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APPLIED MATERIALS INC /DE

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2812
SEC CIK
0000006951
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1,190

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0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 2026032
Jul 202600
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2012 Filed Feb 4, 2012 02:39 UTC
Nalamasu OmkaramCorporate VP, CTO
Tax withholdingCommon Stock 4,219 $12.57 $53,032.83
Disclosure

SEC source: 0001127602-12-004067 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,364

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 192,125 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 30,500 shares are scheduled to vest in installments during each of February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date).

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January 01, 2012 Filed Jan 5, 2012 01:31 UTC
EDMAN THOMAS TGroup VP & GM, Display
Tax withholdingCommon Stock 9,576 $10.71 $102,558.96
Disclosure

SEC source: 0001127602-12-000910 · form4.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,581

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 253,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 68,250 shares are scheduled to vest in installments during each January of 2013 through 2015; (c) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014; and (d) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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January 01, 2012 Filed Jan 5, 2012 01:34 UTC
Nalamasu OmkaramCorporate VP, CTO
Tax withholdingCommon Stock 4,878 $10.71 $52,243.38
Disclosure

SEC source: 0001127602-12-000912 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,552

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 203,625 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date).

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January 01, 2012 Filed Jan 5, 2012 01:37 UTC
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
Tax withholdingCommon Stock 3,279 $10.71 $35,118.09
Disclosure

SEC source: 0001127602-12-000914 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,981

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 111,125 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each April of 2012 through 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 20,000 shares are scheduled to vest in installments during each June of 2012 through 2015 (all vesting is subject to continued employment through each vest date).

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January 01, 2012 Filed Feb 3, 2012 02:24 UTC Amendment
Nalamasu OmkaramCorporate VP, CTO
Tax withholdingCommon Stock 4,847 $10.71 $51,911.37
Disclosure

SEC source: 0001127602-12-003820 · form4a.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,583

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased to reflect the fact that 4,847 shares (not 4,878 shares) should have been reported as withheld on Dr. Nalamasu's Form 4 filed January 4, 2012.

F2 · balance_after: Number of shares has been increased from the number of shares reported on Dr. Nalamasu's Form 4 filed January 4, 2012 to reflect the corrected number of shares withheld upon vesting of performance shares (restricted stock units). Number of shares includes 203,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vesting date).

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December 20, 2011 Filed Dec 22, 2011 02:15 UTC
Pappis Charles CGroup VP, GM AGS
SaleCommon Stock 37,583 $10.62 $399,131.46
Disclosure

SEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 2

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,709.9165

F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:09 UTC
Humiston Mary ESenior VP, Global HR
Tax withholdingCommon Stock 35,595 $10.13 $360,577.35
Disclosure

SEC source: 0001127602-11-033036 · form4.xml · nonDerivative · entry 1

Humiston Mary E · CIK 0001466931 · Senior VP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,926

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 453,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:10 UTC
KIFER RONGroup VP & CIO
Tax withholdingCommon Stock 29,760 $10.13 $301,468.80
Disclosure

SEC source: 0001127602-11-033038 · form4.xml · nonDerivative · entry 1

KIFER RON · CIK 0001366342 · Group VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,030

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 148,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2013; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:12 UTC
Kerschbaum ManfredSenior Vice President
Tax withholdingCommon Stock 45,563 $10.13 $461,553.19
Disclosure

SEC source: 0001127602-11-033040 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,691

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 248,750 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 126,250 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:13 UTC
Davis George SExecutive Vice President & CFO
Tax withholdingCommon Stock 84,058 $10.13 $851,507.54
Disclosure

SEC source: 0001127602-11-033042 · form4.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,865.5476

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 538,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:15 UTC
Pappis Charles CGroup VP, GM AGS
Tax withholdingCommon Stock 32,417 $10.13 $328,384.21
Disclosure

SEC source: 0001127602-11-033044 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,292.9165

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 317,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2011 Filed Dec 22, 2011 02:16 UTC
Pinto MarkEVP & GM, EES
Tax withholdingCommon Stock 87,762 $10.13 $889,029.06
Disclosure

