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Carll Thomas Wayne

Disclosed activity across 1 company

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19728
SEC CIK
0001778728

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AstroNova, Inc.

Report date August 26, 2026 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Disposition to issuer · Disposed 33,952 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04Direct0 Reported balance After 2026-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-26 · Disposition to issuer · Disposed 17,500 · Balance 0

F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-26 · Disposition to issuer · Disposed 524 · Balance 0

F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-26 · Disposition to issuer · Disposed 2,799 · Balance 0

F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-26 · Disposition to issuer · Disposed 43,591 · Balance 0

F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-26 · Disposition to issuer · Disposed 4,590 · Balance 0

F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-26 · Disposition to issuer · Disposed 47 · Balance 0

F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerPerformance-Based Restricted Stock Units · Derivative 47 $29.00 Strike: $0.00 $1,363.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 7

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47 shares

Expires not disclosed

F7 · derivative.exercise_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

F7 · derivative.expiration_date: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerRestricted Stock Units · Derivative 4,590 $29.00 Strike: $0.00 $133,110.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F6 · derivative.exercise_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F6 · derivative.expiration_date: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerRestricted Stock Units · Derivative 43,591 $29.00 Strike: $0.00 $1,264,139.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,591 shares

Expires not disclosed

F5 · derivative.exercise_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5 · derivative.expiration_date: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerRestricted Stock Units · Derivative 2,799 $29.00 Strike: $0.00 $81,171.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,799 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4 · derivative.expiration_date: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerRestricted Stock Units · Derivative 524 $29.00 Strike: $0.00 $15,196.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

F3 · derivative.exercise_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F3 · derivative.expiration_date: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerStock Option (Right to Purchase) · Derivative 17,500 $10.75 Strike: $18.25 $188,125.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · derivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2028-06-04

F2 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC AstroNova, Inc. ALOT · Entity 9547 Disposition to issuerCommon Stock 33,952 $29.00 $984,608.00
Disclosure

SEC source: 0002064832-26-000296 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Senior VP and GM - Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 10, 2027.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 10, 2027.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 193 $15.92 $3,072.56
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,952

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000227 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 210 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · derivative · entry 12

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
April 17, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 78 $13.35 $1,041.30
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 8

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,621

Read SEC document
April 17, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 7

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 1,399 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · derivative · entry 11

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,799

Underlying: Common Stock · 1,399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F4 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning April 14, 2027.

F4 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning April 14, 2027.

Read SEC document
April 14, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 514 $11.78 $6,054.92
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,489

Read SEC document
April 14, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,399 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · derivative · entry 10

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on April 7, 2027.

F3 · derivative.expiration_date: The remaining restricted stock units vest on April 7, 2027.

Read SEC document
April 07, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 18 $10.70 $192.60
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,604

Read SEC document
April 07, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · derivative · entry 9

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 21, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 245 $8.29 $2,031.05
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,574

Read SEC document
March 21, 2026 Filed Apr 21, 2026 23:46 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000178 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:48 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 4,590 $0.00 $0.00
Disclosure

SEC source: 0002064832-26-000076 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,590

Underlying: Common Stock · 4,590 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 26, 2027.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 26, 2027.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:32 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 43,630 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014673 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,630

Underlying: Common Stock · 43,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest and settle on August 15, 2028.

F2 · derivative.expiration_date: The restricted stock units vest and settle on August 15, 2028.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011567 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning June 10, 2026.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning June 10, 2026.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 187 $9.01 $1,684.87
Disclosure

SEC source: 0001062993-25-011567 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,155

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 523 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011567 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F3 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
April 18, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 206 $8.10 $1,668.60
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,819

Read SEC document
April 18, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 210 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210

Underlying: Common Stock · 210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 17, 2026.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 17, 2026.

Read SEC document
April 17, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 78 $8.10 $631.80
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,467

Read SEC document
April 17, 2025 Filed Apr 22, 2025 00:44 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007736 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:56 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007597 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,198

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 14, 2026.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 14, 2026.

Read SEC document
April 07, 2025 Filed Apr 10, 2025 00:13 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007289 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2026.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2026.

Read SEC document
April 07, 2025 Filed Apr 10, 2025 00:13 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007289 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
April 07, 2025 Filed Apr 10, 2025 00:13 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 332 $8.98 $2,981.36
Disclosure

SEC source: 0001062993-25-007289 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,335

Read SEC document
April 07, 2025 Filed Apr 10, 2025 00:13 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007289 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2025 Filed Apr 10, 2025 00:13 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-007289 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:39 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 664 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006276 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on March 21, 2026.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on March 21, 2026.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:39 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 237 $9.87 $2,339.19
Disclosure

SEC source: 0001062993-25-006276 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,767

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:39 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006276 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 20:31 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 1,571 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012500 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571

Underlying: Common Stock · 1,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 18, 2025.

F3 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 18, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 244 $16.87 $4,116.28
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,340

Read SEC document
April 18, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 17, 2025.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 17, 2025.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 93 $16.68 $1,551.24
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,026

Read SEC document
April 17, 2024 Filed Apr 19, 2024 23:12 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008613 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2024 Filed Apr 10, 2024 00:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 851 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008214 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2025.

F3 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.