Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2008 Filed Feb 4, 2008 21:46 UTC |
SCHARF CHARLES WExecutive Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 929,600 | $0.00 Strike: $24.95 | $0.00 |
DisclosureSEC source: 0001225208-08-002065 · doc4.xml · derivative · entry 4 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 929,600 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 21:46 UTC |
SCHARF CHARLES WExecutive Vice President
|
Tax withholdingCommon Stock | 679,937 | $47.80 | $32,497,588.92 |
DisclosureSEC source: 0001225208-08-002065 · doc4.xml · nonDerivative · entry 2 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061,352.9167 Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 21:46 UTC |
SCHARF CHARLES WExecutive Vice President
|
Exercise / conversionCommon Stock | 929,600 | $24.95 | $23,193,520.00 |
DisclosureSEC source: 0001225208-08-002065 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741,289.9167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 10,625 | $0.00 Strike: $47.84 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 12 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,625 shares Expires 2012-04-16 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,771 | $0.00 Strike: $47.84 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 11 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,271 Underlying: Common Stock · 25,771 shares Expires 2010-05-01 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 28,500 | $0.00 Strike: $47.84 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 10 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Underlying: Common Stock · 28,500 shares Expires 2010-05-01 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 34,804 | $0.00 Strike: $39.17 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 9 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,804 shares Expires 2010-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $31.22 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 8 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,200 shares Expires 2012-04-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 53,350 | $0.00 Strike: $23.11 | $0.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · derivative · entry 7 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,350 shares Expires 2010-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Tax withholdingCommon Stock | 37,851 | $47.84 | $1,810,602.59 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 6 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,811 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Tax withholdingCommon Stock | 31,261 | $47.84 | $1,495,369.94 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 5 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,662 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Tax withholdingCommon Stock | 10,625 | $47.84 | $508,246.88 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 4 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,923 Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionCommon Stock | 13,200 | $31.22 | $412,104.00 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionCommon Stock | 34,804 | $39.17 | $1,363,272.68 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 15:12 UTC |
Cavanagh Michael JChief Financial Officer
|
Exercise / conversionCommon Stock | 53,350 | $23.11 | $1,232,918.50 |
DisclosureSEC source: 0001225208-08-001954 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2008 Filed Jan 30, 2008 15:15 UTC |
CROWN JAMES SDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,670 | $0.00 Strike: $40.90 | $0.00 |
DisclosureSEC source: 0001225208-08-001717 · doc4.xml · derivative · entry 10 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,670 shares Expires 2008-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2008 Filed Jan 30, 2008 15:15 UTC |
CROWN JAMES SDirector
|
Exercise / conversionCommon Stock | 3,670 | $46.31 | $169,957.70 |
DisclosureSEC source: 0001225208-08-001717 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,830.5313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
Bisignano FrankChief Administrative Officer
|
Tax withholdingCommon Stock | 11,752 | $44.53 | $523,257.80 |
DisclosureSEC source: 0001225208-08-001615 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,905 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:09 UTC |
BLACK STEVEN DManaging Director
|
Tax withholdingCommon Stock | 48,439 | $44.53 | $2,156,746.48 |
DisclosureSEC source: 0001225208-08-001616 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,875.2986 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
Bradley John FDirector of Human Resources
|
Tax withholdingCommon Stock | 4,713 | $44.53 | $209,846.33 |
DisclosureSEC source: 0001225208-08-001617 · doc4.xml · nonDerivative · entry 1 Bradley John F · CIK 0001347655 · Director of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,022.9979 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
Cavanagh Michael JChief Financial Officer
|
Tax withholdingCommon Stock | 16,954 | $44.53 | $754,876.85 |
DisclosureSEC source: 0001225208-08-001618 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,194 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
DREW INA RChief Investment Officer
|
Tax withholdingCommon Stock | 37,907 | $44.53 | $1,687,809.18 |
DisclosureSEC source: 0001225208-08-001619 · doc4.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,722.2841 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
Rauchenberger LouisCorporate Controller
|
Tax withholdingCommon Stock | 5,497 | $44.53 | $244,753.93 |
DisclosureSEC source: 0001225208-08-001621 · doc4.xml · nonDerivative · entry 1 Rauchenberger Louis · CIK 0001385254 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,717 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
MANDELBAUM JAYExecutive Vice President
|
Tax withholdingCommon Stock | 20,979 | $44.53 | $934,089.98 |
DisclosureSEC source: 0001225208-08-001620 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,560 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:09 UTC |
SCHARF CHARLES WExecutive Vice President
|
Tax withholdingCommon Stock | 32,971 | $44.53 | $1,468,033.78 |
DisclosureSEC source: 0001225208-08-001622 · doc4.xml · nonDerivative · entry 1 SCHARF CHARLES W · CIK 0001195358 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,689.9167 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC |
WINTERS WILLIAM TManaging Director
|
Tax withholdingCommon Stock | 26,768 | $44.53 | $1,191,845.20 |
DisclosureSEC source: 0001225208-08-001623 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,911.7287 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:12 UTC |
DIMON JAMESDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 76,949 | $44.53 | $3,426,154.23 |
DisclosureSEC source: 0001225208-08-001629 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992,503 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:12 UTC |
Maclin Samuel ToddExecutive Vice President
|
