Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Amerant Bancorp Inc.
Report date June 30, 2021 · Filed July 02, 2021
Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 81,879 |
Reported balance
After 2021-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-06-30 · Exercise / conversion · Acquired 1,729 · Balance 81,879 F1: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs. |
| Class A Common StockSEC Table I · non-derivative | Direct | 72,288 |
Reported balance
After 2021-06-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-06-30 · Tax withholding · Disposed 1,213 · Balance 72,288 F2: On February 16, 2021, Mr. Figueredo was awarded 9,729 time-based restricted stock units ("RSUs") under the 2021-2023 Long Term Incentive Plan. Each RSU represented the right to receive, following vesting, one share of Class A common stock. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and in accordance with the Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,351 RSUs vested on June 30, 2021 and Mr. Figueredo forfeited 8,378 RSUs. F3: This number reflects an aggregate of 1,213 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the settlement of shares of class A Common Stock related to the vesting of PSUs and RSUs. F4: The balance reflects the deduction of the 8,378 RSUs forfeited by Mr. Figueredo |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-30 · Exercise / conversion · Disposed 1,729 · Balance 0 F1: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs.
F2: On February 16, 2021, Mr. Figueredo was awarded 9,729 time-based restricted stock units ("RSUs") under the 2021-2023 Long Term Incentive Plan. Each RSU represented the right to receive, following vesting, one share of Class A common stock. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and in accordance with the Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,351 RSUs vested on June 30, 2021 and Mr. Figueredo forfeited 8,378 RSUs.
F3: This number reflects an aggregate of 1,213 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the settlement of shares of class A Common Stock related to the vesting of PSUs and RSUs.
F4: The balance reflects the deduction of the 8,378 RSUs forfeited by Mr. Figueredo
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 1,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746239-21-000006 · wf-form4_162525769876405.xml · derivative · entry 3 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs. F1 · derivative.expiration_date: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Tax withholdingClass A Common Stock | 1,213 | $21.38 | $25,933.94 |
DisclosureSEC source: 0001746239-21-000006 · wf-form4_162525769876405.xml · nonDerivative · entry 2 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,288 F2 · date: On February 16, 2021, Mr. Figueredo was awarded 9,729 time-based restricted stock units ("RSUs") under the 2021-2023 Long Term Incentive Plan. Each RSU represented the right to receive, following vesting, one share of Class A common stock. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and in accordance with the Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,351 RSUs vested on June 30, 2021 and Mr. Figueredo forfeited 8,378 RSUs. F3 · shares: This number reflects an aggregate of 1,213 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the settlement of shares of class A Common Stock related to the vesting of PSUs and RSUs. F4 · balance_after: The balance reflects the deduction of the 8,378 RSUs forfeited by Mr. Figueredo Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:28 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Exercise / conversionClass A Common Stock | 1,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001746239-21-000006 · wf-form4_162525769876405.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On February 16, 2021, Mr. Figueredo was awarded performance based restricted stock units ("PSUs") with an opportunity to earn a maximum of 14,594 PSUs, representing the right to receive, following vesting, one share of Class A common stock. The actual number of PSUs earned was subject to the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023. On June 30, 2021, Mr. Figueredo retired from his position as President and Chief Operating Officer of the Company and, in accordance with the Performance Based Restricted Stock Unit Agreement dated February 16, 2021 by and between the Company and Mr. Figueredo, 1,729 PSUs vested on June 30, 2021 and Mr. Figueredo forfeited the opportunity to earn any additional PSUs. Read SEC document |
| May 03, 2021 Filed May 4, 2021 22:25 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | PurchaseClass A Common Stock | 5,200 | $19.55 | $101,665.20 |
DisclosureSEC source: 0001746239-21-000004 · wf-form4_162016710567548.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,150 F1 · price: The shares were acquired in multiple transactions on May 3, 2021 at actual purchase prices ranging from $19.45 to $19.56 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:38 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantPerformance Based Restricted Stock Units · Derivative | 14,594 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001746239-21-000002 · wf-form4_161368424848876.xml · derivative · entry 2 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,594 Underlying: Class A Common Stock · 14,594 shares Expires not disclosed F2 · derivative.exercise_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Figueredo may earn at the end of the performance period. F2 · derivative.expiration_date: Each performance based restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The actual number of performance based restricted stock units earned shall be based on the achievement of the Relative Total Shareholder Return at a Threshold, Target or Maximum level set by the Compensation Committee for a 3-year period beginning January 1, 2021 and ending on December 31, 2023, and in general can range from 50% of the performance based restricted stock units to 150% of the performance based restricted stock units. The number of performance based restricted stock units reported reflect the maximum number of performance based restricted stock units Mr. Figueredo may earn at the end of the performance period. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:38 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantClass A Common Stock | 9,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001746239-21-000002 · wf-form4_161368424848876.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,950 F1 · shares: Restricted stock unit award granted on February 16, 2021 under the 2021-2023 Long Term Incentive Plan, a sub-plan of the 2018 Equity and Incentive Compensation Plan. Each restricted stock unit represents the right to receive, following vesting, one share of Class A common stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Figueredo remains in the continuous service of the Company or a subsidiary through each such date. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:21 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Tax withholdingClass A Common Stock | 6,069 | $14.73 | $89,396.37 |
DisclosureSEC source: 0001746239-20-000002 · wf-form4_160875849274320.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,221 F1 · shares: This number reflects an aggregate of 6,069 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock. Read SEC document |
| December 21, 2019 Filed Dec 23, 2019 23:03 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | Tax withholdingClass A Common Stock | 9,808 | $22.00 | $215,776.00 |
DisclosureSEC source: 0001746239-19-000001 · wf-form4_157714216797183.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,290 F1 · shares: This number reflects an aggregate of 9,808 shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of the restricted stock Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 23:34 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | PurchaseClass A Common Stock | 4,615 | $13.00 | $59,995.00 |
DisclosureSEC source: 0000899243-18-031895 · doc4.xml · nonDerivative · entry 2 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,098 F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 1,032 shares of Class B Common Stock. The Reporting Person underreported the amount of Class A Common Stock and Class B Common Stock in the initial Form 3 filed on August 8, 2018. F2 · security: (Continued from Footnote 1) This Form 4 reflects the correct amount of Class A Common Stock and Class B common stock held by the Reporting Person. All future Form 4 and Form 5 filings will reflect the stock split. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 23:34 UTC | Amerant Bancorp Inc. AMTB · Entity 4887 | GrantClass A Common Stock | 74,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031895 · doc4.xml · nonDerivative · entry 1 Figueredo Alfonso · CIK 0001746239 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,483 F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. As a result of the stock split, the Reporting Person beneficially owns 1,032 shares of Class B Common Stock. The Reporting Person underreported the amount of Class A Common Stock and Class B Common Stock in the initial Form 3 filed on August 8, 2018. F2 · security: (Continued from Footnote 1) This Form 4 reflects the correct amount of Class A Common Stock and Class B common stock held by the Reporting Person. All future Form 4 and Form 5 filings will reflect the stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.