Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2024 Filed Sep 24, 2024 23:16 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 412 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000950170-24-109166 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,200 shares Expires 2024-09-20 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/30/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 23:16 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 11 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-109166 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 23:16 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 41,200 | $12.50 | $515,000.00 |
DisclosureSEC source: 0000950170-24-109166 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,213,208 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 23:16 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 1,100 | $10.00 | $11,000.00 |
DisclosureSEC source: 0000950170-24-109166 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,172,008 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 56 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,600 shares Expires 2024-08-16 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/19/2024 to 7/22/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 5,600 | $12.50 | $70,000.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,170,908 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 95 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2024-10-18 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/19/2024 to 7/22/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 763 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412 Underlying: Common Stock · 76,300 shares Expires 2024-09-20 F3 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/30/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 54 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11 Underlying: Common Stock · 5,400 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 104 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56 Underlying: Common Stock · 10,400 shares Expires 2024-08-16 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/19/2024 to 7/22/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 86,700 | $12.50 | $1,083,750.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,165,308 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 21:59 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 14,900 | $10.00 | $149,000.00 |
DisclosureSEC source: 0000950170-24-098721 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,078,608 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 01:47 UTC |
STUDDERT ANDREW PDirector
|
PurchaseCommon Stock | 10,000 | $5.65 | $56,478.00 |
DisclosureSEC source: 0000950170-24-096605 · ownership.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,591 F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.435 to $5.77, inclusive. Read SEC document |
| August 02, 2024 Filed Aug 5, 2024 21:27 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 54,200 | $9.14 | $495,431.36 |
DisclosureSEC source: 0000950170-24-090969 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,063,708 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 21:27 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 40,014 | $10.23 | $409,323.21 |
DisclosureSEC source: 0000950170-24-090969 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,009,508 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 21:48 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 75,486 | $10.35 | $781,280.10 |
DisclosureSEC source: 0000950170-24-088753 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,969,494 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 21:48 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 100 | $215.00 Strike: $12.50 | $21,500.00 |
DisclosureSEC source: 0000950170-24-088753 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,175 Underlying: Common Stock · 10,000 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 21:48 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 50 | $110.08 Strike: $10.00 | $5,504.00 |
DisclosureSEC source: 0000950170-24-088753 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 5,000 shares Expires 2025-01-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 20:32 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 75 | $215.01 Strike: $12.50 | $16,125.75 |
DisclosureSEC source: 0000950170-24-086928 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075 Underlying: Common Stock · 7,500 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 20:32 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 750 | $110.00 Strike: $10.00 | $82,500.00 |
DisclosureSEC source: 0000950170-24-086928 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 75,000 shares Expires 2025-01-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 24, 2024 Filed Jul 26, 2024 20:32 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 1,000 | $217.01 Strike: $12.50 | $217,010.00 |
DisclosureSEC source: 0000950170-24-086928 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 100,000 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 22, 2024 Filed Jul 23, 2024 20:51 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 65 | $78.54 Strike: $10.00 | $5,105.10 |
DisclosureSEC source: 0000950170-24-085716 · ownership.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95 Underlying: Common Stock · 6,500 shares Expires 2024-10-18 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 22, 2024 Filed Jul 23, 2024 20:51 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 65 | $220.89 Strike: $12.50 | $14,357.85 |
DisclosureSEC source: 0000950170-24-085716 · ownership.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160 Underlying: Common Stock · 6,500 shares Expires 2024-08-16 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 20:51 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 30 | $77.67 Strike: $10.00 | $2,330.10 |
DisclosureSEC source: 0000950170-24-085716 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30 Underlying: Common Stock · 3,000 shares Expires 2024-10-18 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 20:51 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 65 | $70.35 Strike: $10.00 | $4,572.75 |
DisclosureSEC source: 0000950170-24-085716 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65 Underlying: Common Stock · 6,500 shares Expires 2024-09-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 20:51 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut options (obligation to buy) · Derivative | 95 | $227.37 Strike: $12.50 | $21,600.15 |
DisclosureSEC source: 0000950170-24-085716 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95 Underlying: Common Stock · 9,500 shares Expires 2024-08-16 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 19, 2024 Filed Jul 26, 2024 20:28 UTC Amendment |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 3,450 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-086919 · ownership.xml · derivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 345,000 shares Expires 2024-07-19 F1 · security: The original Form 4, filed on July 23, 2024, is being amended by this Form 4 amendment solely to add the expiration of 3,450 put options that occurred on July 19, 2024. F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024. F3 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 14:24 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 179,414 | $8.05 | $1,444,444.17 |
DisclosureSEC source: 0000950170-24-083113 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,894,008 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 19:56 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 1,516 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-081469 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,450 Underlying: Common Stock · 151,600 shares Expires 2024-07-19 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 19:56 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 151,600 | $10.00 | $1,516,000.00 |
DisclosureSEC source: 0000950170-24-081469 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,714,594 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 21:09 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 337 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-079749 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,966 Underlying: Common Stock · 33,700 shares Expires 2024-07-19 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 21:09 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 33,700 | $10.00 | $337,000.00 |
