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AstroNova, Inc.

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9547
SEC CIK
0000008146
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435

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerPerformance-Based Restricted Stock Units · Derivative 56 $29.00 Strike: $0.00 $1,624.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 7

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires not disclosed

F7 · derivative.exercise_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,624, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

F7 · derivative.expiration_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,624, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerRestricted Stock Units · Derivative 4,590 $29.00 Strike: $0.00 $133,110.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 6

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F6 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F6 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerRestricted Stock Units · Derivative 21,795 $29.00 Strike: $0.00 $632,055.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 5

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,795 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $632,055, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $632,055, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerRestricted Stock Units · Derivative 2,689 $29.00 Strike: $0.00 $77,981.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 4

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,689 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $77,981, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $77,981, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerRestricted Stock Units · Derivative 592 $29.00 Strike: $0.00 $17,168.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 592 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $17,168, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $17,168, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerStock Option (Right to Purchase) · Derivative 17,500 $10.75 Strike: $18.25 $188,125.00
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · derivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC
Natalizia Michael JChief Technology Officer
Disposition to issuerCommon Stock 47,632.3445 $29.00 $1,381,337.99
Disclosure

SEC source: 0002064832-26-000304 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $13.05 Strike: $15.95 $65,250.00
Disclosure

SEC source: 0002064832-26-000303 · form4.xml · derivative · entry 3

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-04-03

F3 · derivative.exercise_date: Stock Option originally granted on April 3, 2018, which became fully vested on April 3, 2019, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $65,250, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $10.75 Strike: $18.25 $53,750.00
Disclosure

SEC source: 0002064832-26-000303 · form4.xml · derivative · entry 2

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:11 UTC Disposition to issuerCommon Stock 51,920.954 $29.00 $1,505,707.67
Disclosure

SEC source: 0002064832-26-000303 · form4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC Disposition to issuerCommon Stock 535,203 $29.00 $15,520,887.00
Disclosure

SEC source: 0002064832-26-000302 · form4.xml · nonDerivative · entry 2

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 0

F2 · ownership.nature: Shares held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund") were disposed of pursuant to the Merger Agreement. Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein.

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August 26, 2026 Filed Aug 26, 2026 21:10 UTC Disposition to issuerCommon Stock 29,319 $29.00 $850,251.00
Disclosure

SEC source: 0002064832-26-000302 · form4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
NEVIN DARIUS GDirector · Executive Chair
Disposition to issuerStock Option (Right to Purchase) · Derivative 30,000 $17.90 Strike: $11.10 $537,000.00
Disclosure

SEC source: 0002064832-26-000301 · form4.xml · derivative · entry 2

NEVIN DARIUS G · CIK 0001184810 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2035-07-23

F2 · derivative.exercise_date: Stock Option originally granted on July 23, 2025, which became fully vested on January 23, 2026, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $537,000, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
NEVIN DARIUS GDirector · Executive Chair
Disposition to issuerCommon Stock 4,313 $29.00 $125,077.00
Disclosure

SEC source: 0002064832-26-000301 · form4.xml · nonDerivative · entry 1

NEVIN DARIUS G · CIK 0001184810 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
DeByle Thomas D.Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 15,483 $29.00 Strike: $0.00 $449,007.00
Disclosure

SEC source: 0002064832-26-000299 · form4.xml · derivative · entry 5

DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,483 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
DeByle Thomas D.Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 87,183 $29.00 Strike: $0.00 $2,528,307.00
Disclosure

SEC source: 0002064832-26-000299 · form4.xml · derivative · entry 4

DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,183 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
DeByle Thomas D.Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 6,790 $29.00 Strike: $0.00 $196,910.00
Disclosure

SEC source: 0002064832-26-000299 · form4.xml · derivative · entry 3

DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,790 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
DeByle Thomas D.Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 6,886 $29.00 Strike: $0.00 $199,694.00
Disclosure

SEC source: 0002064832-26-000299 · form4.xml · derivative · entry 2

DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,886 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F2 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC
DeByle Thomas D.Chief Financial Officer
Disposition to issuerCommon Stock 6,170.2084 $29.00 $178,936.04
Disclosure

SEC source: 0002064832-26-000299 · form4.xml · nonDerivative · entry 1

DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $14.55 Strike: $14.45 $72,750.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · derivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-12-05

F3 · derivative.exercise_date: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $10.75 Strike: $18.25 $53,750.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · derivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC Disposition to issuerCommon Stock 75,711 $29.00 $2,195,619.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Finn PadraigSenior Vice President
Disposition to issuerRestricted Stock Units · Derivative 4,590 $29.00 Strike: $0.00 $133,110.00
Disclosure

SEC source: 0002064832-26-000297 · form4.xml · derivative · entry 5

Finn Padraig · CIK 0002083279 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Finn PadraigSenior Vice President
Disposition to issuerRestricted Stock Units · Derivative 43,591 $29.00 Strike: $0.00 $1,264,139.00
Disclosure

