

Underlying: Class A Common Stock · 3,717 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 4, 2020, Mr. Capriles was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

F1 · derivative.expiration_date: On June 4, 2020, Mr. Capriles was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:22 UTC GrantRestricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746254-20-000002 · wf-form4_159164771215058.xml · derivative · entry 1

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

Underlying: Class A Common Stock · 3,717 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 4, 2020, Mr. Vollmer was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

F1 · derivative.expiration_date: On June 4, 2020, Mr. Vollmer was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:19 UTC GrantRestricted Stock Units · Derivative 3,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-20-000002 · wf-form4_159164756920125.xml · derivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

Underlying: Class A Common Stock · 3,717 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 4, 2020, Mr. Marturet was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

F1 · derivative.expiration_date: On June 4, 2020, Mr. Marturet was awarded 3,717 restricted stock units. The restricted stock units will be settled in cash and will vest on the first anniversary of the date of grant, provided the grantee remains in continuous service as a director throughout such date. Each restricted stock unit is the economic equivalent of one share of Company Class A common stock.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:18 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001746233-20-000002 · wf-form4_159164748195707.xml · nonDerivative · entry 1

Delgado de Costantino Rosa M · CIK 0001746233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,997.33

F1 · shares: On June 4, 2020, Mrs. Delgado de Costantino was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:16 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001769678-20-000002 · wf-form4_159164737772868.xml · nonDerivative · entry 1

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,656

F1 · shares: On June 4, 2020, Mr. Quill was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:13 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001291327-20-000004 · wf-form4_159164720240787.xml · nonDerivative · entry 1

COPELAND FREDERICK C JR · CIK 0001291327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

F1 · shares: On June 4, 2020, Mr. Copeland was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:15 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001746672-20-000002 · wf-form4_159164729169511.xml · nonDerivative · entry 1

Dana Pamella J · CIK 0001746672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,101

F1 · shares: On June 4, 2020, Dr. Dana was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:12 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001746252-20-000002 · wf-form4_159164711868322.xml · nonDerivative · entry 1

Villar Guillermo · CIK 0001746252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,101

F1 · shares: On June 4, 2020, Mr. Villar was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:05 UTC GrantClass A Common Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-015616 · doc4.xml · nonDerivative · entry 1

Villamil Jose Antonio · CIK 0001296601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,101

F1 · shares: On June 4, 2020, Mr. Villamil was awarded 3,717 restricted stock units. Such restricted stock unit award will vest on the first anniversary of the date of the grant, provided that the grantee remains in continuous service as a director throughout such date. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:58 UTC
Peraza AlbertoSee Remarks
Disposition to issuerClass A Common Stock 54,462 $0.00 $0.00
Disclosure

SEC source: 0001746249-20-000002 · wf-form4_158447871568650.xml · nonDerivative · entry 1

Peraza Alberto · CIK 0001746249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,514

F1 · shares: Effective March 16, 2020, Mr. Alberto Peraza resigned as Co-President & CFO of the Company and, in accordance with the Restricted Stock Agreement by and between the Company and Mr. Peraza dated January 7, 2019, Mr. Peraza forfeited 54,462 shares of Class A Common Stock of the Company.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC SaleClass A Common Stock 2,000 $19.41 $38,812.00
Disclosure

SEC source: 0001291327-20-000002 · wf-form4_158206304595838.xml · nonDerivative · entry 1

COPELAND FREDERICK C JR · CIK 0001291327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,615

F1 · price: The shares were sold in multiple transactions on February 13, 2020 at actual sales prices ranging from $19.060 to $19.530 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:11 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746247-19-000001 · wf-form4_157714266415957.xml · derivative · entry 3

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date

F4 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:11 UTC Disposition to issuerClass A Common Stock 3,205 $22.00 $70,510.00
Disclosure

SEC source: 0001746247-19-000001 · wf-form4_157714266415957.xml · nonDerivative · entry 2

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 20, 2019.

F3 · balance_after: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. All future Form 4 and Form 5 filings will reflect the stock split.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:11 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746247-19-000001 · wf-form4_157714266415957.xml · nonDerivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:06 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · derivative · entry 3

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F4 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date

F4 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:06 UTC Disposition to issuerClass A Common Stock 3,205 $22.00 $70,510.00
Disclosure

SEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · nonDerivative · entry 2

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 20, 2019.

