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ALTG

ALTA EQUIPMENT GROUP INC.

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Tapewire entity
6371
SEC CIK
0001759824
Parsed reports
194

Last 12 months

Inside the activity.

8 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202672
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2026 Filed Jun 1, 2026 22:17 UTC GrantCommon Stock 14,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-251928 · ownership.xml · nonDerivative · entry 1

STUDDERT ANDREW P · CIK 0001053465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,716

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 22:17 UTC GrantCommon Stock 14,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-251927 · ownership.xml · nonDerivative · entry 1

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,709

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 22:17 UTC
WILSON COLINDirector
GrantCommon Stock 14,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-251925 · ownership.xml · nonDerivative · entry 1

WILSON COLIN · CIK 0001247998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,937

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 22:18 UTC GrantCommon Stock 14,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-251931 · ownership.xml · nonDerivative · entry 1

White Katherine E · CIK 0001651356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,204

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 22:18 UTC GrantCommon Stock 14,903 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-251932 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,796

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2026 Annual Meeting of Stockholders on May 29, 2026. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 16:01 UTC PurchaseCommon Stock, $0.0001 par value 3,798 $5.95 $22,584.81
Disclosure

SEC source: 0001193125-26-107685 · ownership.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373,208

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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March 12, 2026 Filed Mar 16, 2026 16:01 UTC PurchaseCommon Stock, $0.0001 par value 58,162 $6.10 $354,666.06
Disclosure

SEC source: 0001193125-26-107685 · ownership.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,369,410

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
March 11, 2026 Filed Mar 13, 2026 18:15 UTC PurchaseCommon Stock, $0.0001 par value 18,040 $6.36 $114,761.46
Disclosure

SEC source: 0001193125-26-105817 · ownership.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,311,248

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
March 11, 2026 Filed Mar 16, 2026 22:11 UTC PurchaseCommon Stock 1,000 $6.37 $6,370.00
Disclosure

SEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 4

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,806

F1 · price: These shares were purchased in one transaction at the disclosed price.

Read SEC document
March 09, 2026 Filed Mar 16, 2026 22:11 UTC PurchaseCommon Stock 1,000 $6.75 $6,750.00
Disclosure

SEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 3

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,806

F1 · price: These shares were purchased in one transaction at the disclosed price.

Read SEC document
March 05, 2026 Filed Mar 16, 2026 22:11 UTC PurchaseCommon Stock 1,000 $7.00 $7,000.00
Disclosure

SEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 2

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,806

F1 · price: These shares were purchased in one transaction at the disclosed price.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 01:09 UTC
Colucci AnthonyChief Financial Officer
SaleCommon Stock 8,137 $7.05 $57,379.68
Disclosure

SEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 3

Colucci Anthony · CIK 0001803739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,750

F3 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the issuance of vested PSUs and RSUs in accordance with the Company's 2020 Omnibus Incentive Plan.

F4 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.07, inclusive.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 01:08 UTC
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 27,986 $7.05 $197,290.11
Disclosure

SEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 3

Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,721,710

F3 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the issuance of vested PSUs and RSUs in accordance with the Company's 2020 Omnibus Incentive Plan.

F4 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.14, inclusive.

Read SEC document
March 03, 2026 Filed Mar 16, 2026 22:11 UTC PurchaseCommon Stock 1,000 $7.13 $7,130.00
Disclosure

SEC source: 0001193125-26-108737 · ownership.xml · nonDerivative · entry 1

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,806

F1 · price: These shares were purchased in one transaction at the disclosed price.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 20:09 UTC
Hoover Jeffrey AlanChief Legal Officer
GrantCommon Stock 24,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089451 · ownership.xml · nonDerivative · entry 2

Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,161

F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 20:09 UTC
Hoover Jeffrey AlanChief Legal Officer
GrantCommon Stock 15,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089451 · ownership.xml · nonDerivative · entry 1

Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,205

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:09 UTC
Colucci AnthonyChief Financial Officer
GrantCommon Stock 16,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 2

Colucci Anthony · CIK 0001803739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,887

F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:09 UTC
Colucci AnthonyChief Financial Officer
GrantCommon Stock 10,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089447 · ownership.xml · nonDerivative · entry 1

Colucci Anthony · CIK 0001803739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,038

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:08 UTC
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 115,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 2

Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,749,696

F2 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F2 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 4, 2026 01:08 UTC
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 72,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-089445 · ownership.xml · nonDerivative · entry 1

Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,633,859

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 25, 2026 16:30 UTC Amendment
Hoover Jeffrey AlanChief Legal Officer
GrantCommon Stock 17,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-124199 · ownership.xml · nonDerivative · entry 1

Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,730

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 25, 2026 20:30 UTC Amendment
Colucci AnthonyChief Financial Officer
GrantCommon Stock 11,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-124198 · ownership.xml · nonDerivative · entry 1

Colucci Anthony · CIK 0001803739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,809

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
February 27, 2026 Filed Mar 25, 2026 20:30 UTC Amendment
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 80,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-124197 · ownership.xml · nonDerivative · entry 1

Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,728,993

F1 · security: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted performance stock units ("PSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each PSU represents the right to receive one share of Common Stock. The PSUs were earned on February 27, 2026 and will vest annually over 2 years starting on February 14, 2027, subject to reporting person's continued employment with the Company.