SEC source: 0002064832-26-000297 · form4.xml · derivative · entry 4

Finn Padraig · CIK 0002083279 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,591 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Finn PadraigSenior Vice President
Disposition to issuerRestricted Stock Units · Derivative 2,171 $29.00 Strike: $0.00 $62,959.00
Disclosure

SEC source: 0002064832-26-000297 · form4.xml · derivative · entry 3

Finn Padraig · CIK 0002083279 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,171 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $62,959, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $62,959, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Finn PadraigSenior Vice President
Disposition to issuerRestricted Stock Units · Derivative 1,200 $29.00 Strike: $0.00 $34,800.00
Disclosure

SEC source: 0002064832-26-000297 · form4.xml · derivative · entry 2

Finn Padraig · CIK 0002083279 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted Stock Units originally granted on September 23, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $34,800, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F2 · derivative.expiration_date: Restricted Stock Units originally granted on September 23, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $34,800, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Finn PadraigSenior Vice President
Disposition to issuerCommon Stock 1,685 $29.00 $48,865.00
Disclosure

SEC source: 0002064832-26-000297 · form4.xml · nonDerivative · entry 1

Finn Padraig · CIK 0002083279 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $15.10 Strike: $13.90 $75,500.00
Disclosure

SEC source: 0002064832-26-000298 · form4.xml · derivative · entry 4

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-17

F4 · derivative.exercise_date: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $10.75 Strike: $18.25 $53,750.00
Disclosure

SEC source: 0002064832-26-000298 · form4.xml · derivative · entry 3

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F3 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC Disposition to issuerCommon Stock 16,701 $29.00 $484,329.00
Disclosure

SEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 2

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held in a trust of which the reporting person is a trustee

Disclosed balance after: 0

F2 · ownership.nature: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC Disposition to issuerCommon Stock 108,910 $29.00 $3,158,390.00
Disclosure

SEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerPerformance-Based Restricted Stock Units · Derivative 47 $29.00 Strike: $0.00 $1,363.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 7

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47 shares

Expires not disclosed

F7 · derivative.exercise_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

F7 · derivative.expiration_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerRestricted Stock Units · Derivative 4,590 $29.00 Strike: $0.00 $133,110.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F6 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F6 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerRestricted Stock Units · Derivative 43,591 $29.00 Strike: $0.00 $1,264,139.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,591 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerRestricted Stock Units · Derivative 2,799 $29.00 Strike: $0.00 $81,171.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,799 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerRestricted Stock Units · Derivative 524 $29.00 Strike: $0.00 $15,196.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerStock Option (Right to Purchase) · Derivative 17,500 $10.75 Strike: $18.25 $188,125.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Carll Thomas WayneSenior VP and GM - Aerospace
Disposition to issuerCommon Stock 33,952 $29.00 $984,608.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:08 UTC Disposition to issuerCommon Stock 9,464 $29.00 $274,456.00
Disclosure

SEC source: 0002064832-26-000294 · form4.xml · nonDerivative · entry 1

Kravetz Shawn W · CIK 0001687951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Ittmann JorikChief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 13,115 $29.00 Strike: $0.00 $380,335.00
Disclosure

SEC source: 0002064832-26-000295 · form4.xml · derivative · entry 5

Ittmann Jorik · CIK 0002073857 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,115 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $380,335, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $380,335, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

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August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Ittmann JorikChief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 130,775 $29.00 Strike: $0.00 $3,792,475.00
Disclosure

SEC source: 0002064832-26-000295 · form4.xml · derivative · entry 4

Ittmann Jorik · CIK 0002073857 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,775 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $3,792,475, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $3,792,475, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Ittmann JorikChief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 3,018 $29.00 Strike: $0.00 $87,522.00
Disclosure

SEC source: 0002064832-26-000295 · form4.xml · derivative · entry 3

Ittmann Jorik · CIK 0002073857 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,018 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $87,522, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $87,522, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Ittmann JorikChief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 2,334 $29.00 Strike: $0.00 $67,686.00
Disclosure

SEC source: 0002064832-26-000295 · form4.xml · derivative · entry 2

Ittmann Jorik · CIK 0002073857 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,334 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted Stock Units originally granted on September 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $67,686, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F2 · derivative.expiration_date: Restricted Stock Units originally granted on September 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $67,686, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC
Ittmann JorikChief Executive Officer
Disposition to issuerCommon Stock 2,581.1021 $29.00 $74,851.96
Disclosure

SEC source: 0002064832-26-000295 · form4.xml · nonDerivative · entry 1

Ittmann Jorik · CIK 0002073857 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 10, 2027.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 10, 2027.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 193 $15.92 $3,072.56
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,952

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000226 · form4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Underlying: Common Stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 10, 2027.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 10, 2027.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Natalizia Michael JChief Technology Officer
Tax withholdingCommon Stock 218 $15.92 $3,470.56
Disclosure

SEC source: 0002064832-26-000226 · form4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,632.3445

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC
Natalizia Michael JChief Technology Officer
Exercise / conversionCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000226 · form4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,850.3445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.