Backman Mats

SEC source: 0001733186-21-000027 · wf-form4_161360489575365.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,094.8

Underlying: Common Stock · 3,094.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F4 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in February 2020. PSs may be earned over a three-year performance period (January 1, 2020 - December 31, 2022) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2020 - December 31, 2020 was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F3 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F3 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

SEC source: 0001733186-21-000027 · wf-form4_161360489575365.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924.9

Underlying: Common Stock · 924.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock.

F2 · shares: Reflects earned performance-based restricted stock units (PSs) that were granted in March 2019. PSs may be earned over a three-year performance period (January 1, 2019 - December 31, 2021) based on level of achievement of 1-year annual gross margin performance objectives. The annual gross margin performance objective for the January 1, 2020 - December 31, 2020 was achieved above the threshold for earning PSs for the period, and such earned PSs are subject to downward adjustment based on the issuers share price measured at the end of the three-year performance period.

F3 · derivative.exercise_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

F3 · derivative.expiration_date: The PSs, as adjusted downward, if necessary, vest and convert to shares in one installment after the completion of the related three-year performance period and the Compensation Committee's certification of the level of achievement of the performance objectives.

SEC source: 0001733186-20-000023 · wf-form4_158223436008673.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,316

Underlying: Common Stock · 10,316 shares

Expires 2023-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock

F2 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0001733186-19-000056 · wf-form4_155180809014217.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-03-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the second anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the second anniversary of the grant date.

SEC source: 0001733186-19-000056 · wf-form4_155180809014217.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

Underlying: Common Stock · 3,083 shares

Expires 2022-03-01

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VNE common stock

F2 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-19-003951 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 959.0891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock units (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F4 · derivative.exercise_date: The RSUs vest and converted to shares in one installment on February 15, 2019.

F4 · derivative.expiration_date: The RSUs vest and converted to shares in one installment on February 15, 2019.

SEC source: 0000899243-19-003951 · doc4.xml · nonDerivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-030505 · doc4.xml · derivative · entry 3

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886.3986

Underlying: Common Stock · 14.0068 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-18-030505 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886.2699

Underlying: Common Stock · 6.5807 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-18-030505 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284.4491

Underlying: Common Stock · 9.5372 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-18-024086 · doc4.xml · derivative · entry 3

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872.3918

Underlying: Common Stock · 13.4424 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.

F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued form footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-024086 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879.6892

Underlying: Common Stock · 6.3155 shares

Expires 2020-02-19

F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued form footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-024086 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274.9118

Underlying: Common Stock · 9.1529 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued form footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-016039 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,636.8077

Underlying: Common Stock · 10.343 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F5 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

SEC source: 0000899243-18-016039 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795.4027

Underlying: Common Stock · 7.0426 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-18-012525 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-18-012525 · doc4.xml · nonDerivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-007104 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626.4647

Underlying: Common Stock · 10.4647 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F5 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

SEC source: 0000899243-18-007104 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788.3602

Underlying: Common Stock · 7.1254 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-18-004229 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-17-028473 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.2348

Underlying: Common Stock · 8.2842 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-021733 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772.9506

Underlying: Common Stock · 9.7166 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

SEC source: 0000899243-17-015749 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763.234

Underlying: Common Stock · 9.234 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-17-012834 · doc4.xml · derivative · entry 2

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in three approximately equal installments on each of the first, second and third anniversaries of the grant date.

SEC source: 0000899243-17-012834 · doc4.xml · nonDerivative · entry 1

Backman Mats · CIK 0001673833 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-17-004956 · doc4.xml · derivative · entry 1

Backman Mats · CIK 0001673833 · CFO and Group VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754

Underlying: Common Stock · 1,754 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.