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JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2016 Filed Jan 20, 2016 22:09 UTC GrantCommon Stock 3,930.8176 $57.24 $225,000.00
Disclosure

SEC source: 0001225208-16-024557 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,140.3003

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 19, 2016 Filed Jan 20, 2016 22:09 UTC GrantCommon Stock 3,930.8176 $57.24 $225,000.00
Disclosure

SEC source: 0001225208-16-024558 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,730.4899

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 19, 2016 Filed Jan 20, 2016 22:09 UTC GrantCommon Stock 3,930.8176 $57.24 $225,000.00
Disclosure

SEC source: 0001225208-16-024559 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,660.0902

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Erdoes Mary E.Managing Director
GrantRestricted Stock Units · Derivative 90,409 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024623 · doc4.xml · derivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,409

Underlying: Common Stock · 90,409 shares

Expires 2019-01-13

F2 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Petno Douglas BManaging Director
GrantRestricted Stock Units · Derivative 48,481 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024624 · doc4.xml · derivative · entry 5

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,481

Underlying: Common Stock · 48,481 shares

Expires 2019-01-13

F2 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Donnelly John LDirector Human Resources
GrantRestricted Stock Units · Derivative 27,516 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024625 · doc4.xml · derivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,516

Underlying: Common Stock · 27,516 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Zames Matthew EChief Operating Officer
GrantRestricted Stock Units · Derivative 93,030 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024626 · doc4.xml · derivative · entry 1

Zames Matthew E · CIK 0001550416 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,030

Underlying: Common Stock · 93,030 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Friedman StaceyGeneral Counsel
GrantRestricted Stock Units · Derivative 19,655 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024627 · doc4.xml · derivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,655

Underlying: Common Stock · 19,655 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Lake MarianneChief Financial Officer
GrantRestricted Stock Units · Derivative 53,722 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024628 · doc4.xml · derivative · entry 1

Lake Marianne · CIK 0001566079 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,722

Underlying: Common Stock · 53,722 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
O'Donovan MarkCorporate Controller
GrantRestricted Stock Units · Derivative 17,471 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024629 · doc4.xml · derivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471

Underlying: Common Stock · 17,471 shares

Expires 2019-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Pinto Daniel EManaging Director
GrantRestricted Stock Units · Derivative 101,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024630 · doc4.xml · derivative · entry 1

Pinto Daniel E · CIK 0001555174 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,466

Underlying: Common Stock · 101,466 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. In addition, Mr. Pinto is designated as Identified Staff subject to the compensation limits of the European Union Capital Requirements Directive IV (CRD IV). As a result, Mr. Pinto did not receive variable compensation in the form of cash for 2015.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. In addition, Mr. Pinto's equity incentives are subject to the Firm's clawback policy for Identified Staff.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. As Identified Staff, shares resulting from vesting must be held for 6 months from vesting date.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
Smith GordonExecutive Vice President
GrantRestricted Stock Units · Derivative 85,168 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024631 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,168

Underlying: Common Stock · 85,168 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 19, 2016 Filed Jan 21, 2016 22:36 UTC
BACON ASHLEYChief Risk Officer
GrantRestricted Stock Units · Derivative 48,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024632 · doc4.xml · derivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,581

Underlying: Common Stock · 48,581 shares

Expires 2019-01-13

F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
SaleCommon Stock 7,093 $56.81 $402,966.81
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 4

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,687.2938

F2 · kind: Sale pursuant to 10b5-1 Plan dated October 26, 2015.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
SaleCommon Stock 7,296 $56.81 $414,474.09
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · nonDerivative · entry 4

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to 10b5-1 Plan dated November 12, 2015.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
SaleCommon Stock 4,979 $56.81 $282,840.56
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · nonDerivative · entry 4

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,902

F2 · kind: Sale pursuant to 10b5-1 Plan dated October 28, 2015.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
SaleCommon Stock 6,553 $56.82 $372,322.46
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 4

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to 10b5-1 Plan dated November 6, 2015.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC PurchaseCommon Stock 5,361 $56.46 $302,698.14
Disclosure

SEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 4

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's SEP IRA

Disclosed balance after: 5,361

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC PurchaseCommon Stock 389 $56.46 $21,964.07
Disclosure

SEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 3

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's IRA

Disclosed balance after: 1,959

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC PurchaseCommon Stock 6,949 $56.46 $392,361.39
Disclosure

SEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SEP IRA

Disclosed balance after: 6,949

Read SEC document
January 15, 2016 Filed Jan 15, 2016 23:00 UTC PurchaseCommon Stock 2,219 $56.46 $125,291.62
Disclosure

SEC source: 0001225208-16-024262 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 11,091

Read SEC document
January 15, 2016 Filed Jan 20, 2016 22:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,525 $0.00 Strike: $23.76 $0.00
Disclosure

SEC source: 0001225208-16-024556 · doc4.xml · derivative · entry 5

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,525 shares

Expires 2016-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2016 Filed Jan 20, 2016 22:09 UTC Tax withholdingCommon Stock 1,467 $56.90 $83,464.97
Disclosure

SEC source: 0001225208-16-024556 · doc4.xml · nonDerivative · entry 2

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,237.4822

Read SEC document
January 15, 2016 Filed Jan 20, 2016 22:09 UTC Exercise / conversionCommon Stock 2,525 $23.76 $59,994.00
Disclosure

SEC source: 0001225208-16-024556 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,704.4822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
Exercise / conversionRestricted Stock Units · Derivative 18,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · derivative · entry 7

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,359

Underlying: Common Stock · 18,359 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
Exercise / conversionRestricted Stock Units · Derivative 20,127 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · derivative · entry 6

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,127 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
Tax withholdingCommon Stock 19,046 $58.29 $1,110,238.96
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 3

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,780.2938

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
Exercise / conversionCommon Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,826.2938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Donnelly John LDirector Human Resources
Exercise / conversionCommon Stock 20,127 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,467.2938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 10,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · derivative · entry 6

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,022

Underlying: Common Stock · 10,022 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,523 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · derivative · entry 5

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,523 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
Tax withholdingCommon Stock 5,249 $58.29 $305,977.33
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · nonDerivative · entry 3

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,296

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 2,523 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · nonDerivative · entry 2

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Friedman StaceyGeneral Counsel
Exercise / conversionCommon Stock 10,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024259 · doc4.xml · nonDerivative · entry 1

Friedman Stacey · CIK 0001662926 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 37,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · derivative · entry 6

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,581

Underlying: Common Stock · 37,581 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 16,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · derivative · entry 5

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,915 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on July 25, 2014 and 50% on January 13, 2016. Shares resulting from vesting must be held 6 months from vesting date.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
Tax withholdingCommon Stock 25,615 $58.29 $1,493,162.39
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · nonDerivative · entry 3

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,881

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 16,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · nonDerivative · entry 2

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
BACON ASHLEYChief Risk Officer
Exercise / conversionCommon Stock 37,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024260 · doc4.xml · nonDerivative · entry 1

BACON ASHLEY · CIK 0001580075 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 7,084 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · derivative · entry 7

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,085

Underlying: Common Stock · 7,084 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 3,435 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · derivative · entry 6

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,435 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
Tax withholdingCommon Stock 3,966 $58.29 $231,188.06
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 3

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 3,435 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 2

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
O'Donovan MarkCorporate Controller
Exercise / conversionCommon Stock 7,084 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024261 · doc4.xml · nonDerivative · entry 1

O'Donovan Mark · CIK 0001563700 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 159,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024263 · doc4.xml · derivative · entry 11

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,828

Underlying: Common Stock · 159,827 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 107,343 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024263 · doc4.xml · derivative · entry 10

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,343 shares

Expires 2016-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
DIMON JAMESDirector · Chairman & CEO
Tax withholdingCommon Stock 146,669 $58.29 $8,549,702.68
Disclosure

SEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 3

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,501

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 107,343 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
DIMON JAMESDirector · Chairman & CEO
Exercise / conversionCommon Stock 159,827 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024263 · doc4.xml · nonDerivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2016 Filed Jan 15, 2016 23:00 UTC
Smith GordonExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 68,683 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-024264 · doc4.xml · derivative · entry 6

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,683

Underlying: Common Stock · 68,683 shares

Expires 2017-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.