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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 300,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001419 · doc4.xml · derivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Bisignano FrankChief Administrative Officer
GrantCommon Stock 94,151 $39.83 $3,750,034.33
Disclosure

SEC source: 0001225208-08-001419 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,657

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Bradley John FDirector of Human Resources
GrantCommon Stock 26,363 $39.83 $1,050,038.29
Disclosure

SEC source: 0001225208-08-001420 · doc4.xml · nonDerivative · entry 1

Bradley John F · CIK 0001347655 · Director of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,735.9979

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001421 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,925.4162

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
COTE DAVID MDirector
GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001422 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,111.38

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001423 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,160.5313

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001424 · doc4.xml · nonDerivative · entry 1

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,604.9875

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
DALEY WILLIAM MVice Chairman
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001425 · doc4.xml · derivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
DALEY WILLIAM MVice Chairman
GrantCommon Stock 54,294 $39.83 $2,162,530.02
Disclosure

SEC source: 0001225208-08-001425 · doc4.xml · nonDerivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,945

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001426 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,949.5613

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 300,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001427 · doc4.xml · derivative · entry 3

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Maclin Samuel ToddExecutive Vice President
GrantCommon Stock 95,406 $39.83 $3,800,020.98
Disclosure

SEC source: 0001225208-08-001427 · doc4.xml · nonDerivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,466.1742

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:05 UTC
MILLER HEIDIExecutive Vice President
GrantStock Appreciation Rights · Derivative 300,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001428 · doc4.xml · derivative · entry 4

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:05 UTC
MILLER HEIDIExecutive Vice President
GrantCommon Stock 94,151 $39.83 $3,750,034.33
Disclosure

SEC source: 0001225208-08-001428 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,122.1272

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001429 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,503.1285

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
Rauchenberger LouisCorporate Controller
GrantCommon Stock 24,605 $39.83 $980,017.15
Disclosure

SEC source: 0001225208-08-001430 · doc4.xml · nonDerivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,214

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001431 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,703.6426

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:05 UTC
Smith GordonExecutive Vice President
GrantCommon Stock 69,044 $39.83 $2,750,022.52
Disclosure

SEC source: 0001225208-08-001432 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,020

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Rights · Derivative 400,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001433 · doc4.xml · derivative · entry 3

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
STALEY JAMES EManaging Director
GrantCommon Stock 220,939 $39.83 $8,800,000.37
Disclosure

SEC source: 0001225208-08-001433 · doc4.xml · nonDerivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,001.998

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
WINTERS WILLIAM TManaging Director
GrantStock Appreciation Rights · Derivative 400,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001434 · doc4.xml · derivative · entry 3

WINTERS WILLIAM T · CIK 0001197622 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 22, 2008 21:05 UTC
WINTERS WILLIAM TManaging Director
GrantCommon Stock 369,069 $39.83 $14,700,018.27
Disclosure

SEC source: 0001225208-08-001434 · doc4.xml · nonDerivative · entry 1

WINTERS WILLIAM T · CIK 0001197622 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,799.7287

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:06 UTC
SCHARF CHARLES WExecutive Vice President
GrantStock Appreciation Rights · Derivative 400,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-08-001435 · doc4.xml · derivative · entry 3

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2018-01-22

F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:06 UTC
SCHARF CHARLES WExecutive Vice President
GrantCommon Stock 144,364 $39.83 $5,750,018.12
Disclosure

SEC source: 0001225208-08-001435 · doc4.xml · nonDerivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,660.9167

F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011.

Read SEC document
January 22, 2008 Filed Jan 23, 2008 02:06 UTC GrantCommon Stock 4,268.1396 $39.83 $170,000.00
Disclosure

SEC source: 0001225208-08-001436 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,752.5964

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 11:53 UTC GrantCommon Stock 488.8991 $43.47 $21,250.00
Disclosure

SEC source: 0001225208-08-000261 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903.4725

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 11:53 UTC GrantCommon Stock 517.6579 $43.47 $22,500.00
Disclosure

SEC source: 0001225208-08-000262 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,892.3917

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 16:53 UTC GrantCommon Stock 517.6579 $43.47 $22,500.00
Disclosure

SEC source: 0001225208-08-000263 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,234.9889

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 16:53 UTC GrantCommon Stock 431.3816 $43.47 $18,750.00
Disclosure

SEC source: 0001225208-08-000264 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,484.4568

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 16:54 UTC GrantCommon Stock 431.3816 $43.47 $18,750.00
Disclosure

SEC source: 0001225208-08-000265 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,657.2766