F3 · balance_after: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. All future Form 4 and Form 5 filings will reflect the stock split.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:06 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746254-19-000001 · wf-form4_157714236223553.xml · nonDerivative · entry 1

Vollmer A. Gustavo J · CIK 0001746254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 23:09 UTC
Capriles AlbertoSee Remarks
Tax withholdingClass A Common Stock 2,614 $22.00 $57,508.00
Disclosure

SEC source: 0001746225-19-000001 · wf-form4_157714258035834.xml · nonDerivative · entry 1

Capriles Alberto · CIK 0001746225 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,809

F1 · shares: This number reflects an aggregate of 2,614 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · derivative · entry 3

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Class A Common Stock · 3,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

F3 · derivative.exercise_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 21, 2018, the reporting person was granted 9,615 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Disposition to issuerClass A Common Stock 3,205 $22.00 $70,510.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · nonDerivative · entry 2

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 20, 2019.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:58 UTC Exercise / conversionClass A Common Stock 3,205 $0.00 $0.00
Disclosure

SEC source: 0001746220-19-000001 · wf-form4_157714188788877.xml · nonDerivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of Class A Common Stock.

Read SEC document
December 21, 2019 Filed Dec 23, 2019 17:55 UTC
Palacios MiguelSee Remarks
Tax withholdingClass A Common Stock 5,045 $22.00 $110,990.00
Disclosure

SEC source: 0001746248-19-000002 · wf-form4_157714171036785.xml · nonDerivative · entry 1

Palacios Miguel · CIK 0001746248 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,198.66

F1 · shares: This number reflects an aggregate of 5,045 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

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December 21, 2019 Filed Dec 23, 2019 23:08 UTC
Peraza AlbertoSee Remarks
Tax withholdingClass A Common Stock 10,716 $22.00 $235,752.00
Disclosure

SEC source: 0001746249-19-000001 · wf-form4_157714247858101.xml · nonDerivative · entry 1

Peraza Alberto · CIK 0001746249 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,976

F1 · shares: This number reflects an aggregate of 10,716 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

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December 21, 2019 Filed Dec 23, 2019 23:03 UTC Tax withholdingClass A Common Stock 9,808 $22.00 $215,776.00
Disclosure

SEC source: 0001746239-19-000001 · wf-form4_157714216797183.xml · nonDerivative · entry 1

Figueredo Alfonso · CIK 0001746239 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,290

F1 · shares: This number reflects an aggregate of 9,808 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

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December 21, 2019 Filed Dec 23, 2019 23:00 UTC
Wilson MillarVice-Chairman & CEO
Tax withholdingClass A Common Stock 24,216 $22.00 $532,752.00
Disclosure

SEC source: 0001746256-19-000001 · wf-form4_157714201982700.xml · nonDerivative · entry 1

Wilson Millar · CIK 0001746256 · Vice-Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,168

F1 · shares: This number reflects an aggregate of 24,216 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

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December 21, 2019 Filed Dec 23, 2019 22:06 UTC
Trabanco JorgeChief Accounting Officer
Tax withholdingClass A Common Stock 882 $22.00 $19,404.00
Disclosure

SEC source: 0001761902-19-000002 · wf-form4_157713876267616.xml · nonDerivative · entry 1

Trabanco Jorge · CIK 0001761902 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,364

F1 · shares: This number reflects an aggregate of 882 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock

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June 04, 2019 Filed Jun 6, 2019 21:14 UTC GrantClass A Common Stock 3,439 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015810 · doc4.xml · nonDerivative · entry 1

Quill John Walton · CIK 0001769678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939

F1 · security: These shares are held in the name of Mr. Quill and his spouse. Mr. Quill shares voting and investment power over the shares with his spouse.

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March 07, 2019 Filed Mar 7, 2019 20:16 UTC SaleClass B Common Stock 2,112,321 $13.48 $28,474,087.08
Disclosure

SEC source: 0000899243-19-006772 · doc4.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 2,112,321 shares of Class B Common Stock of Mercantil Bank Holding Corporation on March 7, 2019 using the net proceeds from the exercise of the over-allotment option in connection with the public offering of Mercantil Bank Holding Corporation Class A Common Stock completed in December 2018 and certain private placements of Mercantil Bank Holding Corporation Class A Common Stock occurring in January and February 2019.

