Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AstroNova, Inc.ALOT · Entity 9547 | VP - International Branches | March 20, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AstroNova, Inc.
Report date March 20, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,367 |
Reported balance
After 2020-03-20 transaction · row 1
1 source rowRow 1 · 2020-03-20 · Exercise / conversion · Acquired 529 · Balance 2,367 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 530 |
Reported balance
After 2020-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-20 · Exercise / conversion · Acquired 529 · Balance 530 F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2: The remaining restricted stock units vest on March 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F2: The remaining restricted stock units vest on March 20, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2020 Filed Mar 24, 2020 23:03 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021017 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530 Underlying: Common Stock · 529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:03 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021017 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032028 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of May 20, 2019. F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:07 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032028 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 25, 2019 20:23 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021161 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2020. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2020. Read SEC document |
| March 20, 2019 Filed Mar 25, 2019 20:23 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021161 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019682 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 14, 2019. F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 14, 2019. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:14 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019682 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Oct 22, 2018 19:01 UTC | AstroNova, Inc. ALOT · Entity 9547 | SaleCommon Stock | 10,968 | $18.01 | $197,533.68 |
DisclosureSEC source: 0001209191-18-055823 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:34 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 6,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036067 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475 Underlying: Common Stock · 6,475 shares Expires 2018-06-04 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:34 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 17,500 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001209191-18-036067 · doc4.xml · derivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2028-06-04 F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019. Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 15:09 UTC Amendment | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036225 · doc4a.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-06-04 F1 · derivative.exercise_price: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur. F1 · derivative.exercise_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur. F1 · derivative.expiration_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur. Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 15:09 UTC Amendment | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 0 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001209191-18-036225 · doc4a.xml · derivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2028-06-04 F1 · derivative.exercise_price: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur. F1 · derivative.exercise_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur. Read SEC document |
| May 20, 2018 Filed May 22, 2018 15:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032202 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293 Underlying: Common Stock · 1,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on May 20, 2019. F2 · derivative.expiration_date: The remaining restricted stock units vest on May 20, 2019. Read SEC document |
| May 20, 2018 Filed May 22, 2018 15:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032202 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 19:47 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 1,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021054 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588 Underlying: Common Stock · 1,588 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 19:47 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021054 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,675 F1 · kind: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020639 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 15, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:11 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020639 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:26 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034699 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 Underlying: Common Stock · 1,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:26 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034699 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to Purchase) · Derivative | 3,500 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001209191-17-026590 · doc4.xml · derivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,500 | $11.45 | $40,057.50 |
DisclosureSEC source: 0001209191-17-026590 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020881 · doc4.xml · derivative · entry 3 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock. F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020881 · doc4.xml · nonDerivative · entry 2 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020881 · doc4.xml · nonDerivative · entry 1 Morawetz Michael · CIK 0001374884 · VP - International Branches 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,502 F1 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.