Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AstroNova, Inc.ALOT · Entity 9547 | Vice President | June 09, 2017 | June 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AstroNova, Inc.
Report date June 09, 2017 · Filed June 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,858 |
Ending reported balance
After 2017-06-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-06-09 · Tax withholding · Disposed 4,049 · Balance 7,783 Row 2 · 2017-06-09 · Exercise / conversion · Acquired 1,200 · Balance 8,983 Row 3 · 2017-06-09 · Exercise / conversion · Acquired 1,200 · Balance 10,183 Row 4 · 2017-06-09 · Exercise / conversion · Acquired 1,200 · Balance 11,383 Row 5 · 2017-06-09 · Exercise / conversion · Acquired 3,475 · Balance 14,858 |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.95 · Expires 2018-04-01 | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-06-09 · Exercise / conversion · Disposed 1,200 · Balance 0 |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.22 · Expires 2019-03-18 | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-06-09 · Exercise / conversion · Disposed 1,200 · Balance 0 |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.36 · Expires 2020-03-15 | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-06-09 · Exercise / conversion · Disposed 1,200 · Balance 0 |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2022-03-29 | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-06-09 · Exercise / conversion · Disposed 3,475 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectHeld in Employee Stock Purchase Plan | 1,729 |
Reported balance
Holding disclosure · report date 2017-06-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,729 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to Purchase) · Derivative | 3,475 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 10 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,475 shares Expires 2022-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 9 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $6.22 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 8 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2019-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to Purchase) · Derivative | 1,200 | $0.00 Strike: $8.95 | $0.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · derivative · entry 7 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 3,475 | $8.35 | $29,016.25 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 5 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,200 | $7.36 | $8,832.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,200 | $6.22 | $7,464.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 3 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,200 | $8.95 | $10,740.00 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:21 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 4,049 | $13.85 | $56,078.65 |
DisclosureSEC source: 0001209191-17-039566 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · derivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 Underlying: Common Stock · 1,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2017 Filed May 23, 2017 21:22 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 468 | $14.10 | $6,598.80 |
DisclosureSEC source: 0001209191-17-034696 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,635 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionStock Option (Right to PUrchase) · Derivative | 1,600 | $0.00 Strike: $11.90 | $0.00 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · derivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires 2017-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,600 | $11.90 | $19,032.00 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | SaleCommon Stock | 1,600 | $14.74 | $23,577.12 |
DisclosureSEC source: 0001209191-17-022611 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,503 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020886 · doc4.xml · derivative · entry 6 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32 Underlying: Common Stock · 16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of ALOT common stock. F4 · derivative.exercise_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. F4 · derivative.expiration_date: The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 4 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 22:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 7 | $13.58 | $95.06 |
DisclosureSEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 3 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,087 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 2 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,094 F2 · kind: Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 22:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 196 | $12.85 | $2,518.60 |
DisclosureSEC source: 0001209191-17-020886 · doc4.xml · nonDerivative · entry 1 Pizzuti Eric E · CIK 0001544953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,603 F1 · shares: Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.