Read SEC document
December 08, 2025 Filed Dec 10, 2025 21:50 UTC PurchaseCommon Stock 40,000 $5.07 $202,940.00
Disclosure

SEC source: 0001193125-25-314355 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Clamantis Holdings LLC

Disclosed balance after: 131,393

F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.97 and $5.15, inclusive.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 22:26 UTC PurchaseCommon Stock 3,257 $4.81 $15,649.89
Disclosure

SEC source: 0000950170-25-080444 · ownership.xml · nonDerivative · entry 2

STUDDERT ANDREW P · CIK 0001053465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,591

F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in one transaction at a price of $4.805.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 21:30 UTC GrantCommon Stock 20,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-081139 · ownership.xml · nonDerivative · entry 1

STUDDERT ANDREW P · CIK 0001053465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,813

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 21:30 UTC GrantCommon Stock 20,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-081137 · ownership.xml · nonDerivative · entry 1

Nair Sidhartha · CIK 0002012708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,806

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 21:30 UTC
WILSON COLINDirector
GrantCommon Stock 20,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-081138 · ownership.xml · nonDerivative · entry 2

WILSON COLIN · CIK 0001247998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,034

F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 21:30 UTC
WILSON COLINDirector
GrantCommon Stock 8,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-081138 · ownership.xml · nonDerivative · entry 1

WILSON COLIN · CIK 0001247998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,812

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, September 1, 2024 through the 2025 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. The RSUs vested immediately due to the reporting person's service as a director from his appointment date, September 1, 2024 through the 2025 Annual Meeting of Stockholders and will be deferred subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director.

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May 30, 2025 Filed Jun 3, 2025 21:30 UTC GrantCommon Stock 20,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-081136 · ownership.xml · nonDerivative · entry 1

White Katherine E · CIK 0001651356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,301

F1 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F1 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

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May 30, 2025 Filed Jul 16, 2025 21:30 UTC GrantCommon Stock 20,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 3

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,893

F2 · security: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

F2 · price: The reporting person was granted such time-based restricted stock units ("RSUs") for the annual director grant on the date of the 2025 Annual Meeting of Stockholders on May 30, 2025. Each RSU represents the right to receive one share of Common Stock. Subject to the reporting person's election to defer the receipt of the RSUs to the reporting person's termination of service as a director, the RSUs vest 1/12th each month and fully vest on the date of the Annual Meeting of Stockholders the following year.

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May 29, 2025 Filed Jun 2, 2025 22:26 UTC PurchaseCommon Stock 6,743 $4.80 $32,348.19
Disclosure

SEC source: 0000950170-25-080444 · ownership.xml · nonDerivative · entry 1

STUDDERT ANDREW P · CIK 0001053465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,334

F1 · price: The price reported in Column 4 reflects a weighted average price. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth below.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.79 and $4.8184, inclusive.

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March 18, 2025 Filed Mar 19, 2025 20:56 UTC
Hoover Jeffrey AlanChief Legal Officer
GrantCommon Stock 30,912 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-042282 · ownership.xml · nonDerivative · entry 1

Hoover Jeffrey Alan · CIK 0002010490 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,513

F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

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March 18, 2025 Filed Mar 19, 2025 20:58 UTC
Brubaker CraigChief Operating Officer
GrantCommon Stock 14,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-042283 · ownership.xml · nonDerivative · entry 1

Brubaker Craig · CIK 0001919311 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,832

F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

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March 18, 2025 Filed Mar 20, 2025 01:01 UTC
Colucci AnthonyChief Financial Officer
GrantCommon Stock 20,870 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-042285 · ownership.xml · nonDerivative · entry 1

Colucci Anthony · CIK 0001803739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,443

F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

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March 18, 2025 Filed Mar 20, 2025 01:00 UTC
Greenawalt RyanDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 143,487 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-042284 · ownership.xml · nonDerivative · entry 1

Greenawalt Ryan · CIK 0001803431 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,561,027

F1 · security: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

F1 · price: The reporting person was granted restricted stock units ("RSUs") under the Alta Equipment Group Inc. 2020 Omnibus Incentive Plan. Each RSU represents the right to receive one share of Common Stock. The RSUs will vest annually over 3 years starting on February 14, 2026, subject to reporting person's continued employment with the Company.

