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person · Reporting owner

WARZALA RICHARD S

Disclosed activity across 2 companies

Tapewire entity
19731
SEC CIK
0001024225

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIENT INCALNT · Entity 4689Director · Chief Executive OfficerAugust 10, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIENT INC

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,489,106 Ending reported balance After 2026-08-10 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-08-10 · Sale · Disposed 17,028 · Balance 1,552,078

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.

Row 2 · 2026-08-10 · Sale · Disposed 18,176 · Balance 1,533,902

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.

Row 3 · 2026-08-10 · Sale · Disposed 33,944 · Balance 1,499,958

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.

Row 4 · 2026-08-10 · Sale · Disposed 852 · Balance 1,499,106

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.

Row 5 · 2026-08-10 · Gift · Disposed 10,000 · Balance 1,489,106

F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectBy ESOP Trust26,067 Reported balance Holding disclosure · report date 2026-08-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,067

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.

F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.

F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.

F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.

F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AstroNova, Inc.

Report date August 26, 2026 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Disposition to issuer · Disposed 75,711 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04Direct0 Reported balance After 2026-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.45 · Expires 2027-12-05Direct0 Reported balance After 2026-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 26, 2026 21:10 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $14.55 Strike: $14.45 $72,750.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · derivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-12-05

F3 · derivative.exercise_date: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerStock Option (Right to Purchase) · Derivative 5,000 $10.75 Strike: $18.25 $53,750.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · derivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:10 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerCommon Stock 75,711 $29.00 $2,195,619.00
Disclosure

SEC source: 0002064832-26-000300 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:26 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-26-000078 · form4.xml · nonDerivative · entry 5

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,489,106

F6 · price: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:26 UTC ALLIENT INC ALNT · Entity 4689 SaleCommon Stock 852 $115.35 $98,278.29
Disclosure

SEC source: 0001239944-26-000078 · form4.xml · nonDerivative · entry 4

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,106

F1 · kind: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F5 · price: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:26 UTC ALLIENT INC ALNT · Entity 4689 SaleCommon Stock 33,944 $113.96 $3,868,227.69
Disclosure

SEC source: 0001239944-26-000078 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,958

F1 · kind: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F4 · price: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:26 UTC ALLIENT INC ALNT · Entity 4689 SaleCommon Stock 18,176 $113.52 $2,063,279.54
Disclosure

SEC source: 0001239944-26-000078 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533,902

F1 · kind: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F3 · price: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:26 UTC ALLIENT INC ALNT · Entity 4689 SaleCommon Stock 17,028 $112.81 $1,921,003.60
Disclosure

SEC source: 0001239944-26-000078 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552,078

F1 · kind: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F2 · price: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.

Read SEC document
April 09, 2026 Filed Apr 13, 2026 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 2,827 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000164 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,711

F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 17:43 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 22,956 $61.82 $1,419,139.92
Disclosure

SEC source: 0001239944-26-000041 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,569,106

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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March 05, 2026 Filed Mar 9, 2026 23:59 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 3,617 $62.07 $224,507.19
Disclosure

SEC source: 0001239944-26-000022 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,592,062

F3 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares were earned upon the satisfaction of certain performance goals established by the Compensation Committee for the year ended December 31, 2025 and vest one-third each on April 1, 2026, 2027 and 2028.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 23:59 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 15,709 $62.07 $975,057.63
Disclosure

SEC source: 0001239944-26-000022 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,588,445

F2 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2026.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 23:59 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 18,850 $62.07 $1,170,019.50
Disclosure

SEC source: 0001239944-26-000022 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,736

F1 · shares: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2027, 2028 and 2029.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 18:33 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 3,935 $53.94 $212,253.90
Disclosure

SEC source: 0001239944-26-000001 · primary_doc.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553,886

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:16 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 5,018 $0.00 $0.00
Disclosure

SEC source: 0002064832-25-000078 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,884

F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 22:33 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-25-000034 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,557,821

F1 · price: Bona fide gift of securities.

F2 · balance_after: On April 3, 2025, the Reporting Person filed a Form 4 to report the withholding of shares to cover tax withholding obligations upon the vesting of restricted stock. That filing inadvertently over-reported the number of shares withheld in that transaction. Accordingly, the Reporting Person's direct holdings of common stock have been increased by 38 shares in this filing.

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August 28, 2025 Filed Sep 2, 2025 21:15 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-015185 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,866

F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 4,010 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011566 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,395

F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
April 17, 2025 Filed Apr 24, 2025 20:45 UTC AstroNova, Inc. ALOT · Entity 9547 PurchaseCommon Stock 20,000 $8.07 $161,400.00
Disclosure

SEC source: 0001062993-25-007899 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,385

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.96 to $8.21, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:03 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 25,820 $22.00 $568,040.00
Disclosure

SEC source: 0001062993-25-007017 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560,783

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 19, 2025 Filed Mar 25, 2025 21:37 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,710 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006273 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,385

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:54 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 2,697 $23.36 $63,001.92
Disclosure

SEC source: 0001062993-25-005162 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,598,196

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:16 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 23,379 $23.74 $555,017.46
Disclosure

SEC source: 0001062993-25-004838 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600,893

F2 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2025.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 01:16 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 23,379 $23.74 $555,017.46
Disclosure

SEC source: 0001062993-25-004838 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,514

F1 · shares: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2026, 2027 and 2028.

