Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AstroNova, Inc.ALOT · Entity 9547 | Chief Financial Officer | June 10, 2024 | June 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AstroNova, Inc.
Report date June 10, 2024 · Filed June 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,801 |
Reported balance
After 2024-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-06-10 · Grant · Acquired 4,801 · Balance 4,801 F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2: The restricted stock units vest in three equal annual installments beginning June 10, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F2: The restricted stock units vest in three equal annual installments beginning June 10, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2024 Filed Jun 12, 2024 20:31 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 4,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012498 · form4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,801 Underlying: Common Stock · 4,801 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 10, 2025. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 10, 2025. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,773 Underlying: Common Stock · 1,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 18, 2025. F3 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 18, 2025. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 664 | $16.87 | $11,201.68 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,561 Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,342 Underlying: Common Stock · 671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 17, 2025. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 17, 2025. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 252 | $16.68 | $4,203.36 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,453 Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 23:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008616 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2024 Filed Apr 10, 2024 00:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008217 · form4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,703 Underlying: Common Stock · 2,704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2025. F3 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2025. Read SEC document |
| April 07, 2024 Filed Apr 10, 2024 00:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008217 · form4.xml · derivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled. F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled. Read SEC document |
| April 07, 2024 Filed Apr 10, 2024 00:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 2,034 | $17.77 | $36,144.18 |
DisclosureSEC source: 0001062993-24-008217 · form4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,034 Read SEC document |
| April 07, 2024 Filed Apr 10, 2024 00:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008217 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2024 Filed Apr 10, 2024 00:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008217 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2024 Filed Apr 3, 2024 22:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007974 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,221 Underlying: Common Stock · 2,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025. Read SEC document |
| March 21, 2024 Filed Apr 3, 2024 22:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 922 | $17.85 | $16,457.70 |
DisclosureSEC source: 0001062993-24-007974 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,410 Read SEC document |
| March 21, 2024 Filed Apr 3, 2024 22:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007974 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 20:20 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009395 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,545 Underlying: Common Stock · 1,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 20:20 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 664 | $14.34 | $9,521.76 |
DisclosureSEC source: 0001062993-23-009395 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,221 Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 20:20 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009395 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009024 · form4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,407 Underlying: Common Stock · 2,704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024. F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009024 · form4.xml · derivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,954 Underlying: Common Stock · 1,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024. F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 2,034 | $14.57 | $29,635.38 |
DisclosureSEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,113 Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2023 Filed Apr 11, 2023 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009024 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:35 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008028 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled. F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:35 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,323 | $11.94 | $15,796.62 |
DisclosureSEC source: 0001062993-23-008028 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,489 Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:35 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008028 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 21:27 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 6,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007560 · form4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,332 Underlying: Common Stock · 6,332 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 21:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 5,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010570 · form4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,317 Underlying: Common Stock · 5,317 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 18, 2023. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 18, 2023. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010051 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,908 Underlying: Common Stock · 1,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units will vest in two additional annual installments on April 7, 2023 and April 7, 2024. F2 · derivative.expiration_date: The remaining restricted stock units will vest in two additional annual installments on April 7, 2023 and April 7, 2024. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 750 | $14.92 | $11,190.00 |
DisclosureSEC source: 0001062993-22-010051 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,856 Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010051 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2022 Filed Mar 29, 2022 20:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008835 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956 Underlying: Common Stock · 2,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on March 27, 2023. F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on March 27, 2023. Read SEC document |
| March 27, 2022 Filed Mar 29, 2022 20:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,107 | $14.89 | $16,483.23 |
DisclosureSEC source: 0001062993-22-008835 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,651 Read SEC document |
| March 27, 2022 Filed Mar 29, 2022 20:10 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 2,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008835 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled. F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled. Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled. F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled. Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 553 | $14.70 | $8,129.10 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,802 Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 18 | $14.70 | $264.60 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090 Read SEC document |
| March 20, 2022 Filed Mar 23, 2022 01:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008375 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2022 Filed Jan 25, 2022 21:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001536 · form4.xml · derivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled. F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled. Read SEC document |
| January 22, 2022 Filed Jan 25, 2022 21:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 1,682 | $13.10 | $22,034.20 |
DisclosureSEC source: 0001062993-22-001536 · form4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,068 Read SEC document |
| January 22, 2022 Filed Jan 25, 2022 21:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-001536 · form4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · derivative · entry 6 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021. F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · derivative · entry 5 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021. F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 938 | $15.71 | $14,735.98 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 4 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 3 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 724 | $15.71 | $11,374.04 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 2 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,011 Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:41 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038939 · doc4.xml · nonDerivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 20:35 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 5,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026245 · doc4.xml · derivative · entry 1 Smith David S · CIK 0001339257 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,863 Underlying: Common Stock · 5,863 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.