Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerPerformance-Based Restricted Stock Units · Derivative | 56 | $29.00 Strike: $0.00 | $1,624.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 7 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56 shares Expires not disclosed F7 · derivative.exercise_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,624, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration. F7 · derivative.expiration_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,624, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 4,590 | $29.00 Strike: $0.00 | $133,110.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 6 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,590 shares Expires not disclosed F6 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F6 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 21,795 | $29.00 Strike: $0.00 | $632,055.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 5 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,795 shares Expires not disclosed F5 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $632,055, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F5 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $632,055, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 2,689 | $29.00 Strike: $0.00 | $77,981.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 4 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,689 shares Expires not disclosed F4 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $77,981, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F4 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $77,981, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 592 | $29.00 Strike: $0.00 | $17,168.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 3 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $17,168, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $17,168, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 17,500 | $10.75 Strike: $18.25 | $188,125.00 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · derivative · entry 2 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2028-06-04 F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Natalizia Michael JChief Technology Officer
|
Disposition to issuerCommon Stock | 47,632.3445 | $29.00 | $1,381,337.99 |
DisclosureSEC source: 0002064832-26-000304 · form4.xml · nonDerivative · entry 1 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Schlaeppi YvonneDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $13.05 Strike: $15.95 | $65,250.00 |
DisclosureSEC source: 0002064832-26-000303 · form4.xml · derivative · entry 3 Schlaeppi Yvonne · CIK 0001736515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-04-03 F3 · derivative.exercise_date: Stock Option originally granted on April 3, 2018, which became fully vested on April 3, 2019, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $65,250, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Schlaeppi YvonneDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $10.75 Strike: $18.25 | $53,750.00 |
DisclosureSEC source: 0002064832-26-000303 · form4.xml · derivative · entry 2 Schlaeppi Yvonne · CIK 0001736515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-06-04 F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:11 UTC |
Schlaeppi YvonneDirector
|
Disposition to issuerCommon Stock | 51,920.954 | $29.00 | $1,505,707.67 |
DisclosureSEC source: 0002064832-26-000303 · form4.xml · nonDerivative · entry 1 Schlaeppi Yvonne · CIK 0001736515 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
MICHAS ALEXIS PDirector
|
Disposition to issuerCommon Stock | 535,203 | $29.00 | $15,520,887.00 |
DisclosureSEC source: 0002064832-26-000302 · form4.xml · nonDerivative · entry 2 MICHAS ALEXIS P · CIK 0001044005 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P. Disclosed balance after: 0 F2 · ownership.nature: Shares held by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund") were disposed of pursuant to the Merger Agreement. Juniper Investment Company, LLC ("Juniper Investment") serves as investment manager for Juniper Fund. Mr. Michas is a managing member of Juniper Investment and of the general partner of Juniper Fund and, therefore, may be deemed to beneficially own the shares held by Juniper Fund. Mr. Michas disclaims beneficial ownership of holdings of Juniper Fund reflected herein except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
MICHAS ALEXIS PDirector
|
Disposition to issuerCommon Stock | 29,319 | $29.00 | $850,251.00 |
DisclosureSEC source: 0002064832-26-000302 · form4.xml · nonDerivative · entry 1 MICHAS ALEXIS P · CIK 0001044005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
NEVIN DARIUS GDirector · Executive Chair
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 30,000 | $17.90 Strike: $11.10 | $537,000.00 |
DisclosureSEC source: 0002064832-26-000301 · form4.xml · derivative · entry 2 NEVIN DARIUS G · CIK 0001184810 · Director · Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2035-07-23 F2 · derivative.exercise_date: Stock Option originally granted on July 23, 2025, which became fully vested on January 23, 2026, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $537,000, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
NEVIN DARIUS GDirector · Executive Chair
|
Disposition to issuerCommon Stock | 4,313 | $29.00 | $125,077.00 |
DisclosureSEC source: 0002064832-26-000301 · form4.xml · nonDerivative · entry 1 NEVIN DARIUS G · CIK 0001184810 · Director · Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
DeByle Thomas D.Chief Financial Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 15,483 | $29.00 Strike: $0.00 | $449,007.00 |
DisclosureSEC source: 0002064832-26-000299 · form4.xml · derivative · entry 5 DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,483 shares Expires not disclosed F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $449,007, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
DeByle Thomas D.Chief Financial Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 87,183 | $29.00 Strike: $0.00 | $2,528,307.00 |
