person · Reporting owner

QUAIN MITCHELL I

Disclosed activity across 12 companies

Tapewire entity: 19729
SEC CIK: 0001213693

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Amprius Technologies, Inc.KCAC · Entity 4742	Director	March 01, 2022	March 02, 2022
Jason Industries, Inc.JASN · Entity 149778	Director	July 01, 2019	July 02, 2019
Kensington Capital Acquisition Corp. IIKCAC · Entity 142143	Director	February 25, 2021	February 26, 2021
Kensington Capital Acquisition Corp. VKCGI · Entity 136336	Director	August 12, 2021	August 12, 2021
Kensington Capital Acquisition Corp. VIKCAC · Entity 9322	Director	March 03, 2026	July 07, 2026
QuantumScape CorpKCAC · Entity 4158	Director	June 25, 2020	June 26, 2020
RBC Bearings INCROLL · Entity 3343	Director	August 13, 2018	August 14, 2018
STAR EQUITY HOLDINGS, INC.STRR · Entity 76212	Director	May 23, 2024	May 28, 2024
Williams Industrial Services Group Inc.WLMS · Entity 114766	Director	February 02, 2023	February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amprius Technologies, Inc.

Report date March 01, 2022 · Filed March 02, 2022

This filing explicitly reported no securities owned.

Jason Industries, Inc.

Report date July 01, 2019 · Filed July 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	117,630	Reported balance After 2019-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-07-01 · Grant · Acquired 40,000 · Balance 117,630 F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.
Common StockSEC Table I · non-derivative	IndirectBy IRA	13,000	Reported balance Holding disclosure · report date 2019-07-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 13,000
Common StockSEC Table I · non-derivative	IndirectBy Profit Sharing Account	52,900	Reported balance Holding disclosure · report date 2019-07-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 52,900

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.

Kensington Capital Acquisition Corp. II

Report date February 25, 2021 · Filed February 26, 2021

This filing explicitly reported no securities owned.

Kensington Capital Acquisition Corp. V

Report date August 12, 2021 · Filed August 12, 2021

This filing explicitly reported no securities owned.

Kensington Capital Acquisition Corp. VI

Report date March 03, 2026 · Filed July 07, 2026

This filing explicitly reported no securities owned.

QuantumScape Corp

Report date June 25, 2020 · Filed June 26, 2020

This filing explicitly reported no securities owned.

RBC Bearings INC

Report date August 13, 2018 · Filed August 14, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,000	Last balance in matching sequence After 2018-08-13 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 10 source rows Row 1 · 2018-08-13 · Exercise / conversion · Acquired 2,500 · Balance 10,500 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 2 · 2018-08-13 · Sale · Disposed 2,500 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 3 · 2018-08-13 · Exercise / conversion · Acquired 1,600 · Balance 9,600 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 4 · 2018-08-13 · Sale · Disposed 1,600 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 5 · 2018-08-13 · Exercise / conversion · Acquired 1,200 · Balance 9,200 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 6 · 2018-08-13 · Sale · Disposed 1,200 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 7 · 2018-08-13 · Exercise / conversion · Acquired 800 · Balance 8,800 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 8 · 2018-08-13 · Sale · Disposed 800 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 9 · 2018-08-13 · Exercise / conversion · Acquired 400 · Balance 8,400 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Row 10 · 2018-08-13 · Sale · Disposed 400 · Balance 8,000 F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $51.08 · Expires 2020-06-14	Direct	0	Reported balance After 2018-08-13 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-08-13 · Exercise / conversion · Disposed 2,500 · Balance 0 F3: Options to purchase shares of Common Stock expire 7 years from grant date.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $64.15 · Expires 2021-07-01	Direct	400	Reported balance After 2018-08-13 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2018-08-13 · Exercise / conversion · Disposed 1,600 · Balance 400 F4: Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.83 · Expires 2022-07-01	Direct	800	Reported balance After 2018-08-13 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2018-08-13 · Exercise / conversion · Disposed 1,200 · Balance 800 F5: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.94 · Expires 2023-07-08	Direct	1,200	Reported balance After 2018-08-13 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2018-08-13 · Exercise / conversion · Disposed 800 · Balance 1,200 F6: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date.
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.64 · Expires 2024-06-27	Direct	1,600	Reported balance After 2018-08-13 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2018-08-13 · Exercise / conversion · Disposed 400 · Balance 1,600 F7: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date.

