Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 1, 2026 22:17 UTC |
STUDDERT ANDREW PDirector
|
GrantCommon Stock | 14,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-251928 · ownership.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,716 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 22:17 UTC |
Nair SidharthaDirector
|
GrantCommon Stock | 14,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-251927 · ownership.xml · nonDerivative · entry 1 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,709 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 22:17 UTC |
WILSON COLINDirector
|
GrantCommon Stock | 14,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-251925 · ownership.xml · nonDerivative · entry 1 WILSON COLIN · CIK 0001247998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,937 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 22:18 UTC |
White Katherine EDirector
|
GrantCommon Stock | 14,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-251931 · ownership.xml · nonDerivative · entry 1 White Katherine E · CIK 0001651356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,204 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 22:18 UTC |
Shribman DanielDirector
|
GrantCommon Stock | 14,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-251932 · ownership.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,796 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 16:01 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 3,798 | $5.95 | $22,584.81 |
DisclosureSEC source: 0001193125-26-107685 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373,208 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 16:01 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 58,162 | $6.10 | $354,666.06 |
DisclosureSEC source: 0001193125-26-107685 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,369,410 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 11, 2026 Filed Mar 13, 2026 18:15 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseCommon Stock, $0.0001 par value | 18,040 | $6.36 | $114,761.46 |
DisclosureSEC source: 0001193125-26-105817 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,311,248 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 11, 2026 Filed Mar 16, 2026 22:11 UTC |
Nair SidharthaDirector
|
PurchaseCommon Stock | 1,000 | $6.37 | $6,370.00 |
DisclosureSEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 4 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,806 F1 · price: These shares were purchased in one transaction at the disclosed price. Read SEC document |
| March 09, 2026 Filed Mar 16, 2026 22:11 UTC |
Nair SidharthaDirector
|
PurchaseCommon Stock | 1,000 | $6.75 | $6,750.00 |
DisclosureSEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 3 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,806 F1 · price: These shares were purchased in one transaction at the disclosed price. Read SEC document |
| March 05, 2026 Filed Mar 16, 2026 22:11 UTC |
Nair SidharthaDirector
|
PurchaseCommon Stock | 1,000 | $7.00 | $7,000.00 |
DisclosureSEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 2 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,806 F1 · price: These shares were purchased in one transaction at the disclosed price. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 01:09 UTC |
Colucci AnthonyChief Financial Officer
|
SaleCommon Stock | 8,137 | $7.05 | $57,379.68 |
DisclosureSEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 3 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,750 F3 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the issuance of vested PSUs and RSUs in accordance with the Company's 2020 Omnibus Incentive Plan. F4 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.07, inclusive. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 01:08 UTC |
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 27,986 | $7.05 | $197,290.11 |
DisclosureSEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 3 Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,721,710 F3 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the issuance of vested PSUs and RSUs in accordance with the Company's 2020 Omnibus Incentive Plan. F4 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.14, inclusive. Read SEC document |
| March 03, 2026 Filed Mar 16, 2026 22:11 UTC |
Nair SidharthaDirector
|
PurchaseCommon Stock | 1,000 | $7.13 | $7,130.00 |
DisclosureSEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 1 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,806 F1 · price: These shares were purchased in one transaction at the disclosed price. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 20:09 UTC |
Hoover Jeffrey AlanChief Legal Officer
|
GrantCommon Stock | 24,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089451 · ownership.xml · nonDerivative · entry 2 Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,161 F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 20:09 UTC |
Hoover Jeffrey AlanChief Legal Officer
|
GrantCommon Stock | 15,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089451 · ownership.xml · nonDerivative · entry 1 Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,205 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 01:09 UTC |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 16,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 2 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,887 F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 01:09 UTC |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 10,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 1 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,038 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 01:08 UTC |
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 115,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 2 Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,749,696 F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 01:08 UTC |
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 72,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,633,859 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 25, 2026 16:30 UTC Amendment |
Hoover Jeffrey AlanChief Legal Officer
|
GrantCommon Stock | 17,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-124199 · ownership.xml · nonDerivative · entry 1 Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,730 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 25, 2026 20:30 UTC Amendment |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 11,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-124198 · ownership.xml · nonDerivative · entry 1 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,809 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| February 27, 2026 Filed Mar 25, 2026 20:30 UTC Amendment |
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 80,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-124197 · ownership.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,728,993 F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 21:50 UTC |
Shribman DanielDirector
|
PurchaseCommon Stock | 40,000 | $5.07 | $202,940.00 |
DisclosureSEC source: 0001193125-25-314355 · ownership.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Clamantis Holdings LLC Disclosed balance after: 131,393 F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 and $5.15, inclusive. Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 22:26 UTC |
STUDDERT ANDREW PDirector
|
PurchaseCommon Stock | 3,257 | $4.81 | $15,649.89 |
DisclosureSEC source: 0000950170-25-080444 · ownership.xml · nonDerivative · entry 2 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,591 F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in one transaction at a price of $4.805. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:30 UTC |
STUDDERT ANDREW PDirector
|
GrantCommon Stock | 20,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-081139 · ownership.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,813 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:30 UTC |
Nair SidharthaDirector