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 11:54 UTC GrantCommon Stock 575.1754 $43.47 $25,000.00
Disclosure

SEC source: 0001225208-08-000266 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,681.4217

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 11:54 UTC
COTE DAVID MDirector
GrantCommon Stock 431.3816 $43.47 $18,750.00
Disclosure

SEC source: 0001225208-08-000267 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,843.2404

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 11:54 UTC GrantCommon Stock 517.6579 $43.47 $22,500.00
Disclosure

SEC source: 0001225208-08-000269 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,435.503

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
November 30, 2007 Filed Dec 3, 2007 16:49 UTC
ZUBROW BARRY LChief Risk Officer
GrantStock Appreciation Rights · Derivative 1,000,000 $0.00 Strike: $45.55 $0.00
Disclosure

SEC source: 0000019617-07-000814 · zub1095.xml · derivative · entry 1

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2017-11-30

F1 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning November 30, 2008. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
October 25, 2007 Filed Oct 26, 2007 12:19 UTC
Bisignano FrankChief Administrative Officer
Tax withholdingCommon Stock 36,573 $45.85 $1,676,872.05
Disclosure

SEC source: 0000019617-07-000730 · bis1093.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,506

Read SEC document
October 18, 2007 Filed Oct 22, 2007 10:14 UTC
Rauchenberger LouisCorporate Controller
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0000019617-07-000716 · rau1092.xml · derivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2017-10-18

F1 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning October 18, 2008.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC Disposition to issuerCommon Stock Equivalents · Derivative 1,331.8432 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000698 · bow1076.xml · derivative · entry 3

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,331.8432 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F4 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F4 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC GrantCommon Stock 463.0134 $45.90 $21,250.00
Disclosure

SEC source: 0000019617-07-000698 · bow1076.xml · nonDerivative · entry 2

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,370.9545

F2 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC GrantCommon Stock 1,331.8432 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000698 · bow1076.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907.9411

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 19:36 UTC Disposition to issuerCommon Stock Equivalents · Derivative 15,248.0814 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000699 · bur1077.xml · derivative · entry 3

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,248.0814 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F4 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F4 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 19:36 UTC GrantCommon Stock 408.5412 $45.90 $18,750.00
Disclosure

SEC source: 0000019617-07-000699 · bur1077.xml · nonDerivative · entry 2

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,029.4597

F2 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 19:36 UTC GrantCommon Stock 15,248.0814 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000699 · bur1077.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,620.9185

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC
COTE DAVID MDirector
GrantCommon Stock 408.5412 $45.90 $18,750.00
Disclosure

SEC source: 0000019617-07-000700 · cot1078.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,408.5412

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC Disposition to issuerCommon Stock Equivalents · Derivative 16,406.593 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000701 · cro1090.xml · derivative · entry 11

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,406.593 shares

Expires not disclosed

F9 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F10 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F10 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC GrantCommon Stock 490.2495 $45.90 $22,500.00
Disclosure

SEC source: 0000019617-07-000701 · cro1090.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,791.9523

F2 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:36 UTC GrantCommon Stock 16,406.593 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000701 · cro1090.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,301.7028

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

Read SEC document
September 30, 2007 Filed Oct 2, 2007 15:37 UTC Disposition to issuerCommon Stock Equivalents · Derivative 23,319.0351 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000702 · fut1087.xml · derivative · entry 2

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,319.0351 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F3 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F3 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

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September 30, 2007 Filed Oct 2, 2007 15:37 UTC GrantCommon Stock 23,319.0351 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000702 · fut1087.xml · nonDerivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,382.6191

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

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September 30, 2007 Filed Oct 2, 2007 15:37 UTC Disposition to issuerPension Liquidation Common Stock Equivalents · Derivative 10,187.3872 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000703 · gra1088.xml · derivative · entry 3

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,187.3872 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F4 · derivative.exercise_date: Common stock equivalents payable in cash upon termination of service as director.

F4 · derivative.expiration_date: Common stock equivalents payable in cash upon termination of service as director.

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September 30, 2007 Filed Oct 2, 2007 15:37 UTC Disposition to issuerCommon Stock Equivalents · Derivative 26,189.988 $0.00 $0.00
Disclosure

SEC source: 0000019617-07-000703 · gra1088.xml · derivative · entry 2

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,189.988 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Effective September 30, 2007, previous awards of common stock equivalents which were payable in cash upon retirement were converted into deferred stock units payable in common stock following termination of service as director.

F3 · derivative.exercise_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

F3 · derivative.expiration_date: Deferral of quarterly retainer, payable in cash following termination of service as director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.