Filing footnotes · ownership attribution and instrument terms

F1: 417 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.

F2: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 6/27/2019 and 1/2 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.

F3: Options to purchase shares of Common Stock expire 7 years from grant date.

F4: Options to purchase shares of Common Stock vest on 7/1/2019. Options expire 7 years from grant date.

F5: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/2 vest on 7/1/2019 and 1/2 vest on 7/1/2020. Options expire 7 years from grant date.

F6: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/3 vest on 7/8/2019, 1/3 vest on 7/8/2020 and 1/3 vest on 7/8/2021. Options expire 7 years from grant date.

F7: Options to purchase shares of Common Stock are subject to the following vesting schedule - 1/4 vest on 6/27/2019, 1/4 vest on 6/27/2020, 1/4 vest on 6/27/2021 and 1/4 vest on 6/27/2022. Options expire 7 years from grant date.

STAR EQUITY HOLDINGS, INC.

Report date May 23, 2024 · Filed May 28, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	4,556	Reported balance After 2024-05-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2024-05-23 · Grant · Acquired 4,556 · Balance 4,556 F4: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90. F6: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date.
Common StockSEC Table I · non-derivative	Direct	148,089	Reported balance Holding disclosure · report date 2024-05-23 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 148,089
Common StockSEC Table I · non-derivative	IndirectBy Mitchell Quain Revoc. Liv. Trust U/A 1/25/18	109,047	Reported balance Holding disclosure · report date 2024-05-23 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 109,047 F1: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
Common StockSEC Table I · non-derivative	IndirectBy IRA	12,300	Reported balance Holding disclosure · report date 2024-05-23 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 12,300
Common StockSEC Table I · non-derivative	IndirectBy Industrial Manufacturing Institute, LLC	3,200	Reported balance Holding disclosure · report date 2024-05-23 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 3,200 F2: Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
Common StockSEC Table I · non-derivative	IndirectBy Family Trust Partnership, LLC	300	Reported balance Holding disclosure · report date 2024-05-23 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 300 F3: Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.

F2: Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.

F3: Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.

F4: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F5: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90.

F6: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date.

Williams Industrial Services Group Inc.

Report date February 02, 2023 · Filed February 03, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	182,168	Reported balance After 2023-02-02 transaction · row 1 1 source row Row 1 · 2023-02-02 · Grant · Acquired 85,821 · Balance 182,168 F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AstroNova, Inc.

Report date August 26, 2026 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2026-08-26 transaction · row 1 1 source row Row 1 · 2026-08-26 · Disposition to issuer · Disposed 108,910 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
Common StockSEC Table I · non-derivative	IndirectHeld in a trust of which the reporting person is a trustee	Reported balance After 2026-08-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-08-26 · Disposition to issuer · Disposed 16,701 · Balance 0 F2: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement.
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04	Direct	Reported balance After 2026-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2027-05-17	Direct	Reported balance After 2026-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F4: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

F2: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement.

F3: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

F4: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

HARDINGE INC

Report date May 25, 2018 · Filed May 30, 2018

Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2018-05-25 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-05-25 · Exercise / conversion · Acquired 21,230 · Balance 59,097.32 F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement"). Row 2 · 2018-05-25 · Disposition to issuer · Disposed 59,097.32 · Balance 0 F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.
Common StockSEC Table I · non-derivative	IndirectBy Trust	Reported balance After 2018-05-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-05-25 · Disposition to issuer · Disposed 1,902 · Balance 0 F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.
Stock UnitSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-05-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-05-25 · Exercise / conversion · Disposed 21,230 · Balance 0 F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. Stock units become payable in common stock upon the reporting person's separation from service as a director. Each stock unit held by the reporting person was converted to one (1) share of Hardinge Inc. common stock pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").

