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Mercantil Servicios Financieros, C.A.

Disclosed activity across 1 company

Tapewire entity
159357
SEC CIK
0001044282

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Latest disclosed role at each company.

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Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Amerant Bancorp Inc.

Report date March 07, 2019 · Filed March 07, 2019

Section 16 reporting ended · disclosed 2019-03-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-07 · Sale · Disposed 2,112,321 · Balance 0

F1: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 2,112,321 shares of Class B Common Stock of Mercantil Bank Holding Corporation on March 7, 2019 using the net proceeds from the exercise of the over-allotment option in connection with the public offering of Mercantil Bank Holding Corporation Class A Common Stock completed in December 2018 and certain private placements of Mercantil Bank Holding Corporation Class A Common Stock occurring in January and February 2019.

F2: Price reflects the weighted average purchase price for multiple transactions that ranged from $12.61 to $13.82 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 2,112,321 shares of Class B Common Stock of Mercantil Bank Holding Corporation on March 7, 2019 using the net proceeds from the exercise of the over-allotment option in connection with the public offering of Mercantil Bank Holding Corporation Class A Common Stock completed in December 2018 and certain private placements of Mercantil Bank Holding Corporation Class A Common Stock occurring in January and February 2019.

F2: Price reflects the weighted average purchase price for multiple transactions that ranged from $12.61 to $13.82 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2019 Filed Mar 7, 2019 20:16 UTC Amerant Bancorp Inc. AMTB · Entity 4887 SaleClass B Common Stock 2,112,321 $13.48 $28,474,087.08
Disclosure

SEC source: 0000899243-19-006772 · doc4.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 2,112,321 shares of Class B Common Stock of Mercantil Bank Holding Corporation on March 7, 2019 using the net proceeds from the exercise of the over-allotment option in connection with the public offering of Mercantil Bank Holding Corporation Class A Common Stock completed in December 2018 and certain private placements of Mercantil Bank Holding Corporation Class A Common Stock occurring in January and February 2019.

F2 · price: Price reflects the weighted average purchase price for multiple transactions that ranged from $12.61 to $13.82 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 27, 2018 Filed Mar 7, 2019 20:15 UTC Amerant Bancorp Inc. AMTB · Entity 4887 SaleClass B Common Stock 1,420,135.66 $12.61 $17,907,910.67
Disclosure

SEC source: 0000899243-19-006771 · doc5.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,321

F1 · security: Mercantil Bank Holding Corporation repurchased from Mercantil Servicios Financieros, C.A. 1,420,135.66 shares of Class B Common Stock of Mercantil Bank Holding Corporation on December 27, 2018 using the net proceeds from Mercantil Bank Holding Corporation's public offering of Class A common stock in December 2018.

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December 21, 2018 Filed Dec 27, 2018 18:29 UTC Amerant Bancorp Inc. AMTB · Entity 4887 SaleClass A Common Stock 4,922,477 $13.00 $63,992,201.00
Disclosure

SEC source: 0000899243-18-031886 · doc4.xml · nonDerivative · entry 1

Mercantil Servicios Financieros, C.A. · CIK 0001044282 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The Reporting Person beneficially owns 3,532,456.66 shares of Class B common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. All future Form 4 and Form 5 filings will reflect the stock split.

F2 · security: Mercantil Servicios Financieros, C.A. sold 4,922,477 shares of Class A common stock of Mercantil Bank Holding Corporation in connection with Mercantil Bank Holding Corporation's initial public offering, which closed on December 21, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.