|
GrantCommon Stock | 20,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-081137 · ownership.xml · nonDerivative · entry 1 Nair Sidhartha · CIK 0002012708 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,806 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:30 UTC |
WILSON COLINDirector
|
GrantCommon Stock | 20,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-081138 · ownership.xml · nonDerivative · entry 2 WILSON COLIN · CIK 0001247998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,034 F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:30 UTC |
WILSON COLINDirector
|
GrantCommon Stock | 8,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-081138 · ownership.xml · nonDerivative · entry 1 WILSON COLIN · CIK 0001247998 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,812 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, September 1, 2024 through the 2025 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, September 1, 2024 through the 2025 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:30 UTC |
White Katherine EDirector
|
GrantCommon Stock | 20,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-081136 · ownership.xml · nonDerivative · entry 1 White Katherine E · CIK 0001651356 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,301 F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 30, 2025 Filed Jul 16, 2025 21:30 UTC |
Shribman DanielDirector
|
GrantCommon Stock | 20,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 3 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,893 F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 22:26 UTC |
STUDDERT ANDREW PDirector
|
PurchaseCommon Stock | 6,743 | $4.80 | $32,348.19 |
DisclosureSEC source: 0000950170-25-080444 · ownership.xml · nonDerivative · entry 1 STUDDERT ANDREW P · CIK 0001053465 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,334 F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.79 and $4.8184, inclusive. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 20:56 UTC |
Hoover Jeffrey AlanChief Legal Officer
|
GrantCommon Stock | 30,912 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-042282 · ownership.xml · nonDerivative · entry 1 Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,513 F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. Read SEC document |
| March 18, 2025 Filed Mar 19, 2025 20:58 UTC |
Brubaker CraigChief Operating Officer
|
GrantCommon Stock | 14,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-042283 · ownership.xml · nonDerivative · entry 1 Brubaker Craig · CIK 0001919311 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,832 F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 01:01 UTC |
Colucci AnthonyChief Financial Officer
|
GrantCommon Stock | 20,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-042285 · ownership.xml · nonDerivative · entry 1 Colucci Anthony · CIK 0001803739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,443 F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 01:00 UTC |
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 143,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-042284 · ownership.xml · nonDerivative · entry 1 Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,561,027 F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company. Read SEC document |
| March 05, 2025 Filed Mar 6, 2025 21:21 UTC |
Brubaker CraigChief Operating Officer
|
SaleCommon Stock | 5,294 | $5.00 | $26,470.53 |
DisclosureSEC source: 0000950170-25-035087 · ownership.xml · nonDerivative · entry 1 Brubaker Craig · CIK 0001919311 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,640 F1 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the vesting of previously issued performance and restricted stock units in accordance with the Company's 2020 Omnibus Incentive Plan. Read SEC document |
| January 24, 2025 Filed Jul 16, 2025 21:30 UTC |
Shribman DanielDirector
|
GiftCommon Stock | 91,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 2 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Clamantis Holdings LLC Disclosed balance after: 91,393 F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC. F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC. Read SEC document |
| January 24, 2025 Filed Jul 16, 2025 21:30 UTC |
Shribman DanielDirector
|
GiftCommon Stock | 91,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 1 Shribman Daniel · CIK 0001772389 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,671 F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC. F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:09 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 237 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-25-007862 · ownership.xml · derivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,700 shares Expires 2025-01-17 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:09 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 23,700 | $10.00 | $237,000.00 |
DisclosureSEC source: 0000950170-25-007862 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,293,208 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 21:47 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 206 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-139114 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237 Underlying: Common Stock · 20,600 shares Expires 2025-01-17 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 21:47 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 20,600 | $10.00 | $206,000.00 |
DisclosureSEC source: 0000950170-24-139114 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,269,508 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:47 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 5 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-139114 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443 Underlying: Common Stock · 500 shares Expires 2025-01-17 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 21:47 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 500 | $10.00 | $5,000.00 |
DisclosureSEC source: 0000950170-24-139114 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,248,908 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:25 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 2 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-137919 · ownership.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448 Underlying: Common Stock · 200 shares Expires 2025-01-17 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:25 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 200 | $10.00 | $2,000.00 |
DisclosureSEC source: 0000950170-24-137919 · ownership.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,248,408 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut options (obligation to buy) · Derivative | 350 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950170-24-137919 · ownership.xml · derivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450 Underlying: Common Stock · 35,000 shares Expires 2025-01-17 F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:25 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherCommon Stock, $0.0001 par value | 35,000 | $10.00 | $350,000.00 |
DisclosureSEC source: 0000950170-24-137919 · ownership.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,248,208 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 02, 2024 Filed Nov 1, 2024 22:45 UTC |
Voss Capital, LP10% owner
Voss Value Master Fund, LP10% owner
Voss Advisors GP, LLC10% owner
Cocke Travis W.10% owner
|
SaleCommon Stock, $0.0001 par value | 11,311 | $6.31 | $71,344.13 |
DisclosureSEC source: 0000921895-24-002438 · form410925013_11012024.xml · nonDerivative · entry 1 Voss Capital, LP · CIK 0001730145 · 10% owner Voss Value Master Fund, LP · CIK 0001969435 · 10% owner Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner Voss Advisors GP, LLC · CIK 0001798309 · 10% owner Cocke Travis W. · CIK 0001798383 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 963,689 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, L.P. ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.