F2: Shares disposed of for cash consideration pursuant to the Merger Agreement.

XERIUM TECHNOLOGIES INC

Report date October 17, 2018 · Filed October 17, 2018

Section 16 reporting ended · disclosed 2018-10-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-10-17 transaction · row 1 1 source row Row 1 · 2018-10-17 · Disposition to issuer · Disposed 22,765 · Balance 0 F1: Represents the conversion of outstanding shares of common stock of Xerium Technologies, Inc. (the "Company") and vested director deferred stock units into the right to receive $13.50 per share or unit in connection with the merger of the Company with an indirect wholly owned subsidiary of Andritz AG on October 17, 2018 (the "Merger"), pursuant to an Agreement and Plan of Merger dated June 24, 2018.
Common StockSEC Table I · non-derivative	IndirectVia family trust	0	Reported balance After 2018-10-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-10-17 · Disposition to issuer · Disposed 20,502 · Balance 0 F2: Represents the conversion of outstanding shares of common stock of the Company into the right to receive $13.50 per share in connection with the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of outstanding shares of common stock of Xerium Technologies, Inc. (the "Company") and vested director deferred stock units into the right to receive $13.50 per share or unit in connection with the merger of the Company with an indirect wholly owned subsidiary of Andritz AG on October 17, 2018 (the "Merger"), pursuant to an Agreement and Plan of Merger dated June 24, 2018.

