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Nasdaq · USD

ALOT

AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2024 Filed Apr 3, 2024 22:22 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007976 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 665 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 298 $17.85 $5,319.30
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,099

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:21 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007974 · form4.xml · derivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 2,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:21 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 922 $17.85 $16,457.70
Disclosure

SEC source: 0001062993-24-007974 · form4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,410

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:21 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 2,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007974 · form4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001062993-24-006440 · form4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
Natalizia Michael JChief Technology Officer
Tax withholdingCommon Stock 4,214 $16.85 $71,005.90
Disclosure

SEC source: 0001062993-24-006440 · form4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,729

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 5,000 $14.20 $71,000.00
Disclosure

SEC source: 0001062993-24-006440 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionStock Option (Right to Purchase) · Derivative 4,600 $0.00 Strike: $14.20 $0.00
Disclosure

SEC source: 0001062993-24-006439 · form4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,600 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 3,877 $16.85 $65,327.45
Disclosure

SEC source: 0001062993-24-006439 · form4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,784

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:28 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 4,600 $14.20 $65,320.00
Disclosure

SEC source: 0001062993-24-006439 · form4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:22 UTC
Natalizia Michael JChief Technology Officer
GrantCommon Stock 255 $10.57 $2,695.35
Disclosure

SEC source: 0001062993-24-000704 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,943

F1 · kind: These shares were acquired under the AstroNova, Inc. 2022 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:30 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022083 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,648

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:29 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022082 · form4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,332.954

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:29 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022081 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,001

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:28 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022080 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,179

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 12:57 UTC
Natalizia Michael JChief Technology Officer
GrantCommon Stock 218 $10.63 $2,317.34
Disclosure

SEC source: 0001062993-23-019265 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,688

F1 · kind: These shares were acquired under the AstroNova, Inc. 2022 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:39 UTC GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018070 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,929

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:39 UTC GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018069 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,751

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:39 UTC GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018068 · form4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,082.954

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:38 UTC GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018067 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,398

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
July 27, 2023 Filed Aug 9, 2023 21:05 UTC
Natalizia Michael JChief Technology Officer
GrantCommon Stock 227 $11.90 $2,701.30
Disclosure

SEC source: 0001062993-23-016097 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,470

F1 · kind: These shares were acquired under the AstroNova, Inc. 2022 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:01 UTC GrantCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013260 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,422

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:01 UTC GrantCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013259 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,069

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:01 UTC GrantCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013258 · form4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,753.954

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:00 UTC GrantCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013257 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,600

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:55 UTC Exercise / conversionStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $10.60 $0.00
Disclosure

SEC source: 0001062993-23-011676 · form4.xml · derivative · entry 3

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:55 UTC Exercise / conversionCommon Stock 5,000 $10.60 $53,000.00
Disclosure

SEC source: 0001062993-23-011676 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 250 $14.34 $3,585.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,732

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009397 · form4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 212 $14.34 $3,040.08
Disclosure

SEC source: 0001062993-23-009397 · form4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,061

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009397 · form4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 655 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009396 · form4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312

Underlying: Common Stock · 655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Natalizia Michael JChief Technology Officer
Tax withholdingCommon Stock 294 $14.34 $4,215.96
Disclosure

SEC source: 0001062993-23-009396 · form4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,243

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009396 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 919 shares acquired under the Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan since February 1, 2022.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,772 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009395 · form4.xml · derivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,545

Underlying: Common Stock · 1,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 664 $14.34 $9,521.76
Disclosure

SEC source: 0001062993-23-009395 · form4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,221

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,772 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009395 · form4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,151 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009394 · form4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,302

Underlying: Common Stock · 5,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Woods Gregory ADirector · Chief Executive Officer
Tax withholdingCommon Stock 1,975 $14.34 $28,321.50
Disclosure

SEC source: 0001062993-23-009394 · form4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,561

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:20 UTC
Woods Gregory ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,151 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009394 · form4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 933 shares acquired under the Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan since February 1, 2022.

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April 10, 2023 Filed Apr 12, 2023 22:23 UTC PurchaseCommon Stock 66,952 $14.45 $967,456.40
Disclosure

SEC source: 0001062993-23-009087 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 535,203

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.865 to $14.50, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.

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April 07, 2023 Filed Apr 11, 2023 20:37 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Units · Derivative 720 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009027 · form4.xml · derivative · entry 5

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,441

Underlying: Common Stock · 720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

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April 07, 2023 Filed Apr 11, 2023 20:37 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Units · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009027 · form4.xml · derivative · entry 4

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

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April 07, 2023 Filed Apr 11, 2023 20:37 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 557 $14.57 $8,115.49
Disclosure

SEC source: 0001062993-23-009027 · form4.xml · nonDerivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,801

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April 07, 2023 Filed Apr 11, 2023 20:37 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009027 · form4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.