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AMJB

JPMORGAN CHASE & CO

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Tapewire entity
2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2015 Filed Jan 16, 2015 00:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 58,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-001452 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,155 shares

Expires 2015-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
January 13, 2015 Filed Jan 16, 2015 00:03 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 27,333 $59.04 $1,613,603.66
Disclosure

SEC source: 0001225208-15-001452 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,667

F2 · ownership.direct: Balance reflects transfer of shares previously owned indirectly by Trust to shares owned directly.

Read SEC document
January 13, 2015 Filed Jan 16, 2015 00:03 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 58,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-001452 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 17:27 UTC GrantCommon Stock 539.3097 $62.58 $33,750.00
Disclosure

SEC source: 0001225208-15-000536 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,087.708

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 299.6165 $62.58 $18,750.00
Disclosure

SEC source: 0001225208-15-000537 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,233.5586

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 599.233 $62.58 $37,500.00
Disclosure

SEC source: 0001225208-15-000538 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,500.7734

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 479.3864 $62.58 $30,000.00
Disclosure

SEC source: 0001225208-15-000539 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,867.4452

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 878.875 $62.58 $55,000.00
Disclosure

SEC source: 0001225208-15-000540 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,693.8231

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 359.5398 $62.58 $22,500.00
Disclosure

SEC source: 0001225208-15-000541 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,475.4571

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 599.233 $62.58 $37,500.00
Disclosure

SEC source: 0001225208-15-000542 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,865.4017

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 22:27 UTC GrantCommon Stock 798.9773 $62.58 $50,000.00
Disclosure

SEC source: 0001225208-15-000543 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,712.9114

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
November 14, 2014 Filed Jan 16, 2015 00:03 UTC
Lake MarianneChief Financial Officer
GiftCommon Stock 0.4657 $0.00 $0.00
Disclosure

SEC source: 0001225208-15-001451 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,294

Read SEC document
October 31, 2014 Filed Oct 31, 2014 21:14 UTC
O'Donovan MarkCorporate Controller
SaleCommon Stock 1,144 $60.26 $68,932.98
Disclosure

SEC source: 0001225208-14-022318 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale pursuant to 10b5-1 Plan dated July 22, 2014.

Read SEC document
October 25, 2014 Filed Oct 27, 2014 20:20 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-022041 · doc4.xml · derivative · entry 4

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128

Underlying: Common Stock · 2,376 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest in four equal installments beginning October 25, 2014.

Read SEC document
October 25, 2014 Filed Oct 27, 2014 20:20 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 1,232 $58.39 $71,933.40
Disclosure

SEC source: 0001225208-14-022041 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Read SEC document
October 25, 2014 Filed Oct 27, 2014 20:20 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-022041 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 15, 2014 Filed Oct 15, 2014 21:37 UTC
Donnelly John LDirector Human Resources
SaleCommon Stock 6,540 $55.89 $365,495.09
Disclosure

SEC source: 0001225208-14-021613 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,325.8181

F1 · kind: Sale pursuant to 10b5-1 Plan dated August 13, 2014.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 16:47 UTC GrantCommon Stock 560.259 $60.24 $33,750.00
Disclosure

SEC source: 0001225208-14-021064 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,150.4542

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 311.255 $60.24 $18,750.00
Disclosure

SEC source: 0001225208-14-021065 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,413.4616

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 705.5113 $60.24 $42,500.00
Disclosure

SEC source: 0001225208-14-021066 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,961.5118

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 498.008 $60.24 $30,000.00
Disclosure

SEC source: 0001225208-14-021067 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,306.2625

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 954.5153 $60.24 $57,500.00
Disclosure

SEC source: 0001225208-14-021068 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,045.0715

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 373.506 $60.24 $22,500.00
Disclosure

SEC source: 0001225208-14-021069 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082.1377

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 622.51 $60.24 $37,500.00
Disclosure

SEC source: 0001225208-14-021070 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,982.4712

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:47 UTC GrantCommon Stock 788.5126 $60.24 $47,500.00
Disclosure

SEC source: 0001225208-14-021071 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,480.0366

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 16,914 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-017572 · doc4.xml · derivative · entry 3

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915

Underlying: Common Stock · 16,914 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
BACON ASHLEYChief Risk Officer
Tax withholdingCommon Stock 7,950 $59.06 $469,487.25
Disclosure

SEC source: 0001225208-14-017572 · doc4.xml · nonDerivative · entry 2

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,265

F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 16,914 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-017572 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
Pinto Daniel EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 41,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-017573 · doc4.xml · derivative · entry 4

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,596

Underlying: Common Stock · 41,595 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
Pinto Daniel EManaging Director
Tax withholdingCommon Stock 19,550 $59.06 $1,154,525.25
Disclosure

SEC source: 0001225208-14-017573 · doc4.xml · nonDerivative · entry 2

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,018

F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:17 UTC
Pinto Daniel EManaging Director
Exercise / conversionCommon Stock 41,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-017573 · doc4.xml · nonDerivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
July 23, 2014 Filed Jul 25, 2014 20:09 UTC
Cutler Stephen MGeneral Counsel
Exercise / conversionStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-14-017466 · doc4.xml · derivative · entry 3

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.