SEC source: 0001127602-11-033046 · form4.xml · nonDerivative · entry 1

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,246

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 538,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

Read SEC document
December 19, 2011 Filed Dec 22, 2011 02:18 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Tax withholdingCommon Stock 50,417 $10.13 $510,724.21
Disclosure

SEC source: 0001127602-11-033048 · form4.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,653

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 336,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 19, 2011 Filed Dec 22, 2011 02:20 UTC
Thakur RandhirEVP & GM, Silicon Systems
Tax withholdingCommon Stock 99,738 $10.13 $1,010,345.94
Disclosure

SEC source: 0001127602-11-033050 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,643

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 538,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:22 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
Tax withholdingCommon Stock 177,095 $10.13 $1,793,972.35
Disclosure

SEC source: 0001127602-11-033052 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779,296

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) and upon vesting of shares of restricted stock to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes: (a) 702,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 19, 2011 Filed Dec 22, 2011 02:24 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 15,947 $10.13 $161,543.11
Disclosure

SEC source: 0001127602-11-033054 · form4.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,328

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date).

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December 19, 2011 Filed Feb 3, 2012 02:19 UTC Amendment
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
Tax withholdingCommon Stock 15,725 $10.13 $159,294.25
Disclosure

SEC source: 0001127602-12-003819 · form4a.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,550

F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased to reflect the fact that 15,725 shares (not 15,947 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed December 21, 2011.

F2 · balance_after: Number of shares has been increased from the number of shares reported in Mr. Flanagan's Form 4 filed December 21, 2011 to reflect the corrected number of shares withheld upon vesting of performance shares (restricted stock units). Number of shares includes 462,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date).

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December 16, 2011 Filed Dec 21, 2011 01:08 UTC SaleCommon Stock 20,000 $10.27 $205,400.00
Disclosure

SEC source: 0001127602-11-032968 · form4.xml · nonDerivative · entry 1

PARKER GERHARD H · CIK 0001131060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,430

F1 · balance_after: Number of shares includes: (a) 35,717 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2012 through 2015 (all vesting is subject to continued service as a director through each vest date); and (b) 42,800 shares of Applied Materials, Inc. common stock held in a living trust.

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December 14, 2011 Filed Dec 8, 2012 02:30 UTC PurchaseCommon Stock 320.996 $10.61 $3,405.77
Disclosure

SEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 3

ROGERS JAMES E · CIK 0001024251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,515.137

F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock.

F2 · balance_after: Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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December 08, 2011 Filed Dec 13, 2011 00:47 UTC
EDMAN THOMAS TGroup VP & GM, Display
SaleCommon Stock 22 $11.03 $242.66
Disclosure

SEC source: 0001127602-11-031964 · form4.xml · nonDerivative · entry 2

EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,157

F1 · balance_after: Number of shares includes 278,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; (c) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014; and (d) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 08, 2011 Filed Dec 13, 2011 00:47 UTC
EDMAN THOMAS TGroup VP & GM, Display
SaleCommon Stock 14,402 $11.02 $158,710.04
Disclosure

SEC source: 0001127602-11-031964 · form4.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,179

F1 · balance_after: Number of shares includes 278,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; (c) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014; and (d) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:25 UTC
EDMAN THOMAS TGroup VP & GM, Display
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031474 · form4.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,581

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 128,000 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (c) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:26 UTC
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031475 · form4.xml · nonDerivative · entry 1

FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,275

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 306,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014, and (b) 175,000 shares are scheduled to vest in installments during each December of 2011 through 2014 (subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:27 UTC
Humiston Mary ESenior VP, Global HR
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031476 · form4.xml · nonDerivative · entry 1

Humiston Mary E · CIK 0001466931 · Senior VP, Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,521

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 380,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 42,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 240,000 shares are scheduled to vest in installments during each December of 2011 through 2014; and (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013 (all vesting will be subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:28 UTC
Davis George SExecutive Vice President & CFO
Disposition to issuerCommon Stock 17,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 3

