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Nasdaq · USD

ALOT

AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2017 Filed Mar 23, 2017 21:36 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 5,696 $14.51 $82,631.30
Disclosure

SEC source: 0001209191-17-022609 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,424

Read SEC document
March 20, 2017 Filed Mar 23, 2017 21:35 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Option (Right to PUrchase) · Derivative 1,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001209191-17-022608 · doc4.xml · derivative · entry 4

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2017-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 23, 2017 21:35 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,600 $11.90 $19,032.00
Disclosure

SEC source: 0001209191-17-022608 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 23, 2017 21:35 UTC
Natalizia Michael JVice President and CTO
SaleCommon Stock 1,600 $14.75 $23,606.24
Disclosure

SEC source: 0001209191-17-022608 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,278

Read SEC document
March 16, 2017 Filed Mar 24, 2017 14:02 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 44 $13.30 $585.20
Disclosure

SEC source: 0001209191-17-022696 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,035

F1 · shares: Represents the surrender of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:00 UTC
Pizzuti Eric EVice President
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020886 · doc4.xml · derivative · entry 6

Pizzuti Eric E · CIK 0001544953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:00 UTC
Pizzuti Eric EVice President
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 4

Pizzuti Eric E · CIK 0001544953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:00 UTC
Pizzuti Eric EVice President
Tax withholdingCommon Stock 7 $13.58 $95.06
Disclosure

SEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 3

Pizzuti Eric E · CIK 0001544953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,087

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020884 · doc4.xml · derivative · entry 6

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020884 · doc4.xml · nonDerivative · entry 4

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 7 $13.58 $95.06
Disclosure

SEC source: 0001209191-17-020884 · doc4.xml · nonDerivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020882 · doc4.xml · derivative · entry 6

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020882 · doc4.xml · nonDerivative · entry 4

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:59 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 7 $13.58 $95.06
Disclosure

SEC source: 0001209191-17-020882 · doc4.xml · nonDerivative · entry 3

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,862

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:58 UTC
OCONNELL JOSEPH PChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020880 · doc4.xml · derivative · entry 6

OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64

Underlying: Common Stock · 32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:58 UTC
OCONNELL JOSEPH PChief Financial Officer
Exercise / conversionCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 4

OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:58 UTC
OCONNELL JOSEPH PChief Financial Officer
Tax withholdingCommon Stock 13 $13.58 $176.54
Disclosure

SEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 3

OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,430

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:58 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020881 · doc4.xml · derivative · entry 3

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:58 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020881 · doc4.xml · nonDerivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · derivative · entry 7

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.

F5 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

F5 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · nonDerivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 60 $13.58 $814.80
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,185

Read SEC document
March 14, 2017 Filed Mar 24, 2017 14:04 UTC Amendment
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022697 · doc4a.xml · nonDerivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 24, 2017 14:04 UTC Amendment
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 60 $13.58 $814.80
Disclosure

SEC source: 0001209191-17-022697 · doc4a.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,331

Read SEC document
March 14, 2017 Filed Mar 24, 2017 14:02 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 402 $13.58 $5,458.96
Disclosure

SEC source: 0001209191-17-022696 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,079

F1 · shares: Represents the surrender of shares to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 22:00 UTC
Pizzuti Eric EVice President
GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 2

Pizzuti Eric E · CIK 0001544953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 22:00 UTC
Pizzuti Eric EVice President
Tax withholdingCommon Stock 196 $12.85 $2,518.60
Disclosure

SEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 1

Pizzuti Eric E · CIK 0001544953 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603

F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:59 UTC
PETRARCA STEPHEN MVice President
GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020884 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,111

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:59 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 196 $12.85 $2,518.60
Disclosure

SEC source: 0001209191-17-020884 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,620

F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:59 UTC
Natalizia Michael JVice President and CTO
GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020882 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:59 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 196 $12.85 $2,518.60
Disclosure

SEC source: 0001209191-17-020882 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,378

F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC
OCONNELL JOSEPH PChief Financial Officer
GrantCommon Stock 982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 2

OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,443

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC
OCONNELL JOSEPH PChief Financial Officer
Tax withholdingCommon Stock 380 $12.85 $4,883.00
Disclosure

SEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 1

OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,461

F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC
Morawetz MichaelVP - International Branches
GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020881 · doc4.xml · nonDerivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502

F1 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Purchase) · Derivative 50,000 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · derivative · entry 6

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-13

F3 · derivative.exercise_date: The option vests in four equal annual installments commencing on the one year anniversary of the grant date.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 4,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,245

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:57 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 1,641 $12.85 $21,086.85
Disclosure

SEC source: 0001209191-17-020879 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,639

F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.

Read SEC document
March 13, 2017 Filed Mar 24, 2017 14:04 UTC Amendment
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 4,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022697 · doc4a.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,391

F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.

Read SEC document
March 13, 2017 Filed Mar 24, 2017 14:04 UTC Amendment
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 1,495 $12.85 $19,210.75
Disclosure

SEC source: 0001209191-17-022697 · doc4a.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,785

F1 · shares: On March 15, 2017, the Reporting Person reported the number of shares of Common Stock withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units. The number of shares previously reported as being withheld for payment of withholding taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:26 UTC GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007463 · doc4.xml · nonDerivative · entry 1

VIETS HERMANN · CIK 0001084295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,591

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:25 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007462 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:24 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007461 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,417

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:24 UTC GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007459 · doc4.xml · nonDerivative · entry 1

PIZZUTI EVERETT V · CIK 0001055747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,869

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:23 UTC
Ondis AprilDirector
GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007458 · doc4.xml · nonDerivative · entry 1

Ondis April · CIK 0001527094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,367

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:22 UTC GrantCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007457 · doc4.xml · nonDerivative · entry 1

MACLETCHIE GRAEME · CIK 0000932264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,850

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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January 04, 2017 Filed Apr 6, 2021 15:51 UTC OtherCommon Stock 35.3732 $14.08 $498.10
Disclosure

SEC source: 0001209191-21-025573 · doc4.xml · nonDerivative · entry 19

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220.0753

F1 · shares: Shares acquired pursuant to a dividend reinvestment transaction.

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October 31, 2016 Filed Nov 1, 2016 21:07 UTC GrantCommon Stock 1,043 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147688 · doc4.xml · nonDerivative · entry 1

VIETS HERMANN · CIK 0001084295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,320

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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October 31, 2016 Filed Nov 1, 2016 21:06 UTC GrantCommon Stock 941 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147687 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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October 31, 2016 Filed Nov 1, 2016 21:05 UTC GrantCommon Stock 1,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147686 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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October 31, 2016 Filed Nov 1, 2016 21:04 UTC GrantCommon Stock 941 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147685 · doc4.xml · nonDerivative · entry 1

PIZZUTI EVERETT V · CIK 0001055747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,705

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.