Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2013 Filed Jul 23, 2013 20:53 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 3,412 | $56.64 | $193,268.30 |
DisclosureSEC source: 0001225208-13-016496 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,289.4221 Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 13 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 12 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 60,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 11 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 60,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 10 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 40,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 26,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 9 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 26,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · derivative · entry 8 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,492 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 165,642 | $56.68 | $9,389,002.67 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 7 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,015.7007 Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 16,873 | $35.61 | $600,847.53 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 6 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,657.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $45.79 | $1,144,750.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,784.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 25,000 | $46.79 | $1,169,750.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,784.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 26,000 | $44.29 | $1,151,540.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,784.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 40,000 | $19.49 | $779,600.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,784.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:40 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 60,000 | $43.20 | $2,592,000.00 |
DisclosureSEC source: 0001225208-13-016540 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,784.7007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2013 Filed Jan 24, 2014 22:29 UTC |
WELDON WILLIAM CDirector
|
OtherCommon Stock | 0.1442 | $56.56 | $8.16 |
DisclosureSEC source: 0001225208-14-002333 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,562.9393 Read SEC document |
| July 19, 2013 Filed Jul 19, 2013 20:39 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 16,693 | $56.44 | $942,152.92 |
DisclosureSEC source: 0001225208-13-016356 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,620 Read SEC document |
| July 19, 2013 Filed Jul 19, 2013 20:39 UTC |
Erdoes Mary E.Managing Director
|
SaleCommon Stock | 29,000 | $56.31 | $1,633,100.20 |
DisclosureSEC source: 0001225208-13-016357 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,735 Read SEC document |
| July 17, 2013 Filed Jul 17, 2013 20:14 UTC |
Hogan John JamesChairman of Risk
|
SaleCommon Stock | 18,934 | $55.12 | $1,043,642.08 |
DisclosureSEC source: 0001225208-13-016310 · doc4.xml · nonDerivative · entry 1 Hogan John James · CIK 0001539754 · Chairman of Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,081.657 Read SEC document |
| July 16, 2013 Filed Jul 17, 2013 20:14 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 9,160 | $0.00 Strike: $39.96 | $0.00 |
DisclosureSEC source: 0001225208-13-016311 · doc4.xml · derivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,160 shares Expires 2014-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, became exercisable in full on January 25, 2006. Read SEC document |
| July 16, 2013 Filed Jul 17, 2013 20:14 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 8,940.107 | $55.13 | $492,890.45 |
DisclosureSEC source: 0001225208-13-016311 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784.7007 Read SEC document |
| July 16, 2013 Filed Jul 17, 2013 20:14 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 8,049 | $55.10 | $443,459.66 |
DisclosureSEC source: 0001225208-13-016311 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,724.8078 Read SEC document |
| July 16, 2013 Filed Jul 17, 2013 20:14 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 9,160 | $39.96 | $366,033.60 |
DisclosureSEC source: 0001225208-13-016311 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,773.8078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC |
Cavanagh Michael JExecutive Vice President
|
SaleCommon Stock | 20,000 | $54.65 | $1,092,982.00 |
DisclosureSEC source: 0001225208-13-016312 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,775 Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · derivative · entry 4 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 400,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC |
Pinto Daniel EManaging Director
|
Tax withholdingCommon Stock | 263,057 | $55.05 | $14,481,287.85 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,176 Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC |
Pinto Daniel EManaging Director
|
Exercise / conversionCommon Stock | 400,000 | $19.49 | $7,796,000.00 |
DisclosureSEC source: 0001225208-13-016313 · doc4.xml · nonDerivative · entry 1 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2013 Filed Oct 24, 2013 20:10 UTC |
Pinto Daniel EManaging Director
|
SaleCommon Stock | 73,247 | $55.46 | $4,062,278.62 |
DisclosureSEC source: 0001225208-13-022250 · doc4.xml · nonDerivative · entry 2 Pinto Daniel E · CIK 0001555174 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,986 Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 17:19 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 615.6469 | $52.79 | $32,500.00 |
DisclosureSEC source: 0001225208-13-015546 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,516.8137 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 355.1809 | $52.79 | $18,750.00 |
DisclosureSEC source: 0001225208-13-015547 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,395.3234 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 17:19 UTC |
COTE DAVID MDirector
|
GrantCommon Stock | 355.1809 | $52.79 | $18,750.00 |
DisclosureSEC source: 0001225208-13-015548 · doc4.xml · nonDerivative · entry 1 COTE DAVID M · CIK 0001136538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,247.9443 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 568.2894 | $52.79 | $30,000.00 |
DisclosureSEC source: 0001225208-13-015549 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,977.3995 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 355.1809 | $52.79 | $18,750.00 |
DisclosureSEC source: 0001225208-13-015550 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,689.7688 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 729.3048 | $52.79 | $38,500.00 |
DisclosureSEC source: 0001225208-13-015551 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,577.8988 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2013 Filed Jul 2, 2013 21:19 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 852.4342 | $52.79 | $45,000.00 |
DisclosureSEC source: 0001225208-13-015552 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,788.9786 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| May 15, 2013 Filed May 15, 2013 23:07 UTC |
Cutler Stephen MGeneral Counsel
|
SaleCommon Stock | 15,000 | $51.00 | $765,000.00 |
DisclosureSEC source: 0001225208-13-012393 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,509 F1 · kind: Shares sold pursuant to Rule 10b5-1 plan dated January 25, 2013. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 11 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 10 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 51,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 9 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 51,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 30,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 8 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 30,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 16,423 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · derivative · entry 7 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,692 Underlying: Common Stock · 16,423 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Tax withholdingCommon Stock | 234,476 | $50.04 | $11,733,179.04 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 6 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,701.4221 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 16,423 | $35.61 | $584,823.03 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 5 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,177.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 30,000 | $44.29 | $1,328,700.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 4 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $46.79 | $2,339,500.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 3 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 51,000 | $43.20 | $2,203,200.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 2 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:06 UTC |
Zames Matthew EChief Operating Officer
|
Exercise / conversionCommon Stock | 100,000 | $45.79 | $4,579,000.00 |
DisclosureSEC source: 0001225208-13-012391 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,754.4221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC |
Erdoes Mary E.Managing Director
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC |
Erdoes Mary E.Managing Director
|
Exercise / conversionStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 400,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC |
Erdoes Mary E.Managing Director
|
Tax withholdingCommon Stock | 378,639 | $50.04 | $18,947,095.56 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,735 Read SEC document |
| May 14, 2013 Filed May 15, 2013 23:07 UTC |
Erdoes Mary E.Managing Director
|
Exercise / conversionCommon Stock | 100,000 | $34.78 | $3,478,000.00 |
DisclosureSEC source: 0001225208-13-012392 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.