Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 8 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2016 Filed Oct 24, 2016 20:47 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001225208-16-040714 · doc4.xml · derivative · entry 3 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 20:47 UTC |
BACON ASHLEYChief Risk Officer
|
Tax withholdingCommon Stock | 41,315 | $68.12 | $2,814,171.23 |
DisclosureSEC source: 0001225208-16-040714 · doc4.xml · nonDerivative · entry 2 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,623 Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 20:47 UTC |
BACON ASHLEYChief Risk Officer
|
Exercise / conversionCommon Stock | 50,000 | $45.79 | $2,289,500.00 |
DisclosureSEC source: 0001225208-16-040714 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 20:12 UTC |
Erdoes Mary E.CEO Asset Management
|
SaleCommon Stock | 25,542 | $67.26 | $1,717,893.62 |
DisclosureSEC source: 0001225208-16-040565 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,080 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 12, 2016. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 20:12 UTC |
Lake MarianneChief Financial Officer
|
SaleCommon Stock | 14,083 | $67.26 | $947,236.66 |
DisclosureSEC source: 0001225208-16-040566 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,581 F1 · kind: Sale pursuant to 10b5-1 Plan dated July 29, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 563.1476 | $66.59 | $37,500.00 |
DisclosureSEC source: 0001225208-16-040113 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,262.8216 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 337.8886 | $66.59 | $22,500.00 |
DisclosureSEC source: 0001225208-16-040114 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,635.2617 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 488.0613 | $66.59 | $32,500.00 |
DisclosureSEC source: 0001225208-16-040115 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,048.8274 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 506.8329 | $66.59 | $33,750.00 |
DisclosureSEC source: 0001225208-16-040116 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,194.5393 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 713.3203 | $66.59 | $47,500.00 |
DisclosureSEC source: 0001225208-16-040117 · doc4.xml · nonDerivative · entry 2 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,571.1288 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 394.2033 | $66.59 | $26,250.00 |
DisclosureSEC source: 0001225208-16-040118 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,629.2556 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 619.4624 | $66.59 | $41,250.00 |
DisclosureSEC source: 0001225208-16-040119 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,502.2812 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:30 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 713.3203 | $66.59 | $47,500.00 |
DisclosureSEC source: 0001225208-16-040120 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,854.9635 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:07 UTC |
O'Donovan MarkCorporate Controller
|
GrantRestricted Stock Units · Derivative | 29,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039185 · doc4.xml · derivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,701 Underlying: Common Stock · 29,701 shares Expires 2020-10-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $67.34 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on September 8, 2016, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · derivative.exercise_date: Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionStock Appreciation Rights · Derivative | 99,453 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · derivative · entry 5 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,453 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionStock Appreciation Rights · Derivative | 179,977 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · derivative · entry 4 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,995 Underlying: Common Stock · 179,977 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
Erdoes Mary E.CEO Asset Management
|
Tax withholdingCommon Stock | 228,347 | $65.36 | $14,923,618.19 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 3 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,622 Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionCommon Stock | 99,453 | $43.20 | $4,296,369.60 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 2 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
Erdoes Mary E.CEO Asset Management
|
Exercise / conversionCommon Stock | 179,977 | $35.61 | $6,408,980.97 |
DisclosureSEC source: 0001225208-16-037803 · doc4.xml · nonDerivative · entry 1 Erdoes Mary E. · CIK 0001473446 · CEO Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 20:04 UTC |
O'Donovan MarkCorporate Controller
|
OtherCommon Stock | 809.9352 | $65.46 | $53,018.36 |
DisclosureSEC source: 0001225208-16-037804 · doc4.xml · nonDerivative · entry 1 O'Donovan Mark · CIK 0001563700 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Disclosed balance after: 0 Read SEC document |
| August 10, 2016 Filed Aug 11, 2016 21:47 UTC |
Petno Douglas BCEO Commercial Banking
|
GiftCommon Stock | 0.519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-037746 · doc4.xml · nonDerivative · entry 1 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,036 Read SEC document |
| August 10, 2016 Filed Oct 4, 2016 21:30 UTC |
JACKSON LABANDirector
|
GiftCommon Stock | 0.8085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040117 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,857.8085 Read SEC document |
| August 09, 2016 Filed Aug 11, 2016 21:47 UTC |
Petno Douglas BCEO Commercial Banking
|
OtherCommon Stock | 2,434.117 | $65.87 | $160,335.29 |
