ALV

SEC source: 0000899243-18-004591 · doc4.xml · nonDerivative · entry 1

Wendels Amelie · CIK 0001557744 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004590 · doc4.xml · derivative · entry 3

Sjobring Lars · CIK 0001411431 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

Underlying: Common Stock · 591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004590 · doc4.xml · nonDerivative · entry 2

Sjobring Lars · CIK 0001411431 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791

SEC source: 0000899243-18-004590 · doc4.xml · nonDerivative · entry 1

Sjobring Lars · CIK 0001411431 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004588 · doc4.xml · derivative · entry 5

Patrick Erin · CIK 0001529587 · Vice President, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Stock · 126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 2

Patrick Erin · CIK 0001529587 · Vice President, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83

SEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 1

Patrick Erin · CIK 0001529587 · Vice President, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004583 · doc4.xml · derivative · entry 3

Eliasson Karin · CIK 0001617921 · Group VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004583 · doc4.xml · nonDerivative · entry 1

Eliasson Karin · CIK 0001617921 · Group VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004582 · doc4.xml · derivative · entry 3

Jonsson Thomas · CIK 0001567617 · Group VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004582 · doc4.xml · nonDerivative · entry 1

Jonsson Thomas · CIK 0001567617 · Group VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004581 · doc4.xml · derivative · entry 3

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577

Underlying: Common Stock · 1,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004581 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-004580 · doc4.xml · derivative · entry 4

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423

Underlying: Common Stock · 423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F3 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-004580 · doc4.xml · nonDerivative · entry 1

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

SEC source: 0000899243-18-004244 · doc4.xml · derivative · entry 1

Wendels Amelie · CIK 0001557744 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Stock · 301 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004242 · doc4.xml · derivative · entry 1

Jonsson Thomas · CIK 0001567617 · Group VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Underlying: Common Stock · 1,874 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004239 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 558 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004238 · doc4.xml · derivative · entry 1

Sjobring Lars · CIK 0001411431 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004236 · doc4.xml · derivative · entry 1

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004232 · doc4.xml · derivative · entry 1

Bratt Mikael · CIK 0001673834 · President, Passive Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004231 · doc4.xml · derivative · entry 1

Mogefors Svante · CIK 0001321564 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Underlying: Common Stock · 1,874 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004230 · doc4.xml · derivative · entry 1

Eliasson Karin · CIK 0001617921 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Underlying: Common Stock · 1,874 shares

Expires 2019-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the first anniversary of the grant date.

SEC source: 0000899243-18-004229 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004224 · doc4.xml · derivative · entry 1

Patrick Erin · CIK 0001529587 · Vice President, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 558 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004223 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,262

Underlying: Common Stock · 7,262 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-18-004220 · doc4.xml · derivative · entry 1

Fredin Steven R · CIK 0001373482 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2019-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the first anniversary of the grant date.

SEC source: 0000899243-17-028467 · doc4.xml · derivative · entry 1

RINGLER JAMES M · CIK 0001009139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028488 · doc4.xml · derivative · entry 1

Eliasson Karin · CIK 0001617921 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275.5022

Underlying: Common Stock · 5.9321 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028487 · doc4.xml · derivative · entry 1

Patrick Erin · CIK 0001529587 · Vice President, Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379.8072

Underlying: Common Stock · 1.7664 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028484 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379.8072

Underlying: Common Stock · 1.7664 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028485 · doc4.xml · derivative · entry 1

Mogefors Svante · CIK 0001321564 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275.5022

Underlying: Common Stock · 5.9321 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028482 · doc4.xml · derivative · entry 1

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907.1601

Underlying: Common Stock · 8.8698 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028479 · doc4.xml · derivative · entry 1

Liu Xiaozhi · CIK 0001533996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028478 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028477 · doc4.xml · derivative · entry 1

Fredin Steven R · CIK 0001373482 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.2348

Underlying: Common Stock · 8.2842 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028475 · doc4.xml · derivative · entry 1

Jonsson Thomas · CIK 0001567617 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275.5022

Underlying: Common Stock · 5.9321 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028474 · doc4.xml · derivative · entry 1

Wendels Amelie · CIK 0001557744 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205.1365

Underlying: Common Stock · 0.954 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028473 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.2348

Underlying: Common Stock · 8.2842 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028472 · doc4.xml · derivative · entry 1

Ziebart Wolfgang · CIK 0001452375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028471 · doc4.xml · derivative · entry 1

Sjobring Lars · CIK 0001411431 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.2348

Underlying: Common Stock · 8.2842 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028469 · doc4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028468 · doc4.xml · derivative · entry 1

Sakamoto Kazuhiko · CIK 0001411429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028466 · doc4.xml · derivative · entry 1

Carlson Jan · CIK 0001321553 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753.6829

Underlying: Common Stock · 22.1084 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028465 · doc4.xml · derivative · entry 1

Bratt Mikael · CIK 0001673834 · President, Passive Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.2348

Underlying: Common Stock · 8.2842 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-028462 · doc4.xml · derivative · entry 1

JOHANSSON LEIF · CIK 0001224838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-028461 · doc4.xml · derivative · entry 1

Kortuem Franz-Josef · CIK 0001603600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

SEC source: 0000899243-17-027766 · doc4.xml · derivative · entry 3

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,965 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.

SEC source: 0000899243-17-027766 · doc4.xml · nonDerivative · entry 2

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 1, 2017.

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The price in the table reflects the weighted average sale price of such trades on such date. The range of prices for such transactions for the reporting person is $128.00 to $128.01. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000899243-17-027766 · doc4.xml · nonDerivative · entry 1

Lofvenholm Johan · CIK 0001533997 · President, Electronics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.