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Hanke Christian

Disclosed activity across 1 company

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SEC CIK
0001691216

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOLIV INCALV · Entity 3593See RemarksFebruary 19, 2020February 20, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOLIV INC

Report date February 19, 2020 · Filed February 20, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect478 Ending reported balance After 2020-02-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-02-19 · Exercise / conversion · Acquired 195 · Balance 195

Row 2 · 2020-02-19 · Exercise / conversion · Acquired 283 · Balance 478

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-02-19Direct0 Reported balance After 2020-02-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-19 · Exercise / conversion · Disposed 195.3245 · Balance 0

F1: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2: Each RSU represents a contingent right to receive one share of ALV common stock.

F3: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-02-19Direct0 Reported balance After 2020-02-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-02-19 · Exercise / conversion · Disposed 283.079 · Balance 0

F2: Each RSU represents a contingent right to receive one share of ALV common stock.

F3: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2: Each RSU represents a contingent right to receive one share of ALV common stock.

F3: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 20, 2020 14:20 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 283.079 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005225 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 283.079 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 14:20 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionRestricted Stock Unit · Derivative 195.3245 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005225 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195.3245 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 14:20 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005225 · doc4.xml · nonDerivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 14:20 UTC AUTOLIV INC ALV · Entity 3593 Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005225 · doc4.xml · nonDerivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 12:54 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.9602 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028736 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261.4986

Underlying: Common Stock · 1.9602 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 12:54 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.1175 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028736 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415.8902

Underlying: Common Stock · 3.1175 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 12:54 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.4642 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028736 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195.3245

Underlying: Common Stock · 1.4642 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 12:54 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.122 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028736 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283.079

Underlying: Common Stock · 2.122 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.1515 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022934 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259.5383

Underlying: Common Stock · 2.1515 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.4218 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022934 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412.7727

Underlying: Common Stock · 3.4218 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.6071 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022934 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193.8604

Underlying: Common Stock · 1.6071 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 11:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.3291 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022934 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280.957

Underlying: Common Stock · 2.3291 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.3814 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257.3868

Underlying: Common Stock · 2.3814 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.7875 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409.3508

Underlying: Common Stock · 3.7875 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.7788 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192.2533

Underlying: Common Stock · 1.7788 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 13:19 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.578 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016157 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278.6279

Underlying: Common Stock · 2.578 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:22 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.0054 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006824 · doc4.xml · derivative · entry 4

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255.0054

Underlying: Common Stock · 2.0054 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:22 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 3.1894 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006824 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405.5634

Underlying: Common Stock · 3.1894 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:22 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.4979 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006824 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190.4745

Underlying: Common Stock · 1.4979 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:22 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.1709 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-006824 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276.05

Underlying: Common Stock · 2.1709 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
February 18, 2019 Filed Feb 19, 2019 14:44 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003947 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253

Underlying: Common Stock · 253 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:44 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.9877 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030499 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402.374

Underlying: Common Stock · 2.9877 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:44 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.4032 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030499 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188.9766

Underlying: Common Stock · 1.4032 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:44 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.0336 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030499 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273.8791

Underlying: Common Stock · 2.0336 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 15:25 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.8673 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024110 · doc4.xml · derivative · entry 3

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399.3863

Underlying: Common Stock · 2.8673 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.

F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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September 06, 2018 Filed Sep 10, 2018 15:25 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.3466 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024110 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187.5734

Underlying: Common Stock · 1.3466 shares

Expires 2020-02-19

F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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September 06, 2018 Filed Sep 10, 2018 15:25 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.9516 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024110 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271.8455

Underlying: Common Stock · 1.9516 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

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June 07, 2018 Filed Jun 11, 2018 21:03 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.2062 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016038 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562.4383

Underlying: Common Stock · 2.2062 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F5 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

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June 07, 2018 Filed Jun 11, 2018 21:03 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.5017 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016038 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382.8282

Underlying: Common Stock · 1.5017 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 20:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.2321 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007125 · doc4.xml · derivative · entry 2

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560.2321

Underlying: Common Stock · 2.2321 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F5 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 13, 2018.

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March 08, 2018 Filed Mar 12, 2018 20:36 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.5193 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007125 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.3265

Underlying: Common Stock · 1.5193 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017.

F3 · kind: Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

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February 13, 2018 Filed Feb 15, 2018 22:53 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004239 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 558 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:13 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.7664 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028484 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379.8072

Underlying: Common Stock · 1.7664 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 13:47 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 2.0718 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-021745 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378.0408

Underlying: Common Stock · 2.0718 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date of the RSUs granted to the reporting person on February 19, 2017.

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June 01, 2017 Filed Jun 8, 2017 01:27 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 1.9689 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015761 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375.9689

Underlying: Common Stock · 1.9689 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects dividend equivalent rights accrued in the form of additional RSUs in respect of RSUs granted to the reporting person on February 19, 2017. Per the terms of the award agreement, any cash dividend paid with respect to the ALV's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which additional RSUs are subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

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February 19, 2017 Filed Feb 22, 2017 22:00 UTC AUTOLIV INC ALV · Entity 3593 GrantRestricted Stock Unit · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004955 · doc4.xml · derivative · entry 1

Hanke Christian · CIK 0001691216 · VP, Corporate Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374

Underlying: Common Stock · 374 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.

F2 · derivative.exercise_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.