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,923.5476

F5 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F6 · balance_after: Number of shares includes: (a) 718,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 449,563 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:28 UTC
Davis George SExecutive Vice President & CFO
GrantCommon Stock 17,000 $0.01 $170.00
Disclosure

SEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 2

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,642.5476

F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F4 · balance_after: Number of shares includes 736,282 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (c) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:28 UTC
Davis George SExecutive Vice President & CFO
GrantCommon Stock 233,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031477 · form4.xml · nonDerivative · entry 1

Davis George S · CIK 0001379532 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,642.5476

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 503,282 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 93,907 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 409,375 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:29 UTC
Thakur RandhirEVP & GM, Silicon Systems
Disposition to issuerCommon Stock 49,360 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031478 · form4.xml · nonDerivative · entry 3

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,381

F5 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F6 · balance_after: Number of shares includes: (a) 752,157 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 483,158 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 35,999 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:29 UTC
Thakur RandhirEVP & GM, Silicon Systems
GrantCommon Stock 17,000 $0.01 $170.00
Disclosure

SEC source: 0001127602-11-031478 · form4.xml · nonDerivative · entry 2

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,741

F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F4 · balance_after: Number of shares includes 801,517 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares are scheduled to vest in installments during each December of 2011 through 2013; (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (c) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:29 UTC
Thakur RandhirEVP & GM, Silicon Systems
GrantCommon Stock 233,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031478 · form4.xml · nonDerivative · entry 1

Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,741

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 568,517 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 88,830 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 479,687 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:30 UTC
Pinto MarkEVP & GM, EES
Disposition to issuerCommon Stock 20,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031479 · form4.xml · nonDerivative · entry 3

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,008

F5 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F6 · balance_after: Number of shares includes: (a) 726,500 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 457,500 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:30 UTC
Pinto MarkEVP & GM, EES
GrantCommon Stock 17,000 $0.01 $170.00
Disclosure

SEC source: 0001127602-11-031479 · form4.xml · nonDerivative · entry 2

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,258

F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F4 · balance_after: Number of shares includes 746,750 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (c) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:30 UTC
Pinto MarkEVP & GM, EES
GrantCommon Stock 233,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031479 · form4.xml · nonDerivative · entry 1

Pinto Mark · CIK 0001322093 · EVP & GM, EES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,258

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 513,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 98,750 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 415,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:33 UTC
Nalamasu OmkaramCorporate VP, CTO
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031480 · form4.xml · nonDerivative · entry 1

Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,430

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 90,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 shares are scheduled to vest in installments during each of July of 2012 and 2013; (b) 42,000 shares are scheduled to vest in installments during each of February of 2012 through 2015; and (c) 43,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vesting date).

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December 05, 2011 Filed Dec 8, 2011 02:35 UTC
Pappis Charles CGroup VP, GM AGS
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031481 · form4.xml · nonDerivative · entry 1

Pappis Charles C · CIK 0001475345 · Group VP, GM AGS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,709.9165

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 237,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 215,000 shares are scheduled to vest in installments during each December of 2011 through 2014; and (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2011 through 2013 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:36 UTC
Kerschbaum ManfredSenior Vice President
Disposition to issuerCommon Stock 12,656 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 2

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,254

F3 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F4 · balance_after: Number of shares includes 352,188 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 229,688 shares are scheduled to vest in installments during each December of 2011 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:36 UTC
Kerschbaum ManfredSenior Vice President
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031482 · form4.xml · nonDerivative · entry 1

Kerschbaum Manfred · CIK 0001322089 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,910

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 264,844 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 61,719 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 203,125 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:38 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Disposition to issuerCommon Stock 10,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031483 · form4.xml · nonDerivative · entry 2

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,070

F3 · shares: Represents previously-reported performance shares (restricted stock units) that have been forfeited as specified performance goals were not fully achieved.

