Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AstroNova, Inc.ALOT · Entity 9547 | Interim CFO | September 01, 2017 | September 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AstroNova, Inc.
Report date September 01, 2017 · Filed September 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,864 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,864 |
| Common StockSEC Table I · non-derivative | IndirectHeld in Employee Stock Ownership Plan | 1,718 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,718 |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.20 · Expires 2024-03-17 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2017-09-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Date indicated is date of grant. Option vests in four equal installments, commencing on the date of grant. |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2022-03-29 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2017-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Date indicated is date of grant. Option vests in four equal installments, commencing on the date of grant. |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.36 · Expires 2020-03-15 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2017-09-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F1: Date indicated is date of grant. Option vests in four equal installments, commencing on the date of grant. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2017-09-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F2: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. Shares vest in two equal installments on May 14, 2018 and 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2017-09-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F3: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. Shares vest in two equal installments on May 20, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Date indicated is date of grant. Option vests in four equal installments, commencing on the date of grant.
F2: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. Shares vest in two equal installments on May 14, 2018 and 2019.
F3: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. Shares vest in two equal installments on May 20, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020880 · doc4.xml · derivative · entry 6 OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64 Underlying: Common Stock · 32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock. F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 4 OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 13 | $13.58 | $176.54 |
DisclosureSEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 3 OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,430 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 2 OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,443 F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 380 | $12.85 | $4,883.00 |
DisclosureSEC source: 0001209191-17-020880 · doc4.xml · nonDerivative · entry 1 OCONNELL JOSEPH P · CIK 0001258016 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,461 F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.