Tapewire

NYSE · USD

AMJB

JPMORGAN CHASE & CO

Export transactions ↓
Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2010 Filed Apr 2, 2010 13:39 UTC GrantCommon Stock 558.6592 $44.75 $25,000.00
Disclosure

SEC source: 0001225208-10-009565 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,125.7769

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 13:39 UTC GrantCommon Stock 502.7933 $44.75 $22,500.00
Disclosure

SEC source: 0001225208-10-009566 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,744.7032

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:22 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 862,835 $0.00 Strike: $42.62 $0.00
Disclosure

SEC source: 0001225208-10-008943 · doc4.xml · derivative · entry 7

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862,835 shares

Expires 2010-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 16, 2010

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:22 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 835,914 $45.47 $38,009,009.58
Disclosure

SEC source: 0001225208-10-008943 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799,707

Read SEC document
March 25, 2010 Filed Mar 26, 2010 21:22 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 862,835 $42.62 $36,774,027.70
Disclosure

SEC source: 0001225208-10-008943 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2010 Filed Mar 24, 2010 13:24 UTC
MANDELBAUM JAYExecutive Vice President
SaleCommon Stock 25,000 $44.75 $1,118,750.00
Disclosure

SEC source: 0001225208-10-008852 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,826

F1 · kind: Shares sold pursuant to 10b5-1 plan dated Februay 12, 2010.

Read SEC document
March 17, 2010 Filed Mar 17, 2010 20:44 UTC
BLACK STEVEN DVice Chairman
SaleCommon Stock 168,574 $44.00 $7,417,256.00
Disclosure

SEC source: 0001225208-10-008458 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,276.2192

F1 · kind: Shares sold pursuant to 10b5-1 plan dated February 12, 2010.

Read SEC document
March 10, 2010 Filed Mar 12, 2010 18:57 UTC
MILLER HEIDIExecutive Vice President
GrantStock Option (Right to Buy) · Derivative 175,708 $0.00 Strike: $43.15 $0.00
Disclosure

SEC source: 0001225208-10-008033 · doc4.xml · derivative · entry 6

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,708

Underlying: Common Stock · 175,708 shares

Expires 2012-04-01

Read SEC document
March 10, 2010 Filed Mar 12, 2010 18:57 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 205,100 $0.00 Strike: $31.65 $0.00
Disclosure

SEC source: 0001225208-10-008033 · doc4.xml · derivative · entry 5

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 205,100 shares

Expires 2012-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Options exercised pursuant to 10b5-1 plan dated February 11, 2010.

Read SEC document
March 10, 2010 Filed Mar 12, 2010 18:57 UTC
MILLER HEIDIExecutive Vice President
Tax withholdingCommon Stock 175,708 $43.15 $7,581,800.20
Disclosure

SEC source: 0001225208-10-008033 · doc4.xml · nonDerivative · entry 2

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,386.5559

Read SEC document
March 10, 2010 Filed Mar 12, 2010 18:57 UTC
MILLER HEIDIExecutive Vice President
Exercise / conversionCommon Stock 205,100 $31.65 $6,491,415.00
Disclosure

SEC source: 0001225208-10-008033 · doc4.xml · nonDerivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,094.5559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2010 Filed Feb 12, 2010 21:06 UTC
Erdoes Mary E.Managing Director
SaleCommon Stock 5,000 $38.71 $193,550.00
Disclosure

SEC source: 0001225208-10-004329 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,202

Read SEC document
February 03, 2010 Filed Feb 3, 2010 17:20 UTC
MANDELBAUM JAYExecutive Vice President
SaleCommon Stock 25,000 $40.83 $1,020,822.50
Disclosure

SEC source: 0001225208-10-003448 · doc4.xml · nonDerivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,826

Read SEC document
February 03, 2010 Filed Feb 4, 2010 16:05 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,223,330 $0.00 Strike: $30.06 $0.00
Disclosure

SEC source: 0001225208-10-003473 · doc4.xml · derivative · entry 9

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,223,330 shares

Expires 2010-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of options scheduled to expire March 27, 2010.

Read SEC document
February 03, 2010 Filed Feb 4, 2010 16:05 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 641,156 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001225208-10-003473 · doc4.xml · derivative · entry 8

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 641,156 shares

Expires 2010-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of options scheduled to expire March 27, 2010.

Read SEC document
February 03, 2010 Filed Feb 4, 2010 16:05 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 1,613,558 $40.64 $65,566,929.33
Disclosure

SEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 3

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681,957

Read SEC document
February 03, 2010 Filed Feb 4, 2010 16:05 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 641,156 $28.86 $18,503,762.16
Disclosure

SEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2010 Filed Feb 4, 2010 16:05 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 1,223,330 $30.06 $36,773,299.80
Disclosure

SEC source: 0001225208-10-003473 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:41 UTC
Rauchenberger LouisCorporate Controller
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003565 · doc4.xml · derivative · entry 2

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:41 UTC
Rauchenberger LouisCorporate Controller
GrantRestricted Stock Units · Derivative 41,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003565 · doc4.xml · derivative · entry 1

Rauchenberger Louis · CIK 0001385254 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,093