F2: Represents the conversion of outstanding shares of common stock of the Company into the right to receive $13.50 per share in connection with the Merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 26, 2026 Filed Aug 26, 2026 21:09 UTC	AstroNova, Inc. ALOT · Entity 9547	Disposition to issuerStock Option (Right to Purchase) · Derivative	5,000	$15.10 Strike: $13.90	$75,500.00	Disclosure SEC source: 0002064832-26-000298 · form4.xml · derivative · entry 4 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-05-17 F4 · derivative.exercise_date: Stock Option originally granted on May 17, 2017, which became fully vested on May 17, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $75,500, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC	AstroNova, Inc. ALOT · Entity 9547	Disposition to issuerStock Option (Right to Purchase) · Derivative	5,000	$10.75 Strike: $18.25	$53,750.00	Disclosure SEC source: 0002064832-26-000298 · form4.xml · derivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-06-04 F3 · derivative.exercise_date: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC	AstroNova, Inc. ALOT · Entity 9547	Disposition to issuerCommon Stock	16,701	$29.00	$484,329.00	Disclosure SEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in a trust of which the reporting person is a trustee Disclosed balance after: 0 F2 · ownership.nature: Shares held in a trust of which the reporting person is a trustee were disposed of pursuant to the Merger Agreement. Read SEC document
August 26, 2026 Filed Aug 26, 2026 21:09 UTC	AstroNova, Inc. ALOT · Entity 9547	Disposition to issuerCommon Stock	108,910	$29.00	$3,158,390.00	Disclosure SEC source: 0002064832-26-000298 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). Read SEC document
April 09, 2026 Filed Apr 13, 2026 20:36 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	3,007	$0.00	$0.00	Disclosure SEC source: 0002064832-26-000167 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,910 F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:15 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	4,838	$0.00	$0.00	Disclosure SEC source: 0002064832-25-000076 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,903 F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
August 28, 2025 Filed Sep 2, 2025 21:14 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	3,346	$0.00	$0.00	Disclosure SEC source: 0001062993-25-015183 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,065 F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
June 17, 2025 Filed Jun 17, 2025 21:13 UTC	AstroNova, Inc. ALOT · Entity 9547	PurchaseCommon Stock	10,000	$9.05	$90,500.00	Disclosure SEC source: 0001062993-25-011843 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,719 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.01 to $9.0599, inclusive. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AstroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:38 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	3,865	$0.00	$0.00	Disclosure SEC source: 0001062993-25-011563 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,719 F1 · kind: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
March 19, 2025 Filed Mar 25, 2025 21:36 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,710	$0.00	$0.00	Disclosure SEC source: 0001062993-25-006272 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,854 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
December 03, 2024 Filed Dec 5, 2024 21:33 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,208	$0.00	$0.00	Disclosure SEC source: 0001062993-24-020122 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,144 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:14 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,230	$0.00	$0.00	Disclosure SEC source: 0001062993-24-016467 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,936 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:48 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,078	$0.00	$0.00	Disclosure SEC source: 0001062993-24-012509 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,706 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
May 23, 2024 Filed May 28, 2024 17:34 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	4,556	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-24-001331 · form409271004qua_05232024.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,556 Underlying: Common Stock · 4,556 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 22, 2024 of $0.90. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date. F6 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of May 23, 2024, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
May 08, 2024 Filed May 9, 2024 21:03 UTC	AstroNova, Inc. ALOT · Entity 9547	Exercise / conversionStock Option (Right to purchase) · Derivative	5,000	$0.00 Strike: $13.80	$0.00	Disclosure SEC source: 0001062993-24-009799 · form4.xml · derivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable. Read SEC document
May 08, 2024 Filed May 9, 2024 21:03 UTC	AstroNova, Inc. ALOT · Entity 9547	Exercise / conversionCommon Stock	5,000	$13.80	$69,000.00	Disclosure SEC source: 0001062993-24-009799 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 27, 2024 Filed Mar 28, 2024 17:10 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	4,562	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-24-000742 · form409271004qua_03282024.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,562 Underlying: Common Stock · 4,562 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on March 27, 2024 of $0.90. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 27, 2024, subject to the Reporting Person continuing to be a service provider through such date. F6 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of March 27, 2024, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
March 21, 2024 Filed Mar 25, 2024 20:37 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	980	$0.00	$0.00	Disclosure SEC source: 0001062993-24-007054 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,628 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:30 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,250	$0.00	$0.00	Disclosure SEC source: 0001062993-23-022083 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,648 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
November 13, 2023 Filed Nov 15, 2023 18:43 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	4,714	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-002655 · form409271004qua_11152023.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,714 Underlying: Common Stock · 4,714 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended. The number of Restricted Stock Units granted was determined using the closing sales price per share on November 10, 2023 of $0.87. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 13, 2023, subject to the Reporting Person continuing to be a service provider through such date. F6 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 13, 2023, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:38 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,329	$0.00	$0.00	Disclosure SEC source: 0001062993-23-018067 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,398 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
