Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2017 Filed Oct 30, 2017 20:33 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
SaleCommon Stock | 1,000 | $160.77 | $160,772.00 |
DisclosureSEC source: 0001179110-17-013530 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,638 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,376 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · derivative · entry 4 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,754 Underlying: Common Stock · 18,376 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 4,285 | $161.09 | $690,270.65 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,314 F1 · price: Reflects the weighted average price of 4,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 26, 2017 with sale prices ranging from $161.085 to $161.111 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 14,091 | $157.06 | $2,213,132.46 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,599 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 18,376 | $87.79 | $1,613,229.04 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 21:08 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 16,446 | $143.74 | $2,363,952.97 |
DisclosureSEC source: 0001179110-17-011545 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,441 F2 · price: Reflects the weighted average price of 16,446 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 16, 2017 with sale prices ranging from $143.26 to $144.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,452 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,904 Underlying: Common Stock · 5,452 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 4,503 | $144.90 | $652,484.70 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,638 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:13 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Exercise / conversionCommon Stock | 5,452 | $87.79 | $478,631.08 |
DisclosureSEC source: 0001179110-17-011659 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 21:08 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 23,004 | $145.05 | $3,336,658.89 |
DisclosureSEC source: 0001179110-17-011545 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,887 F1 · price: Reflects the weighted average price of 23,004 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 14, 2017 with sale prices ranging from $144.93 to $145.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:45 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,532 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-011455 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,532 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:45 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 425 | $145.15 | $61,690.45 |
DisclosureSEC source: 0001179110-17-011455 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:45 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 3,829 | $147.95 | $566,500.55 |
DisclosureSEC source: 0001179110-17-011455 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,127 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:45 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 5,532 | $65.31 | $361,294.92 |
DisclosureSEC source: 0001179110-17-011455 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:43 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
SaleCommon Stock | 1,200 | $145.06 | $174,072.00 |
DisclosureSEC source: 0001179110-17-011454 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:44 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 4,417 | $147.14 | $649,921.80 |
DisclosureSEC source: 0001179110-17-011456 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,381 F3 · price: Reflects the weighted average price of 4,417 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 10, 2017 with sale prices ranging from $147.06 to $147.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:44 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 15,900 | $146.12 | $2,323,260.30 |
DisclosureSEC source: 0001179110-17-011456 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,798 F2 · price: Reflects the weighted average price of 15,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 10, 2017 with sale prices ranging from $145.91 to $146.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:44 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 17,600 | $145.18 | $2,555,080.00 |
DisclosureSEC source: 0001179110-17-011456 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,698 F1 · price: Reflects the weighted average price of 17,600 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 10, 2017 with sale prices ranging from $144.75 to $145.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:34 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 13,418 | $146.25 | $1,962,343.59 |
DisclosureSEC source: 0001179110-17-011200 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,891 F1 · price: Reflects the weighted average price of 13,418 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 3, 2017 with sale prices ranging from $145.97 to $146.38 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 166,967 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,967 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 44,421 | $145.39 | $6,458,169.30 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 F2 · price: Reflects the weighted average price of 44,421 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 2, 2017 with sale prices ranging from $145.22 to $145.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 122,546 | $145.92 | $17,881,912.32 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,730 Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 166,967 | $65.31 | $10,904,614.77 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 176,830 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · derivative · entry 9 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,830 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 3,124 | $144.74 | $452,167.76 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 50,000 | $144.04 | $7,201,790.00 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,433 F1 · price: Reflects the weighted average price of 50,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017 with sale prices ranging from $143.71 to $144.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 123,706 | $144.45 | $17,869,331.70 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,433 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 176,830 | $54.33 | $9,607,173.90 |
DisclosureSEC source: 0001179110-17-010976 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,364 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · derivative · entry 8 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,364 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 57,342 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,342 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,273 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,273 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 90,840 | $144.45 | $13,121,838.00 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,298 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 54,364 | $65.31 | $3,550,512.84 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 57,342 | $54.33 | $3,115,390.86 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 15,273 | $58.70 | $896,525.10 |
DisclosureSEC source: 0001179110-17-010975 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 10,070 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-17-010974 · edgar.xml · derivative · entry 5 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366 Underlying: Common Stock · 10,070 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
SaleCommon Stock | 4,728 | $144.57 | $683,531.69 |
DisclosureSEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 3 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,331 F1 · price: Reflects the weighted average price of 4,728 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017, with sale prices ranging from $144.55 to $144.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 8,842 | $144.45 | $1,277,226.90 |
DisclosureSEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 2 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,059 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionCommon Stock | 10,070 | $107.61 | $1,083,632.70 |
DisclosureSEC source: 0001179110-17-010974 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,323 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010972 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,323 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 19,768 | $144.43 | $2,855,112.01 |
DisclosureSEC source: 0001179110-17-010972 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 40,927 F2 · price: Reflects the weighted average price of 19,768 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 31, 2017 with sale prices ranging from $144.11 to $144.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 40,555 | $144.45 | $5,858,169.75 |
DisclosureSEC source: 0001179110-17-010972 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 60,323 | $54.33 | $3,277,348.59 |
DisclosureSEC source: 0001179110-17-010972 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Mar 19, 2025 21:27 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 33,692 | $144.56 | $4,870,663.76 |
DisclosureSEC source: 0001415889-25-008603 · form4-03192025_090357.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,752 F1 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 22:20 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 139.3216 | $144.45 | $20,125.01 |
DisclosureSEC source: 0001179110-17-010910 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462.1583 Underlying: Common Stock · 139.3216 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 22:20 UTC |
SARLES H JAYDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 125.4759 | $144.45 | $18,124.99 |
DisclosureSEC source: 0001179110-17-010911 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112.9931 Underlying: Common Stock · 125.4759 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,848 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,848 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 7,090 | $143.96 | $1,020,683.49 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 15,758 | $144.65 | $2,279,394.70 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,823 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 22,848 | $54.33 | $1,241,331.84 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.