Read SEC document
July 23, 2014 Filed Jul 25, 2014 20:09 UTC
Cutler Stephen MGeneral Counsel
Tax withholdingCommon Stock 84,345 $58.86 $4,964,124.98
Disclosure

SEC source: 0001225208-14-017466 · doc4.xml · nonDerivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,748

F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised.

Read SEC document
July 23, 2014 Filed Jul 25, 2014 20:09 UTC
Cutler Stephen MGeneral Counsel
Exercise / conversionCommon Stock 100,000 $39.83 $3,983,000.00
Disclosure

SEC source: 0001225208-14-017466 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below.

Read SEC document
July 16, 2014 Filed Jul 18, 2014 19:19 UTC
Cutler Stephen MGeneral Counsel
SaleCommon Stock 43,997 $58.74 $2,584,247.39
Disclosure

SEC source: 0001225208-14-017285 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,093

F1 · kind: Sale pursuant to 10b5-1 Plan dated January 28, 2014.

Read SEC document
July 15, 2014 Filed Jul 17, 2014 20:03 UTC
DIMON JAMESDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 2,000,000 $0.00 Strike: $39.83 $0.00
Disclosure

SEC source: 0001225208-14-017203 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2018-01-22

F1 · shares: See text of Footnote 1 below.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC GrantCommon Stock 1,041.3051 $57.62 $60,000.00
Disclosure

SEC source: 0001225208-14-016330 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,290.742

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC GrantCommon Stock 585.7341 $57.62 $33,750.00
Disclosure

SEC source: 0001225208-14-016331 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,177.2417

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC GrantCommon Stock 780.9788 $57.62 $45,000.00
Disclosure

SEC source: 0001225208-14-016332 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,276.2137

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 21:58 UTC GrantCommon Stock 520.6526 $57.62 $30,000.00
Disclosure

SEC source: 0001225208-14-016333 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,726.0388

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC GrantCommon Stock 390.4894 $57.62 $22,500.00
Disclosure

SEC source: 0001225208-14-016334 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,675.8476

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC GrantCommon Stock 650.8157 $57.62 $37,500.00
Disclosure

SEC source: 0001225208-14-016335 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,019.5969

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 21:58 UTC GrantCommon Stock 325.4078 $57.62 $18,750.00
Disclosure

SEC source: 0001225208-14-016336 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,559.1598

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 21:58 UTC GrantCommon Stock 824.3665 $57.62 $47,500.00
Disclosure

SEC source: 0001225208-14-016337 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,242.4976

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
May 05, 2014 Filed May 7, 2014 19:26 UTC
Smith GordonExecutive Vice President
PurchaseCommon Stock 40 $54.11 $2,164.40
Disclosure

SEC source: 0001225208-14-012335 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 40

F1 · shares: This purchase was made by an immediate family member of the reporting person and was deemed matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the highest price of sales by the reporting person during the six months prior to such purchase. The reporting person has paid to the issuer the full amount of the disgorgable profit realized in connection with these transactions.

Read SEC document
April 14, 2014 Filed Apr 16, 2014 20:46 UTC
BACON ASHLEYChief Risk Officer
SaleCommon Stock 3,050 $54.90 $167,453.54
Disclosure

SEC source: 0001225208-14-010754 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,301

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013.

Read SEC document
April 14, 2014 Filed Apr 16, 2014 20:46 UTC
Cutler Stephen MGeneral Counsel
SaleCommon Stock 43,997 $54.91 $2,415,800.48
Disclosure

SEC source: 0001225208-14-010755 · doc4.xml · nonDerivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,090

F1 · kind: Sale pursuant to 10b5-1 Plan dated January 28, 2014.

Read SEC document
April 14, 2014 Filed Apr 16, 2014 16:46 UTC
Donnelly John LDirector Human Resources
SaleCommon Stock 9,851 $54.92 $541,022.83
Disclosure

SEC source: 0001225208-14-010756 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,660.6424

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013.

Read SEC document
April 14, 2014 Filed Apr 16, 2014 20:46 UTC
Erdoes Mary E.Managing Director
SaleCommon Stock 60,000 $54.89 $3,293,220.00
Disclosure

SEC source: 0001225208-14-010757 · doc4.xml · nonDerivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,010

F1 · kind: Sale pursuant to 10b5-1 Plan dated February 7, 2014.

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April 14, 2014 Filed Apr 16, 2014 20:46 UTC
Lake MarianneChief Financial Officer
SaleCommon Stock 4,879 $54.89 $267,817.58
Disclosure

SEC source: 0001225208-14-010758 · doc4.xml · nonDerivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,279.6443

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.