Tax withholdingCommon Stock | 15,468 | $44.53 | $688,712.70 |
DisclosureSEC source: 0001225208-08-001630 · doc4.xml · nonDerivative · entry 1 Maclin Samuel Todd · CIK 0001298816 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,998.1742 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 22:12 UTC |
MILLER HEIDIExecutive Vice President
|
Tax withholdingCommon Stock | 24,543 | $44.53 | $1,092,777.08 |
DisclosureSEC source: 0001225208-08-001631 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,579.1272 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:12 UTC |
STALEY JAMES EManaging Director
|
Tax withholdingCommon Stock | 32,942 | $44.53 | $1,466,742.55 |
DisclosureSEC source: 0001225208-08-001632 · doc4.xml · nonDerivative · entry 1 STALEY JAMES E · CIK 0001197620 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,059.998 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 111,000 | $0.00 Strike: $35.39 | $0.00 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · derivative · entry 5 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,000 shares Expires 2008-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC |
WINTERS WILLIAM TManaging Director
|
Tax withholdingCommon Stock | 96,620 | $45.14 | $4,360,943.70 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 3 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,679.7287 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC |
WINTERS WILLIAM TManaging Director
|
SaleCommon Stock | 14,500 | $44.45 | $644,539.50 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 2 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349,299.7287 Read SEC document |
| January 24, 2008 Filed Jan 25, 2008 15:41 UTC |
WINTERS WILLIAM TManaging Director
|
Exercise / conversionCommon Stock | 111,000 | $35.39 | $3,928,134.60 |
DisclosureSEC source: 0001225208-08-001533 · doc4.xml · nonDerivative · entry 1 WINTERS WILLIAM T · CIK 0001197622 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,799.7287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2008 Filed Jan 28, 2008 17:09 UTC |
Bradley John FDirector of Human Resources
|
OtherCommon Stock | 1,326.5467 | $44.96 | $59,641.54 |
DisclosureSEC source: 0001225208-08-001617 · doc4.xml · nonDerivative · entry 2 Bradley John F · CIK 0001347655 · Director of Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 23:08 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GrantStock Appreciation Rights · Derivative | 2,000,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001409 · doc4.xml · derivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2018-01-22 F1 · derivative.exercise_date: These options, which have a ten-year term, will become exercisable no earlier than January 22, 2013, or five years after the effective date of January 22, 2008 (the Effective Date). Moreover, the number of options that will become exercisable (ranging anywhere from none to the full 2,000,000 options granted) and their exercisability date or dates will be determined by the Board based on an assessment of the performance of Mr. Dimon and the Company. That assessment will be made by the Board in the year prior to the fifth anniversary of the Effective Date, relying on such factors that in its sole discretion the Board deems appropriate. Any remaining options not deemed exercisable will be canceled. If Mr. Dimon's employment terminates for any reason, all outstanding, unexercisable options will be canceled. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 23:10 UTC |
DIMON JAMESDirector · Chairman & CEO
|
GrantCommon Stock | 364,048 | $39.83 | $14,500,031.84 |
DisclosureSEC source: 0001225208-08-001410 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069,452 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
Cavanagh Michael JChief Financial Officer
|
GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001411 · doc4.xml · derivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
Cavanagh Michael JChief Financial Officer
|
GrantCommon Stock | 94,151 | $39.83 | $3,750,034.33 |
DisclosureSEC source: 0001225208-08-001411 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,148 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
DREW INA RChief Investment Officer
|
GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001412 · doc4.xml · derivative · entry 3 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
DREW INA RChief Investment Officer
|
GrantCommon Stock | 120,513 | $39.83 | $4,800,032.79 |
DisclosureSEC source: 0001225208-08-001412 · doc4.xml · nonDerivative · entry 1 DREW INA R · CIK 0001254768 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,629.2841 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:03 UTC |
Cutler Stephen MGeneral Counsel
|
GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001413 · doc4.xml · derivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:03 UTC |
Cutler Stephen MGeneral Counsel
|
GrantCommon Stock | 69,044 | $39.83 | $2,750,022.52 |
DisclosureSEC source: 0001225208-08-001413 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,044 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
FUTTER ELLEN VDirector
|
GrantCommon Stock | 4,268.1396 | $39.83 | $170,000.00 |
DisclosureSEC source: 0001225208-08-001414 · doc4.xml · nonDerivative · entry 1 FUTTER ELLEN V · CIK 0001206676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,650.7587 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:03 UTC |
LIPP ROBERT IDirector · Senior Advisor
|
GrantCommon Stock | 21,969 | $39.83 | $875,025.27 |
DisclosureSEC source: 0001225208-08-001415 · doc4.xml · nonDerivative · entry 1 LIPP ROBERT I · CIK 0001221484 · Director · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,340.9905 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:04 UTC |
MANDELBAUM JAYExecutive Vice President
|
GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001416 · doc4.xml · derivative · entry 2 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:04 UTC |
MANDELBAUM JAYExecutive Vice President
|
GrantCommon Stock | 94,151 | $39.83 | $3,750,034.33 |
DisclosureSEC source: 0001225208-08-001416 · doc4.xml · nonDerivative · entry 1 MANDELBAUM JAY · CIK 0001199074 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,539 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 4,268.1396 | $39.83 | $170,000.00 |
DisclosureSEC source: 0001225208-08-001417 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,171.6121 F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director. Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:05 UTC |
BLACK STEVEN DManaging Director
|
GrantStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001418 · doc4.xml · derivative · entry 3 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 23, 2008 02:05 UTC |
BLACK STEVEN DManaging Director
|
GrantCommon Stock | 369,069 | $39.83 | $14,700,018.27 |
DisclosureSEC source: 0001225208-08-001418 · doc4.xml · nonDerivative · entry 1 BLACK STEVEN D · CIK 0001197618 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,314.2986 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.