August 25, 2023 Filed Aug 29, 2023 17:46 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	PurchaseCommon Stock	5,000	$1.00	$5,000.00	Disclosure SEC source: 0000921895-23-002099 · form409271qua_08292023.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA Disclosed balance after: 12,300 Read SEC document
August 25, 2023 Filed Aug 29, 2023 17:46 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	PurchaseCommon Stock	35,000	$1.00	$35,000.00	Disclosure SEC source: 0000921895-23-002099 · form409271qua_08292023.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 Disclosed balance after: 109,047 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00, rounded to the nearest cent, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee. Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:28 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	4,939	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-002018 · form409271qua_08172023.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,939 Underlying: Common Stock · 4,939 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2023, subject to the Reporting Person continuing to be a service provider through such date. F5 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 16, 2023, subject to the Reporting Person continuing to be a service provider through such date. Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:54 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	27,607	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-001966 · form409271qua_08142023.xml · derivative · entry 8 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: On August 11, 2022 the Reporting Person was granted 27,607 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023. F7 · derivative.expiration_date: On August 11, 2022 the Reporting Person was granted 27,607 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023. Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:54 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	15,876	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-001966 · form409271qua_08142023.xml · derivative · entry 7 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: On August 11, 2022 the Reporting Person was granted 15,876 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023. F6 · derivative.expiration_date: On August 11, 2022 the Reporting Person was granted 15,876 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 11, 2023. Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:54 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	27,607	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-001966 · form409271qua_08142023.xml · nonDerivative · entry 2 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
August 11, 2023 Filed Aug 14, 2023 17:54 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	15,876	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-23-001966 · form409271qua_08142023.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:01 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	1,129	$0.00	$0.00	Disclosure SEC source: 0001062993-23-013259 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,069 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. Read SEC document
May 18, 2023 Filed May 22, 2023 19:10 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	PurchaseCommon Stock	40,000	$0.89	$35,600.00	Disclosure SEC source: 0001193805-23-000774 · form409271004qua_05222023.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,606 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.86 to $0.90, rounded to the nearest cent, inclusive. the Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased Read SEC document
May 16, 2023 Filed May 18, 2023 20:55 UTC	AstroNova, Inc. ALOT · Entity 9547	Exercise / conversionStock Option (Right to Purchase) · Derivative	5,000	$0.00 Strike: $10.60	$0.00	Disclosure SEC source: 0001062993-23-011676 · form4.xml · derivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 100% of the shares subject to this option are fully vested and exercisable. Read SEC document
May 16, 2023 Filed May 18, 2023 20:55 UTC	AstroNova, Inc. ALOT · Entity 9547	Exercise / conversionCommon Stock	5,000	$10.60	$53,000.00	Disclosure SEC source: 0001062993-23-011676 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 02, 2023 Filed Feb 3, 2023 18:39 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	GrantCommon Stock, $0.01 par value per share	85,821	$0.00	$0.00	Disclosure SEC source: 0001104659-23-010741 · tm235487-6_4seq1.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,168 F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited. Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:52 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	8,631	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-22-003060 · form409271qua_11152022.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: On November 15, 2021 the Reporting Person was granted 8,631 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 15, 2022. F6 · derivative.expiration_date: On November 15, 2021 the Reporting Person was granted 8,631 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 15, 2022. Read SEC document
November 15, 2022 Filed Nov 15, 2022 17:52 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	8,631	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-22-003060 · form409271qua_11152022.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
August 15, 2022 Filed Aug 15, 2022 20:17 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	8,451	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-001192 · e621880_4-mitchell.xml · derivative · entry 8 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F9 · derivative.exercise_date: On August 15, 2021 the Reporting Person was granted 8,451 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 15, 2022. F9 · derivative.expiration_date: On August 15, 2021 the Reporting Person was granted 8,451 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on August 15, 2022. Read SEC document
August 15, 2022 Filed Aug 15, 2022 20:17 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	8,451	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-001192 · e621880_4-mitchell.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