Read SEC document
March 05, 2025 Filed Mar 14, 2025 22:17 UTC ALLIENT INC ALNT · Entity 4689 Disposition to issuerCommon Stock 11,593 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-005522 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,603

F1 · kind: The shares represent a portion of the performance-based restricted stock award that was forfeited upon the Human Capital and Compensation Committee's review of the applicable performance measures for the year ended December 31, 2024.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 11:50 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 3,935 $24.01 $94,479.35
Disclosure

SEC source: 0001062993-25-000032 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,554,135

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:33 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,208 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020123 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,675

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:13 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016465 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,467

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:48 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012510 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,237

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:49 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 25,214 $34.43 $868,118.02
Disclosure

SEC source: 0001062993-24-008002 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558,070

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 980 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007051 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,159

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 22:36 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 2,615 $33.55 $87,733.25
Disclosure

SEC source: 0001062993-24-006176 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,284

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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March 05, 2024 Filed Mar 8, 2024 01:16 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 35,744 $30.00 $1,072,320.00
Disclosure

SEC source: 0001062993-24-005915 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,585,899

F3 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan upon the satisfaction of the performance goals previously established by the Compensation Committee in connection with the Company's Long-Term Incentive Plan. These restricted shares vest over a two-year period.

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March 05, 2024 Filed Mar 8, 2024 01:16 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 17,680 $30.00 $530,400.00
Disclosure

SEC source: 0001062993-24-005915 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,550,155

F2 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2024.

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March 05, 2024 Filed Mar 8, 2024 01:16 UTC ALLIENT INC ALNT · Entity 4689 GrantCommon Stock 17,680 $30.00 $530,400.00
Disclosure

SEC source: 0001062993-24-005915 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532,475

F1 · shares: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2025, 2026 and 2027.

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December 30, 2023 Filed Jan 3, 2024 21:54 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 3,935 $30.21 $118,876.35
Disclosure

SEC source: 0001062993-24-000220 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,514,795

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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December 06, 2023 Filed Dec 8, 2023 21:39 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 2,146 $27.90 $59,873.40
Disclosure

SEC source: 0001062993-23-022228 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,730

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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December 06, 2023 Filed Dec 8, 2023 21:39 UTC ALLIENT INC ALNT · Entity 4689 Tax withholdingCommon Stock 1,745 $28.20 $49,209.00
Disclosure

SEC source: 0001062993-23-022228 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520,876

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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December 05, 2023 Filed Dec 7, 2023 21:28 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022080 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,179

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

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September 27, 2023 Filed Sep 28, 2023 21:47 UTC ALLIENT INC ALNT · Entity 4689 GiftCommon Stock 2,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-018582 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522,621

F1 · price: Bona fide gift of securities.

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September 13, 2023 Filed Sep 15, 2023 21:39 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018070 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,929

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

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June 07, 2023 Filed Jun 9, 2023 20:00 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 1,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013257 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,600

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program.

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April 01, 2023 Filed Apr 4, 2023 21:13 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 20,334 $38.65 $785,909.10
Disclosure

SEC source: 0001062993-23-008609 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,524,841

F1 · kind: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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March 07, 2023 Filed Mar 9, 2023 22:33 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 23,589 $43.16 $1,018,101.24
Disclosure

SEC source: 0001062993-23-006443 · form4.xml · nonDerivative · entry 4

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,175

F4 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan upon the satisfaction of the performance goals previously established by the Compensation Committee in connection with the Company's Long-Term Incentive Plan. These restricted shares vest over a two-year period.

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March 07, 2023 Filed Mar 9, 2023 22:33 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 12,029 $43.16 $519,171.64
Disclosure

SEC source: 0001062993-23-006443 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521,586

F3 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2023.

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March 07, 2023 Filed Mar 9, 2023 22:33 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 12,029 $43.16 $519,171.64
Disclosure

SEC source: 0001062993-23-006443 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,557

F2 · shares: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2024, 2025 and 2026.

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March 07, 2023 Filed Mar 9, 2023 22:33 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,614 $43.16 $112,820.24
Disclosure

SEC source: 0001062993-23-006443 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,528

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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January 19, 2023 Filed Jan 23, 2023 22:12 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 1,018 $39.26 $39,966.68
Disclosure

SEC source: 0001062993-23-001258 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,142

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

F2 · balance_after: Amount reported has been adjusted to correct a mathematical error that overstated the Reporting Person's direct holdings by 20,000 shares in the Form 4 filed by the Reporting Person on April 5, 2022.

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December 30, 2022 Filed Jan 4, 2023 21:30 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 3,935 $34.81 $136,977.35
Disclosure

SEC source: 0001062993-23-000298 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521,160

F2 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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December 06, 2022 Filed Dec 8, 2022 21:50 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 3,891 $35.63 $138,636.33
Disclosure

SEC source: 0001062993-22-023586 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,095

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.