F2 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $12.61 to $13.82 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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December 27, 2018 Filed Mar 7, 2019 20:15 UTC SaleClass B Common Stock 1,420,135.66 $12.61 $17,907,910.67
Disclosure

SEC source: 0000899243-19-006771 · doc5.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,321

F1 · security: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 1,420,135.66 shares of Class B Common Stock of Mercantil Bank Holding Corporation on December 27, 2018 using the net proceeds from Mercantil Bank Holding Corporation's public offering of Class A common stock in December 2018.

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December 21, 2018 Filed Dec 27, 2018 18:29 UTC SaleClass A Common Stock 4,922,477 $13.00 $63,992,201.00
Disclosure

SEC source: 0000899243-18-031886 · doc4.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The Reporting Person beneficially owns 3,532,456.66 shares of Class B common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. All future Form 4 and Form 5 filings will reflect the stock split.

F2 · security: Mercantil Servicios Financieros, C.A. sold 4,922,477 shares of Class A common stock of Mercantil Bank Holding Corporation in connection with Mercantil Bank Holding Corporation's initial public offering, which closed on December 21, 2018.

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December 21, 2018 Filed Dec 27, 2018 18:24 UTC GrantRestricted Stock Units · Derivative 9,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031879 · doc4.xml · derivative · entry 1

Capriles L. Miguel A · CIK 0001746220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,615

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.underlying_shares: Each Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

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December 21, 2018 Filed Dec 27, 2018 18:20 UTC
Palacios MiguelSee Remarks
GrantClass A Common Stock 38,461 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031872 · doc4.xml · nonDerivative · entry 2

Palacios Miguel · CIK 0001746248 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,243.66

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 52 shares of Class B common stock All future Form 4 and Form 5 filings will reflect the stock split.

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December 21, 2018 Filed Dec 27, 2018 18:20 UTC
Palacios MiguelSee Remarks
PurchaseClass A Common Stock 5,769 $13.00 $74,997.00
Disclosure

SEC source: 0000899243-18-031872 · doc4.xml · nonDerivative · entry 1

Palacios Miguel · CIK 0001746248 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782.66

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 52 shares of Class B common stock All future Form 4 and Form 5 filings will reflect the stock split.

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December 21, 2018 Filed Dec 27, 2018 23:34 UTC GrantRestricted Stock Units · Derivative 9,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031896 · doc4.xml · derivative · entry 1

Marturet M. Gustavo · CIK 0001746247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,615

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.expiration_date: Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

F1 · derivative.underlying_shares: Restricted Stock Unit is the economic equivalent of one share of Company Class A common stock. The Restricted Stock Units will be settled in cash and will in substantially equal installments on the first three anniversaries of the date of grant.

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December 21, 2018 Filed Dec 27, 2018 23:34 UTC PurchaseClass A Common Stock 4,615 $13.00 $59,995.00
Disclosure

SEC source: 0000899243-18-031895 · doc4.xml · nonDerivative · entry 2

Figueredo Alfonso · CIK 0001746239 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,098

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 1,032 shares of Class B Common Stock. The Reporting Person underreported the amount of Class A Common Stock and Class B Common Stock in the initial Form 3 filed on August 8, 2018.

F2 · security: (Continued from Footnote 1) This Form 4 reflects the correct amount of Class A Common Stock and Class B common stock held by the Reporting Person. All future Form 4 and Form 5 filings will reflect the stock split.

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December 21, 2018 Filed Dec 27, 2018 23:34 UTC GrantClass A Common Stock 74,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031895 · doc4.xml · nonDerivative · entry 1

Figueredo Alfonso · CIK 0001746239 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,483

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 1,032 shares of Class B Common Stock. The Reporting Person underreported the amount of Class A Common Stock and Class B Common Stock in the initial Form 3 filed on August 8, 2018.

F2 · security: (Continued from Footnote 1) This Form 4 reflects the correct amount of Class A Common Stock and Class B common stock held by the Reporting Person. All future Form 4 and Form 5 filings will reflect the stock split.

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December 21, 2018 Filed Dec 27, 2018 23:33 UTC PurchaseClass A Common Stock 769 $13.00 $9,997.00
Disclosure

SEC source: 0000899243-18-031894 · doc4.xml · nonDerivative · entry 2

Villamil Jose Antonio · CIK 0001296601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,384

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. The Reporting Person beneficially owns 0 shares of Class B common stock. All future Form 4 and Form 5 filings will reflect the stock split.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.