F4 · balance_after: Number of shares includes 444,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 271,750 shares are scheduled to vest in installments during each December of 2011 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:38 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031483 · form4.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,195

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

Read SEC document
December 05, 2011 Filed Dec 8, 2011 02:42 UTC
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031484 · form4.xml · nonDerivative · entry 1

Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,260

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date).

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 69,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each April of 2012 through 2014, and (b) 31,500 shares are scheduled to vest in installments during each January of 2012 through 2015 (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:50 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
Disposition to issuerCommon Stock 45,563 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 4

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956,391

F7 · shares: Represents 35,437 previously reported performance shares (restricted stock units) and 10,125 previously reported shares of restricted stock that have been forfeited as specified performance goals were not fully achieved.

F8 · balance_after: Number of shares includes: (a) 1,009,126 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 713,126 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 409,750 shares of restricted stock that are scheduled to vest as follows: (i) 167,750 shares are scheduled to vest in installments during each December of 2011 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2011 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:50 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
GrantCommon Stock 109,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 3

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001,954

F5 · shares: Represents performance units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance units will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of units shown is the target award level. The actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F6 · balance_after: Number of shares includes: (a) 1,044,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) 419,875 shares of restricted stock that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:50 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
GrantCommon Stock 233,000 $0.01 $2,330.00
Disclosure

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892,954

F3 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F4 · balance_after: Number of shares includes: (a) 1,044,563 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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December 05, 2011 Filed Dec 8, 2011 02:50 UTC
SPLINTER MICHAEL RDirector · Chairman, President and CEO
GrantCommon Stock 233,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-031485 · form4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,954

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 811,563 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 172,813 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 638,750 shares will be scheduled to vest in installments during each December of 2011 through 2014; and (b) 186,875 shares of restricted stock previously reported that are scheduled to vest as follows: (i) 34,375 shares are scheduled to vest in installments during each December of 2011 through 2013; and (ii) provided specified performance goals are achieved, 152,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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September 21, 2011 Filed Dec 8, 2012 02:30 UTC PurchaseCommon Stock 298.486 $11.33 $3,381.85
Disclosure

SEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 2

ROGERS JAMES E · CIK 0001024251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,194.141

F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock.

F2 · balance_after: Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).

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September 19, 2011 Filed Sep 21, 2011 23:41 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001127602-11-025759 · form4.xml · derivative · entry 4

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100,000 shares became exercisable on 4/1/2011 and 200,000 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date).

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September 19, 2011 Filed Sep 21, 2011 23:41 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
SaleCommon Stock 50,000 $11.19 $559,500.00
Disclosure

SEC source: 0001127602-11-025759 · form4.xml · nonDerivative · entry 2

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,195

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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September 19, 2011 Filed Sep 21, 2011 23:41 UTC
Sweeney Joseph JSr. VP, GC & Corp. Secretary
Exercise / conversionCommon Stock 50,000 $8.58 $429,000.00
Disclosure

SEC source: 0001127602-11-025759 · form4.xml · nonDerivative · entry 1

Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 304,375 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 56,875 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 247,500 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting is subject to continued employment through each vest date).

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September 16, 2011 Filed Sep 20, 2011 23:38 UTC
KIFER RONGroup VP & CIO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001127602-11-025659 · form4.xml · derivative · entry 3

KIFER RON · CIK 0001366342 · Group VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 100,000 shares

Expires 2014-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100,000 shares became exercisable on 4/1/2011 and 150,000 shares are scheduled to become exercisable on 4/1/2012, subject to continued employment through the vest date.

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September 16, 2011 Filed Sep 20, 2011 23:38 UTC
KIFER RONGroup VP & CIO
SaleCommon Stock 100,000 $11.62 $1,162,000.00
Disclosure

SEC source: 0001127602-11-025659 · form4.xml · nonDerivative · entry 2

KIFER RON · CIK 0001366342 · Group VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,790

F1 · balance_after: Number of shares includes 212,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,500 shares are scheduled to vest in installments during each December of 2011 through 2013; and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (all vesting will be subject to continued employment through each vest date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.