Underlying: Common Stock · 41,093 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
Erdoes Mary E.Managing Director
GrantStock Appreciation Rights · Derivative 99,453 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003567 · doc4.xml · derivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,453

Underlying: Common Stock · 99,453 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
Erdoes Mary E.Managing Director
GrantRight to Receive Stock · Derivative 115,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003567 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,120

Underlying: Common Stock · 115,120 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 149,179 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003568 · doc4.xml · derivative · entry 2

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,179

Underlying: Common Stock · 149,179 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Bisignano FrankChief Administrative Officer
GrantRight to Receive Stock · Derivative 80,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003568 · doc4.xml · derivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,584

Underlying: Common Stock · 80,584 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
BLACK STEVEN DVice Chairman
GrantRestricted Stock Units · Derivative 289,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003569 · doc4.xml · derivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,386

Underlying: Common Stock · 289,386 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Cavanagh Michael JChief Financial Officer
GrantStock Appreciation Rights · Derivative 165,754 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003570 · doc4.xml · derivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,754

Underlying: Common Stock · 165,754 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Cavanagh Michael JChief Financial Officer
GrantRestricted Stock Units · Derivative 80,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003570 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,584

Underlying: Common Stock · 80,584 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
Cutler Stephen MGeneral Counsel
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003571 · doc4.xml · derivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
Cutler Stephen MGeneral Counsel
GrantRestricted Stock Units · Derivative 81,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003571 · doc4.xml · derivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,028

Underlying: Common Stock · 81,028 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
DALEY WILLIAM MVice Chairman
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003572 · doc4.xml · derivative · entry 2

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
DALEY WILLIAM MVice Chairman
GrantRestricted Stock Units · Derivative 42,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003572 · doc4.xml · derivative · entry 1

DALEY WILLIAM M · CIK 0001183865 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,251

Underlying: Common Stock · 42,251 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
DIMON JAMESDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 563,562 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003573 · doc4.xml · derivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,562

Underlying: Common Stock · 563,562 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
DIMON JAMESDirector · Chairman & CEO
GrantRight to Receive Stock · Derivative 195,704 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003573 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,704

Underlying: Common Stock · 195,704 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Donnelly John LDirector Human Resources
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003574 · doc4.xml · derivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Donnelly John LDirector Human Resources
GrantRestricted Stock Units · Derivative 42,830 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003574 · doc4.xml · derivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,830

Underlying: Common Stock · 42,830 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
DREW INA RChief Investment Officer
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003575 · doc4.xml · derivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
DREW INA RChief Investment Officer
GrantRestricted Stock Units · Derivative 219,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003575 · doc4.xml · derivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,933

Underlying: Common Stock · 219,933 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003576 · doc4.xml · derivative · entry 2

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
Maclin Samuel ToddExecutive Vice President
GrantRestricted Stock Units · Derivative 81,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003576 · doc4.xml · derivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,028

Underlying: Common Stock · 81,028 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
MANDELBAUM JAYExecutive Vice President
GrantStock Appreciation Rights · Derivative 149,179 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003577 · doc4.xml · derivative · entry 2

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,179

Underlying: Common Stock · 149,179 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:44 UTC
MANDELBAUM JAYExecutive Vice President
GrantRestricted Stock Units · Derivative 57,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003577 · doc4.xml · derivative · entry 1

MANDELBAUM JAY · CIK 0001199074 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,560

Underlying: Common Stock · 57,560 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
MILLER HEIDIExecutive Vice President
GrantStock Appreciation Rights · Derivative 133,334 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003578 · doc4.xml · derivative · entry 2

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Common Stock · 133,334 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:44 UTC
MILLER HEIDIExecutive Vice President
GrantRestricted Stock Units · Derivative 81,028 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003578 · doc4.xml · derivative · entry 1

MILLER HEIDI · CIK 0001199930 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,028

Underlying: Common Stock · 81,028 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:45 UTC
SCHARF CHARLES WExecutive Vice President
GrantStock Appreciation Rights · Derivative 198,905 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003579 · doc4.xml · derivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,905

Underlying: Common Stock · 198,905 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:45 UTC
SCHARF CHARLES WExecutive Vice President
GrantRestricted Stock Units · Derivative 115,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003579 · doc4.xml · derivative · entry 1

SCHARF CHARLES W · CIK 0001195358 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,120

Underlying: Common Stock · 115,120 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:45 UTC
Smith GordonExecutive Vice President
GrantStock Appreciation Rights · Derivative 149,179 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003580 · doc4.xml · derivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,179

Underlying: Common Stock · 149,179 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 13:45 UTC
Smith GordonExecutive Vice President
GrantRestricted Stock Units · Derivative 69,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003580 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,072

Underlying: Common Stock · 69,072 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:45 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003581 · doc4.xml · derivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:45 UTC
STALEY JAMES EManaging Director
GrantRestricted Stock Units · Derivative 127,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-10-003581 · doc4.xml · derivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,330

Underlying: Common Stock · 127,330 shares

Expires 2013-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 08:45 UTC
ZUBROW BARRY LChief Risk Officer
GrantStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-10-003582 · doc4.xml · derivative · entry 2

ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2020-01-20

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.