August 11, 2022 Filed Aug 15, 2022 20:17 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	27,607	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-001192 · e621880_4-mitchell.xml · derivative · entry 7 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,607 Underlying: Common Stock · 27,607 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F8 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $20,981 for the second quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 13, 2022 (the last trading day prior to the middle of the second quarter) of $0.76. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F8 · price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $20,981 for the second quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on May 13, 2022 (the last trading day prior to the middle of the second quarter) of $0.76. F7 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 11, 2022, subject to the reporting person continuing to be a service provider through such date. F7 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 11, 2022, subject to the reporting person continuing to be a service provider through such date. Read SEC document
August 11, 2022 Filed Aug 15, 2022 20:17 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	GrantRestricted Stock Unit · Derivative	15,876	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-001192 · e621880_4-mitchell.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,876 Underlying: Common Stock · 15,876 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · derivative.exercise_price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $21,750 for the first quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on February 15, 2022 (the middle of the first quarter) of $1.37. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F6 · price: Award of Restricted Stock Units made in accordance with the Company's 2018 Incentive Plan, as amended, and in lieu of a quarterly cash board retainer fee in the amount of $21,750 for the first quarter of 2022. The number of Restricted Stock Units granted was determined using the closing sales price per share on February 15, 2022 (the middle of the first quarter) of $1.37. F7 · derivative.exercise_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 11, 2022, subject to the reporting person continuing to be a service provider through such date. F7 · derivative.expiration_date: One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of August 11, 2022, subject to the reporting person continuing to be a service provider through such date. Read SEC document
June 21, 2022 Filed Jun 22, 2022 17:15 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	PurchaseCommon Stock	35,000	$0.95	$33,250.00	Disclosure SEC source: 0000921895-22-002071 · form409271004qua_06222022.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 Disclosed balance after: 74,047 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.94 to $0.98, rounded to the nearest cent, inclusive. Mr. Quain undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. F2 · ownership.nature: Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee. Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:23 UTC	AstroNova, Inc. ALOT · Entity 9547	GrantCommon Stock	5,293	$0.00	$0.00	Disclosure SEC source: 0001062993-22-015003 · form4.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,940 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document
May 27, 2022 Filed Jun 1, 2022 17:08 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	PurchaseCommon Stock	7,000	$0.96	$6,720.00	Disclosure SEC source: 0000921895-22-001865 · form409271004_06012022.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 7,300 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $0.95 to $0.96, rounded to the nearest cent, inclusive. Mr. Quain undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased. Read SEC document
May 15, 2022 Filed May 16, 2022 17:15 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	8,881	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-000808 · e621660_4-mitchell.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: On May 15, 2021 the Reporting Person was granted 8,881 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on May 15, 2022. F6 · derivative.expiration_date: On May 15, 2021 the Reporting Person was granted 8,881 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on May 15, 2022. Read SEC document
May 15, 2022 Filed May 16, 2022 17:15 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	8,881	Not disclosed	Not disclosed	Disclosure SEC source: 0001193805-22-000808 · e621660_4-mitchell.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:23 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionRestricted Stock Unit · Derivative	2,885	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-22-001050 · form409271qua_04012022.xml · derivative · entry 6 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: On March 31, 2021 the Reporting Person was granted 2,885 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on March 31, 2022. F6 · derivative.expiration_date: On March 31, 2021 the Reporting Person was granted 2,885 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on March 31, 2022. Read SEC document
March 31, 2022 Filed Apr 1, 2022 18:23 UTC	STAR EQUITY HOLDINGS, INC. STRR · Entity 76212	Exercise / conversionCommon Stock	2,885	Not disclosed	Not disclosed	Disclosure SEC source: 0000921895-22-001050 · form409271qua_04012022.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date. Read SEC document
March 21, 2022 Filed Mar 23, 2022 19:49 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	PurchaseCommon Stock, $0.01 par value per share	10,000	$1.65	$16,498.00	Disclosure SEC source: 0001104659-22-037169 · tm2210299-4_4seq1.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,347 F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.65 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document
February 03, 2022 Filed Feb 7, 2022 17:06 UTC	Williams Industrial Services Group Inc. WLMS · Entity 114766	GrantCommon Stock, $0.01 par value per share	48,649	$0.00	$0.00	Disclosure SEC source: 0001104659-22-012854 · tm225700-6_4seq1.xml · nonDerivative · entry 1 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,347 F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 3, 2023. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited. Read SEC document
December 16, 2021 Filed Dec 17, 2021 23:21 UTC	AstroNova, Inc. ALOT · Entity 9547	PurchaseCommon Stock	294	$13.80	$4,057.20	Disclosure SEC source: 0001062993-21-013176 · form4.xml · nonDerivative · entry 4 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,647 Read SEC document
December 16, 2021 Filed Dec 17, 2021 23:21 UTC	AstroNova, Inc. ALOT · Entity 9547	PurchaseCommon Stock	1,500	$13.85	$20,775.00	Disclosure SEC source: 0001062993-21-013176 · form4.xml · nonDerivative · entry 3 QUAIN MITCHELL I · CIK 0001213693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,353 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.