DisclosureSEC source: 0000950170-24-079749 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,562,994 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 21:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 316 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000950170-24-074382 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,600 shares Expires 2024-07-19 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/12/2024 to 3/14/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 21:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 31,600 | $12.50 | $395,000.00 |
DisclosureSEC source: 0000950170-24-074382 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,529,294 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:58 UTC |
STUDDERT ANDREW PDirector
|
GrantCommon Stock | 11,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-071392 · ownership.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,591 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:01 UTC |
Nair SidharthaDirector
|
GrantCommon Stock | 11,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-071402 · ownership.xml · nonDerivative · entry 2 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,584 F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:01 UTC |
Nair SidharthaDirector
|
GrantCommon Stock | 1,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-071402 · ownership.xml · nonDerivative · entry 1 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,976 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, February 22, 2024 through the 2024 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, February 22, 2024 through the 2024 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 17:03 UTC |
Hoover Jeffrey AlanSee Remarks
|
PurchaseCommon Stock | 4,000 | $8.17 | $32,680.00 |
DisclosureSEC source: 0000950170-24-071408 · ownership.xml · nonDerivative · entry 1 Hoover Jeffrey Alan · CIK 0002010490 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,601 F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing set forth below. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in one transaction at a price of $8.17. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:08 UTC |
White Katherine EDirector
|
GrantCommon Stock | 11,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-071411 · ownership.xml · nonDerivative · entry 1 White Katherine E · CIK 0001651356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,079 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:03 UTC |
Shribman DanielDirector
|
GrantCommon Stock | 11,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-071407 · ownership.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,064 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2024 Annual Meeting of Stockholders on June 7, 2024. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:48 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 49 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005794 · doc4.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,303 Underlying: Common Stock · 4,900 shares Expires 2024-07-19 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:48 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 4,900 | $10.00 | $49,000.00 |
DisclosureSEC source: 0001209191-24-005794 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,497,694 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 29, 2024 Filed May 31, 2024 21:24 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 62 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001209191-24-005776 · doc4.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316 Underlying: Common Stock · 6,200 shares Expires 2024-07-19 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 3/12/2024 to 3/14/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 29, 2024 Filed May 31, 2024 21:24 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 6,200 | $12.50 | $77,500.00 |
DisclosureSEC source: 0001209191-24-005776 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,492,794 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 24, 2024 Filed May 28, 2024 23:24 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
OtherCommon Stock | 453,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-065525 · ownership.xml · nonDerivative · entry 2 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,417,540 F2 · security: On May 24, 2024, in connection with his and his spouse's estate planning, Mr. Greenawalt transferred 453,495 shares of the issuer's common stock for no consideration to Snowbird Capital LLC, an entity owned by an irrevocable trust created for the benefit of Mr. Greenawalt's direct descendants. Steven Greenawalt, Mr. Greenawalt's father, has voting power over the shares as manager of Snowbird Capital LLC. Mr. Greenawalt disclaims beneficial ownership of the shares held by Snowbird Capital LLC. F2 · kind: On May 24, 2024, in connection with his and his spouse's estate planning, Mr. Greenawalt transferred 453,495 shares of the issuer's common stock for no consideration to Snowbird Capital LLC, an entity owned by an irrevocable trust created for the benefit of Mr. Greenawalt's direct descendants. Steven Greenawalt, Mr. Greenawalt's father, has voting power over the shares as manager of Snowbird Capital LLC. Mr. Greenawalt disclaims beneficial ownership of the shares held by Snowbird Capital LLC. F2 · price: On May 24, 2024, in connection with his and his spouse's estate planning, Mr. Greenawalt transferred 453,495 shares of the issuer's common stock for no consideration to Snowbird Capital LLC, an entity owned by an irrevocable trust created for the benefit of Mr. Greenawalt's direct descendants. Steven Greenawalt, Mr. Greenawalt's father, has voting power over the shares as manager of Snowbird Capital LLC. Mr. Greenawalt disclaims beneficial ownership of the shares held by Snowbird Capital LLC. Read SEC document |
| May 24, 2024 Filed May 28, 2024 23:24 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
GiftCommon Stock | 78,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-065525 · ownership.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,871,035 F1 · security: On May 24, 2024, the reporting person transferred 78,002 shares of the issuer's common stock for no consideration to a family trust. F1 · kind: On May 24, 2024, the reporting person transferred 78,002 shares of the issuer's common stock for no consideration to a family trust. F1 · price: On May 24, 2024, the reporting person transferred 78,002 shares of the issuer's common stock for no consideration to a family trust. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:35 UTC |
Hoover Jeffrey AlanSee Remarks
|
GrantCommon Stock | 7,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-034784 · ownership.xml · nonDerivative · entry 1 Hoover Jeffrey Alan · CIK 0002010490 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,601 F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:39 UTC |
Brubaker CraigChief Operating Officer
|
GrantCommon Stock | 4,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-034796 · ownership.xml · nonDerivative · entry 2 Brubaker Craig · CIK 0001919311 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,934 F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 16:39 UTC |
Brubaker CraigChief Operating Officer
|
GrantCommon Stock | 6,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-034796 · ownership.xml · nonDerivative · entry 1 Brubaker Craig · CIK 0001919311 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,914 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on March 19, 2024 and will vest annually over 2 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on March 19, 2024 and will vest annually over 2 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:45 UTC |
Greenawalt RyanDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 38,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-034809 · ownership.xml · nonDerivative · entry 2 Greenawalt Ryan · CIK 0001803431 · Director · CEO, Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,949,037 F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2025, subject to reporting person's continued employment with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.