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March 05, 2025 Filed Mar 6, 2025 21:21 UTC
Brubaker CraigChief Operating Officer
SaleCommon Stock 5,294 $5.00 $26,470.53
Disclosure

SEC source: 0000950170-25-035087 · ownership.xml · nonDerivative · entry 1

Brubaker Craig · CIK 0001919311 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,640

F1 · shares: The shares sold relate to a "sell to cover" transaction to pay tax withholding obligations on the vesting of previously issued performance and restricted stock units in accordance with the Company's 2020 Omnibus Incentive Plan.

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January 24, 2025 Filed Jul 16, 2025 21:30 UTC GiftCommon Stock 91,393 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 2

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Clamantis Holdings LLC

Disclosed balance after: 91,393

F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

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January 24, 2025 Filed Jul 16, 2025 21:30 UTC GiftCommon Stock 91,393 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-096333 · ownership.xml · nonDerivative · entry 1

Shribman Daniel · CIK 0001772389 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,671

F1 · kind: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

F1 · price: On January 24, 2025, in connection with his estate planning, Mr. Shribman transferred 91,393 shares of the issuer's common stock for no consideration to Clamantis Holdings, LLC, an entity 100% owned and controlled by Mr. Shribman. Mr. Shribman has voting power over the shares as owner of Clamantis Holdings, LLC.

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January 17, 2025 Filed Jan 22, 2025 22:09 UTC OtherPut options (obligation to buy) · Derivative 237 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-25-007862 · ownership.xml · derivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,700 shares

Expires 2025-01-17

F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 17, 2025 Filed Jan 22, 2025 22:09 UTC OtherCommon Stock, $0.0001 par value 23,700 $10.00 $237,000.00
Disclosure

SEC source: 0000950170-25-007862 · ownership.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,293,208

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 19, 2024 Filed Dec 20, 2024 21:47 UTC OtherPut options (obligation to buy) · Derivative 206 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-139114 · ownership.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237

Underlying: Common Stock · 20,600 shares

Expires 2025-01-17

F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 19, 2024 Filed Dec 20, 2024 21:47 UTC OtherCommon Stock, $0.0001 par value 20,600 $10.00 $206,000.00
Disclosure

SEC source: 0000950170-24-139114 · ownership.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,269,508

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 18, 2024 Filed Dec 20, 2024 21:47 UTC OtherPut options (obligation to buy) · Derivative 5 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-139114 · ownership.xml · derivative · entry 3

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443

Underlying: Common Stock · 500 shares

Expires 2025-01-17

F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 18, 2024 Filed Dec 20, 2024 21:47 UTC OtherCommon Stock, $0.0001 par value 500 $10.00 $5,000.00
Disclosure

SEC source: 0000950170-24-139114 · ownership.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248,908

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 17, 2024 Filed Dec 18, 2024 21:25 UTC OtherPut options (obligation to buy) · Derivative 2 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-137919 · ownership.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448

Underlying: Common Stock · 200 shares

Expires 2025-01-17

F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 17, 2024 Filed Dec 18, 2024 21:25 UTC OtherCommon Stock, $0.0001 par value 200 $10.00 $2,000.00
Disclosure

SEC source: 0000950170-24-137919 · ownership.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248,408

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 21:25 UTC OtherPut options (obligation to buy) · Derivative 350 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-137919 · ownership.xml · derivative · entry 3

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 35,000 shares

Expires 2025-01-17

F2 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 16, 2024 Filed Dec 18, 2024 21:25 UTC OtherCommon Stock, $0.0001 par value 35,000 $10.00 $350,000.00
Disclosure

SEC source: 0000950170-24-137919 · ownership.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248,208

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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October 02, 2024 Filed Nov 1, 2024 22:45 UTC SaleCommon Stock, $0.0001 par value 11,311 $6.31 $71,344.13
Disclosure

SEC source: 0000921895-24-002438 · form410925013_11012024.xml · nonDerivative · entry 1

Voss Capital, LP · CIK 0001730145 · 10% owner

Voss Value Master Fund, LP · CIK 0001969435 · 10% owner

Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · 10% owner

Voss Advisors GP, LLC · CIK 0001798309 · 10% owner

Cocke Travis W. · CIK 0001798383 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Voss Value Master Fund, L.P.

Disclosed balance after: 963,689

F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, L.P. ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.