DisclosureSEC source: 0002064832-26-000299 · form4.xml · derivative · entry 4 DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,183 shares Expires not disclosed F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $2,528,307, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
DeByle Thomas D.Chief Financial Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 6,790 | $29.00 Strike: $0.00 | $196,910.00 |
DisclosureSEC source: 0002064832-26-000299 · form4.xml · derivative · entry 3 DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,790 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $196,910, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
DeByle Thomas D.Chief Financial Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 6,886 | $29.00 Strike: $0.00 | $199,694.00 |
DisclosureSEC source: 0002064832-26-000299 · form4.xml · derivative · entry 2 DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,886 shares Expires not disclosed F2 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F2 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $199,694, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
DeByle Thomas D.Chief Financial Officer
|
Disposition to issuerCommon Stock | 6,170.2084 | $29.00 | $178,936.04 |
DisclosureSEC source: 0002064832-26-000299 · form4.xml · nonDerivative · entry 1 DeByle Thomas D. · CIK 0001429686 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
WARZALA RICHARD SDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $14.55 Strike: $14.45 | $72,750.00 |
DisclosureSEC source: 0002064832-26-000300 · form4.xml · derivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-12-05 F3 · derivative.exercise_date: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
WARZALA RICHARD SDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $10.75 Strike: $18.25 | $53,750.00 |
DisclosureSEC source: 0002064832-26-000300 · form4.xml · derivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-06-04 F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:10 UTC |
WARZALA RICHARD SDirector
|
Disposition to issuerCommon Stock | 75,711 | $29.00 | $2,195,619.00 |
DisclosureSEC source: 0002064832-26-000300 · form4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Finn PadraigSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 4,590 | $29.00 Strike: $0.00 | $133,110.00 |
DisclosureSEC source: 0002064832-26-000297 · form4.xml · derivative · entry 5 Finn Padraig · CIK 0002083279 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,590 shares Expires not disclosed F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Finn PadraigSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 43,591 | $29.00 Strike: $0.00 | $1,264,139.00 |
DisclosureSEC source: 0002064832-26-000297 · form4.xml · derivative · entry 4 Finn Padraig · CIK 0002083279 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,591 shares Expires not disclosed F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Finn PadraigSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 2,171 | $29.00 Strike: $0.00 | $62,959.00 |
DisclosureSEC source: 0002064832-26-000297 · form4.xml · derivative · entry 3 Finn Padraig · CIK 0002083279 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,171 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $62,959, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $62,959, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Finn PadraigSenior Vice President
|
Disposition to issuerRestricted Stock Units · Derivative | 1,200 | $29.00 Strike: $0.00 | $34,800.00 |
DisclosureSEC source: 0002064832-26-000297 · form4.xml · derivative · entry 2 Finn Padraig · CIK 0002083279 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires not disclosed F2 · derivative.exercise_date: Restricted Stock Units originally granted on September 23, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $34,800, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F2 · derivative.expiration_date: Restricted Stock Units originally granted on September 23, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $34,800, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Finn PadraigSenior Vice President
|
Disposition to issuerCommon Stock | 1,685 | $29.00 | $48,865.00 |
DisclosureSEC source: 0002064832-26-000297 · form4.xml · nonDerivative · entry 1 Finn Padraig · CIK 0002083279 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
QUAIN MITCHELL IDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $15.10 Strike: $13.90 | $75,500.00 |
DisclosureSEC source: 0002064832-26-000298 · form4.xml · derivative · entry 4 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F4 · derivative.exercise_date: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
QUAIN MITCHELL IDirector
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 5,000 | $10.75 Strike: $18.25 | $53,750.00 |
DisclosureSEC source: 0002064832-26-000298 · form4.xml · derivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-06-04 F3 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
QUAIN MITCHELL IDirector
|
Disposition to issuerCommon Stock | 16,701 | $29.00 | $484,329.00 |
DisclosureSEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in a trust of which the reporting person is a trustee Disclosed balance after: 0 F2 · ownership.nature: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
QUAIN MITCHELL IDirector
|
Disposition to issuerCommon Stock | 108,910 | $29.00 | $3,158,390.00 |
DisclosureSEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerPerformance-Based Restricted Stock Units · Derivative | 47 | $29.00 Strike: $0.00 | $1,363.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 7 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47 shares Expires not disclosed F7 · derivative.exercise_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration. F7 · derivative.expiration_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerRestricted Stock Units · Derivative | 4,590 | $29.00 Strike: $0.00 | $133,110.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 6 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,590 shares Expires not disclosed F6 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F6 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerRestricted Stock Units · Derivative | 43,591 | $29.00 Strike: $0.00 | $1,264,139.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 5 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,591 shares Expires not disclosed F5 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F5 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerRestricted Stock Units · Derivative | 2,799 | $29.00 Strike: $0.00 | $81,171.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 4 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,799 shares Expires not disclosed F4 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F4 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerRestricted Stock Units · Derivative | 524 | $29.00 Strike: $0.00 | $15,196.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 3 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 524 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerStock Option (Right to Purchase) · Derivative | 17,500 | $10.75 Strike: $18.25 | $188,125.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · derivative · entry 2 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2028-06-04 F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Carll Thomas WayneSenior VP and GM - Aerospace
|
Disposition to issuerCommon Stock | 33,952 | $29.00 | $984,608.00 |
DisclosureSEC source: 0002064832-26-000296 · form4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:08 UTC |
Kravetz Shawn WDirector
|
Disposition to issuerCommon Stock | 9,464 | $29.00 | $274,456.00 |
DisclosureSEC source: 0002064832-26-000294 · form4.xml · nonDerivative · entry 1 Kravetz Shawn W · CIK 0001687951 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Ittmann JorikChief Executive Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 13,115 | $29.00 Strike: $0.00 | $380,335.00 |
DisclosureSEC source: 0002064832-26-000295 · form4.xml · derivative · entry 5 Ittmann Jorik · CIK 0002073857 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,115 shares Expires not disclosed F5 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $380,335, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F5 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $380,335, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Ittmann JorikChief Executive Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 130,775 | $29.00 Strike: $0.00 | $3,792,475.00 |
DisclosureSEC source: 0002064832-26-000295 · form4.xml · derivative · entry 4 Ittmann Jorik · CIK 0002073857 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,775 shares Expires not disclosed F4 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $3,792,475, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F4 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $3,792,475, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Ittmann JorikChief Executive Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 3,018 | $29.00 Strike: $0.00 | $87,522.00 |
DisclosureSEC source: 0002064832-26-000295 · form4.xml · derivative · entry 3 Ittmann Jorik · CIK 0002073857 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,018 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $87,522, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $87,522, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Ittmann JorikChief Executive Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 2,334 | $29.00 Strike: $0.00 | $67,686.00 |
DisclosureSEC source: 0002064832-26-000295 · form4.xml · derivative · entry 2 Ittmann Jorik · CIK 0002073857 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,334 shares Expires not disclosed F2 · derivative.exercise_date: Restricted Stock Units originally granted on September 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $67,686, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. F2 · derivative.expiration_date: Restricted Stock Units originally granted on September 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $67,686, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 21:09 UTC |
Ittmann JorikChief Executive Officer
|
Disposition to issuerCommon Stock | 2,581.1021 | $29.00 | $74,851.96 |
DisclosureSEC source: 0002064832-26-000295 · form4.xml · nonDerivative · entry 1 Ittmann Jorik · CIK 0002073857 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Carll Thomas WayneVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0002064832-26-000227 · form4.xml · derivative · entry 3 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524 Underlying: Common Stock · 524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 10, 2027. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 10, 2027. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Carll Thomas WayneVice President
|
Tax withholdingCommon Stock | 193 | $15.92 | $3,072.56 |
DisclosureSEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 2 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,952 Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Carll Thomas WayneVice President
|
Exercise / conversionCommon Stock | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Natalizia Michael JChief Technology Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0002064832-26-000226 · form4.xml · derivative · entry 3 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 592 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 10, 2027. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 10, 2027. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Natalizia Michael JChief Technology Officer
|
Tax withholdingCommon Stock | 218 | $15.92 | $3,470.56 |
DisclosureSEC source: 0002064832-26-000226 · form4.xml · nonDerivative · entry 2 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,632.3445 Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:09 UTC |
Natalizia Michael JChief Technology Officer
|
Exercise / conversionCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0002064832-26-000226 · form4.xml · nonDerivative · entry 1 Natalizia Michael J · CIK 0001544951 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,850.3445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.