DisclosureSEC source: 0001225208-16-037746 · doc4.xml · nonDerivative · entry 2 Petno Douglas B · CIK 0001539649 · CEO Commercial Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 7 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 6 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 39,000 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · derivative · entry 5 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Tax withholdingCommon Stock | 74,917 | $63.91 | $4,787,570.89 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 4 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,664 Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $19.49 | $194,900.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 3 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 39,000 | $44.29 | $1,727,310.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 2 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2016 Filed Jul 25, 2016 14:49 UTC |
Lake MarianneChief Financial Officer
|
Exercise / conversionCommon Stock | 40,000 | $43.20 | $1,728,000.00 |
DisclosureSEC source: 0001225208-16-036987 · doc4.xml · nonDerivative · entry 1 Lake Marianne · CIK 0001566079 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2016 Filed Jul 18, 2016 19:44 UTC |
BACON ASHLEYChief Risk Officer
|
SaleCommon Stock | 15,521 | $63.97 | $992,830.25 |
DisclosureSEC source: 0001225208-16-036807 · doc4.xml · nonDerivative · entry 1 BACON ASHLEY · CIK 0001580075 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 3, 2016. Read SEC document |
| July 15, 2016 Filed Jul 18, 2016 19:44 UTC |
Smith GordonExecutive Vice President
|
SaleCommon Stock | 23,735 | $64.05 | $1,520,305.08 |
DisclosureSEC source: 0001225208-16-036808 · doc4.xml · nonDerivative · entry 1 Smith Gordon · CIK 0001311487 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,462 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 12, 2016. Read SEC document |
| July 15, 2016 Filed Jul 18, 2016 19:44 UTC |
Zames Matthew EChief Operating Officer
|
SaleCommon Stock | 3,991 | $63.91 | $255,058.82 |
DisclosureSEC source: 0001225208-16-036809 · doc4.xml · nonDerivative · entry 1 Zames Matthew E · CIK 0001550416 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,287.4221 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 12, 2016. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 16:25 UTC |
BOWLES CRANDALL CLOSEDirector
|
GrantCommon Stock | 573.3022 | $62.14 | $35,625.00 |
DisclosureSEC source: 0001225208-16-036116 · doc4.xml · nonDerivative · entry 1 BOWLES CRANDALL CLOSE · CIK 0000903518 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,102.9773 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
BURKE STEPHEN BDirector
|
GrantCommon Stock | 331.9118 | $62.14 | $20,625.00 |
DisclosureSEC source: 0001225208-16-036117 · doc4.xml · nonDerivative · entry 1 BURKE STEPHEN B · CIK 0001203694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,560.0842 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
FLYNN TIMOTHY PATRICKDirector
|
GrantCommon Stock | 512.9546 | $62.14 | $31,875.00 |
DisclosureSEC source: 0001225208-16-036119 · doc4.xml · nonDerivative · entry 1 FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,492.3862 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
CROWN JAMES SDirector
|
GrantCommon Stock | 523.0126 | $62.14 | $32,500.00 |
DisclosureSEC source: 0001225208-16-036118 · doc4.xml · nonDerivative · entry 1 CROWN JAMES S · CIK 0001185064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,278.8677 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
JACKSON LABANDirector
|
GrantCommon Stock | 804.6347 | $62.14 | $50,000.00 |
DisclosureSEC source: 0001225208-16-036120 · doc4.xml · nonDerivative · entry 1 JACKSON LABAN · CIK 0001202252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,774.2931 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
NEAL MICHAEL ADirector
|
GrantCommon Stock | 392.2594 | $62.14 | $24,375.00 |
DisclosureSEC source: 0001225208-16-036121 · doc4.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,107.0021 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
RAYMOND LEE RDirector
|
GrantCommon Stock | 673.8816 | $62.14 | $41,875.00 |
DisclosureSEC source: 0001225208-16-036122 · doc4.xml · nonDerivative · entry 1 RAYMOND LEE R · CIK 0001198809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,165.7317 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 30, 2016 Filed Jul 5, 2016 20:25 UTC |
WELDON WILLIAM CDirector
|
GrantCommon Stock | 804.6347 | $62.14 | $50,000.00 |
DisclosureSEC source: 0001225208-16-036123 · doc4.xml · nonDerivative · entry 1 WELDON WILLIAM C · CIK 0001189019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,485.4388 F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director. Read SEC document |
| June 06, 2016 Filed Jan 18, 2017 21:04 UTC |
DIMON JAMESDirector · Chairman & CEO
|
OtherCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001319 · doc4.xml · nonDerivative · entry 1 DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,333 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionStock Appreciation Rights · Derivative | 15,385 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 10 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,385 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 9 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,873 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionStock Appreciation Rights · Derivative | 10,460 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 8 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,922 Underlying: Common Stock · 10,460 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Tax withholdingCommon Stock | 13,567 | $64.00 | $868,288.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,343.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Tax withholdingCommon Stock | 13,292 | $64.00 | $850,688.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 5 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,910.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Tax withholdingCommon Stock | 9,203 | $64.00 | $588,992.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,202.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionCommon Stock | 10,460 | $46.58 | $487,226.80 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,405.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC |
Donnelly John LDirector Human Resources
|
Exercise / conversionCommon Stock | 15,385 | $44.29 | $681,401.65 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,945.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.