Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOLIV INCALV · Entity 3593 | Vice President, Compliance | March 08, 2018 | March 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOLIV INC
Report date March 08, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-02-19 | Direct | 381.3265 |
Reported balance
After 2018-03-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-08 · Grant · Acquired 1.5193 · Balance 381.3265 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. F3: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F4: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 560.2321 |
Reported balance
After 2018-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-08 · Grant · Acquired 2.2321 · Balance 560.2321 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F3: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F5: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018. F6: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017.
F3: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.
F4: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.
F5: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018.
F6: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2018 Filed Mar 12, 2018 20:34 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 2.2321 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007120 · doc4.xml · derivative · entry 2 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560.2321 Underlying: Common Stock · 2.2321 shares Expires 2021-02-13 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F5 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018. F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018. F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:34 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.5193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007120 · doc4.xml · derivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381.3265 Underlying: Common Stock · 1.5193 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · derivative · entry 6 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240 shares Expires 2018-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Tax withholdingCommon Stock | 82 | $145.81 | $11,956.42 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 4 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241 Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 3 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · derivative · entry 5 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126 Underlying: Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Tax withholdingCommon Stock | 43 | $146.45 | $6,297.35 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 2 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:38 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004588 · doc4.xml · nonDerivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:45 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004224 · doc4.xml · derivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558 Underlying: Common Stock · 558 shares Expires 2021-02-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:17 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.7664 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-028487 · doc4.xml · derivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379.8072 Underlying: Common Stock · 1.7664 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. F3 · derivative.expiration_date: RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. Read SEC document |
| September 07, 2017 Filed Sep 11, 2017 13:38 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 2.0718 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021730 · doc4.xml · derivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378.0408 Underlying: Common Stock · 2.0718 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017. Read SEC document |
| June 01, 2017 Filed Jun 8, 2017 01:08 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.9689 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015724 · doc4.xml · derivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375.9689 Underlying: Common Stock · 1.9689 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 22:03 UTC | AUTOLIV INC ALV · Entity 3593 | SaleCommon Stock | 225 | $105.04 | $23,634.00 |
DisclosureSEC source: 0000899243-17-004965 · doc4.xml · nonDerivative · entry 2 Patrick Erin · CIK 0001529587 · VP, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv, Inc. employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $104.78 to $105.39. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004965 · doc4.xml · derivative · entry 4 Patrick Erin · CIK 0001529587 · VP, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374 Underlying: Common Stock · 374 shares Expires 2020-02-19 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F3 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004965 · doc4.xml · derivative · entry 3 Patrick Erin · CIK 0001529587 · VP, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225 shares Expires 2017-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F3 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004965 · doc4.xml · nonDerivative · entry 1 Patrick Erin · CIK 0001529587 · VP, Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:01 UTC | AUTOLIV INC ALV · Entity 3593 | SaleCommon Stock | 126 | $107.49 | $13,543.74 |
DisclosureSEC source: 0000899243-17-004560 · doc4.xml · nonDerivative · entry 2 Patrick Erin · CIK 0001529587 · Vice President Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv, Inc. employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $107.25 to $107.71. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:01 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004560 · doc4.xml · derivative · entry 3 Patrick Erin · CIK 0001529587 · Vice President Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Underlying: Common Stock · 126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock. F3 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date. F3 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:01 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004560 · doc4.xml · nonDerivative · entry 1 Patrick Erin · CIK 0001529587 · Vice President Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.