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KEPLER DAVID E

Disclosed activity across 2 companies

Tapewire entity
139632
SEC CIK
0001183686

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593DirectorMay 07, 2021May 07, 2021
TERADATA CORP /DE/TDC · Entity 1449DirectorFebruary 11, 2021February 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date May 07, 2021 · Filed May 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,605 Reported balance After 2021-05-07 transaction · row 1
1 source row

Row 1 · 2021-05-07 · Exercise / conversion · Acquired 2,415 · Balance 7,605

F1: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-05-07Direct0 Reported balance After 2021-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-07 · Exercise / conversion · Disposed 2,415 · Balance 0

F2: Each RSU represents a contingent right to receive one share of ALV common stock.

F1: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service.

F2: Each RSU represents a contingent right to receive one share of ALV common stock.

TERADATA CORP /DE/

Report date February 11, 2021 · Filed February 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,806 Reported balance After 2021-02-11 transaction · row 1
1 source row

Row 1 · 2021-02-11 · Sale · Disposed 42,800 · Balance 58,806

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2021 Filed May 7, 2021 13:18 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 2,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018596 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,415 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service.

Read SEC document
May 07, 2021 Filed May 7, 2021 13:18 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018596 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 7, 2020 as part of the 2020-2021 annual retainer for non-employee director service.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 22:48 UTC TERADATA CORP /DE/ TDC · Entity 1449 SaleCommon Stock 42,800 $46.76 $2,001,328.00
Disclosure

SEC source: 0001209191-21-010337 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,806

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:00 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 1,224 $22.47 $27,503.28
Disclosure

SEC source: 0001209191-21-001466 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,606

F1 · shares: Stock acquired under the Teradata Corporation Director Compensation Program, the receipt of which has been deferred, in leiu of cash retainer fee.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:08 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 1,211 $22.70 $27,489.70
Disclosure

SEC source: 0001209191-20-053083 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,382

F1 · shares: Stock acquired under the Teradata Corporation Director Compensation Program, the receipt of which has been deferred, in leiu of cash retainer fee.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:49 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 1,322 $20.80 $27,497.60
Disclosure

SEC source: 0001209191-20-040712 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,171

F1 · shares: Stock acquired under the Teradata Corporation Director Compensation Program, the receipt of which has been deferred, in leiu of cash retainer fee.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:28 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2,415 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012500 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Underlying: Common Stock · 2,415 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:28 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 1,649.5879 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012500 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,649.5879 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
May 07, 2020 Filed May 11, 2020 13:28 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 1,649 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012500 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:48 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 10,913 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027728 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,849

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date. The reporting person has elected to defer receipt of the shares until the termination of his service as a director.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 21:55 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 1,342 $20.49 $27,497.58
Disclosure

SEC source: 0001209191-20-022223 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,936

F1 · shares: Stock acquired under the Teradata Corporation Director Compensation Program, the receipt of which has been deferred, in leiu of cash retainer fee.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 15:56 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 16.0255 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-007365 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.5879

Underlying: Common Stock · 16.0255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 11:13 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 12.2453 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028724 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633.5625

Underlying: Common Stock · 12.2453 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:53 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 13.4405 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022954 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621.3172

Underlying: Common Stock · 13.4405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 12:39 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 14.8766 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016146 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,607.8766

Underlying: Common Stock · 14.8766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 7, 2019. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
May 07, 2019 Filed May 9, 2019 14:31 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012783 · doc4.xml · derivative · entry 4

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F6 · kind: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.

F7 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

F7 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.

Read SEC document
May 07, 2019 Filed May 9, 2019 14:31 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 623.2953 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012783 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 623.2953 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

F5 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
May 07, 2019 Filed May 9, 2019 14:31 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 623 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012783 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:23 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 5,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027097 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,594

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 06:05 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.9016 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006782 · doc4.xml · derivative · entry 1

Johansson Hasse · CIK 0001733321 · Director

JOHANSSON LEIF · CIK 0001224838 · Director

KEPLER DAVID E · CIK 0001183686 · Director

Kortuem Franz-Josef · CIK 0001603600 · Director

Liu Xiaozhi · CIK 0001533996 · Director

RINGLER JAMES M · CIK 0001009139 · Director

Senko Thaddeus · CIK 0001733318 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.2953

Underlying: Common Stock · 4.9016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

Read SEC document
March 07, 2019 Filed May 9, 2019 14:31 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.9016 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-012783 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623.2953

Underlying: Common Stock · 4.9016 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:59 UTC TERADATA CORP /DE/ TDC · Entity 1449 Exercise / conversionDirector Stock Option · Derivative 8,162 $0.00 Strike: $29.97 $0.00
Disclosure

SEC source: 0001209191-19-013212 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,162 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:59 UTC TERADATA CORP /DE/ TDC · Entity 1449 Tax withholdingCommon Stock 5,283 $46.41 $245,184.03
Disclosure

SEC source: 0001209191-19-013212 · doc4.xml · nonDerivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,966

F1 · shares: Shares withheld by the company and disposed of to cover the stock option exercise price.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:59 UTC TERADATA CORP /DE/ TDC · Entity 1449 Exercise / conversionCommon Stock 8,162 $29.97 $244,615.14
Disclosure

SEC source: 0001209191-19-013212 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:53 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.5917 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030509 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618.3937

Underlying: Common Stock · 4.5917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:00 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.4066 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024088 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.802

Underlying: Common Stock · 4.4066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.

F4 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock.

F5 · balance_after: (Continued from footnote 4) With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F6 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:05 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.3906 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016045 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864.3906

Underlying: Common Stock · 3.3906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 8, 2018. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 8, 2018.

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May 08, 2018 Filed May 10, 2018 20:06 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 861 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012319 · doc4.xml · derivative · entry 3

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Stock · 861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2018-2019 annual retainer for director service.

F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2019 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

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May 08, 2018 Filed May 10, 2018 20:06 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012319 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,178 shares

Expires 2018-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

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May 08, 2018 Filed May 10, 2018 20:06 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 1,178 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012319 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units, including restricted stock units acquired through dividend equivalents, granted on May 9, 2017 as payment of one-half of the 2017-2018 annual retainer for director service.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 20:25 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 6,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025567 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,087

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

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March 08, 2018 Filed Mar 12, 2018 20:33 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 4.6961 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007116 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.6456

Underlying: Common Stock · 4.6961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:08 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 5.4598 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028478 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173.9495

Underlying: Common Stock · 5.4598 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 13:40 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 6.4039 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021734 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168.4897

Underlying: Common Stock · 6.4039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date of the RSUs granted to the reporting person on May 9, 2017.

Read SEC document
June 01, 2017 Filed Jun 8, 2017 01:25 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 6.0858 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015758 · doc4.xml · derivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162.0858

Underlying: Common Stock · 6.0858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on May 9, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:32 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1,156 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012824 · doc4.xml · derivative · entry 2

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156

Underlying: Common Stock · 1,156 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Autoliv common stock.

F3 · kind: Reflects a grant of restricted stock units as payment of one-half of the 2017 annual retainer for director service.

F4 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:32 UTC AUTOLIV INC ALV · Entity 3593 GrantCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012824 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

F1 · kind: Reflects a grant of fully-vested shares of common stock as payment of one-half of the 2016 annual retainer for director service.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:12 UTC TERADATA CORP /DE/ TDC · Entity 1449 GrantCommon Stock 8,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027688 · doc4.xml · nonDerivative · entry 1

KEPLER DAVID E · CIK 0001183686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,871

F1 · price: Award of restricted share units issued under the Director Compensation Program. The units vest in four equal, quarterly installments commencing three months after the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.