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AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2018 Filed Jun 5, 2018 18:29 UTC GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-035503 · doc4.xml · derivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:28 UTC GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-035502 · doc4.xml · derivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:27 UTC GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-035500 · doc4.xml · derivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 18:27 UTC
Ondis AprilDirector
GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-035498 · doc4.xml · derivative · entry 1

Ondis April · CIK 0001527094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:36 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Unit · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036071 · doc4.xml · derivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2018-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:36 UTC
PETRARCA STEPHEN MVice President
GrantStock Option (Right to Purchase) · Derivative 10,500 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036071 · doc4.xml · derivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:35 UTC
Natalizia Michael JVice President and CTO
GrantRestricted Stock Unit · Derivative 5,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036069 · doc4.xml · derivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,950

Underlying: Common Stock · 5,950 shares

Expires 2018-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:35 UTC
Natalizia Michael JVice President and CTO
GrantStock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036069 · doc4.xml · derivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:34 UTC
Morawetz MichaelVP - International Branches
GrantRestricted Stock Unit · Derivative 6,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036067 · doc4.xml · derivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2018-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:34 UTC
Morawetz MichaelVP - International Branches
GrantStock Option (Right to Purchase) · Derivative 17,500 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036067 · doc4.xml · derivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:32 UTC
Smith David SChief Financial Officer
GrantRestricted Stock Unit · Derivative 5,775 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036062 · doc4.xml · derivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Common Stock · 5,775 shares

Expires 2018-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:32 UTC
Smith David SChief Financial Officer
GrantStock Option (Right to Purchase) · Derivative 14,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036062 · doc4.xml · derivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:31 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Unit · Derivative 14,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036059 · doc4.xml · derivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,875

Underlying: Common Stock · 14,875 shares

Expires 2018-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

F1 · derivative.expiration_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:31 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Purchase) · Derivative 45,500 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036059 · doc4.xml · derivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Stock · 45,500 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.

Read SEC document
June 04, 2018 Filed Jun 7, 2018 15:09 UTC Amendment
Morawetz MichaelVP - International Branches
GrantRestricted Stock Unit · Derivative 0 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036225 · doc4a.xml · derivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-06-04

F1 · derivative.exercise_price: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.

F1 · derivative.exercise_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.

F1 · derivative.expiration_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.

Read SEC document
June 04, 2018 Filed Jun 7, 2018 15:09 UTC Amendment
Morawetz MichaelVP - International Branches
GrantStock Option (Right to Purchase) · Derivative 0 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-036225 · doc4a.xml · derivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-06-04

F1 · derivative.exercise_price: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.

F1 · derivative.exercise_date: On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.

Read SEC document
June 04, 2018 Filed Jun 8, 2018 18:04 UTC GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036616 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,156

F1 · shares: Restricted stock award made to the reporting person upon their appointment to the position of Chairman of the Compensation Committee, pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. The award vests on the date that is three months following the date of grant.

Read SEC document
June 04, 2018 Filed Jun 8, 2018 18:03 UTC GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036615 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,831

F1 · shares: Restricted stock award made to the reporting person upon their appointment to the position of Chairman of the Audit Committee, pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. The award vests on the date that is three months following the date of grant.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:44 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 1,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032209 · doc4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152

Underlying: Common Stock · 1,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on May 20, 2019.

F2 · derivative.expiration_date: The remaining restricted stock units vest on May 20, 2019.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:44 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 1,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032209 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:44 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 460 $19.65 $9,039.00
Disclosure

SEC source: 0001209191-18-032209 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,388

Read SEC document
May 20, 2018 Filed May 22, 2018 15:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 1,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032205 · doc4.xml · derivative · entry 3

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Common Stock · 1,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on May 20, 2019.

F3 · derivative.expiration_date: The remaining restricted stock units vest on May 20, 2019.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032205 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:41 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 430 $19.65 $8,449.50
Disclosure

SEC source: 0001209191-18-032205 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,927

F1 · balance_after: This amount includes shares purchased through the AstroNova, Inc. Employee Stock Purchase Plan throughout 2018.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:37 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionRestricted Stock Unit · Derivative 1,293 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032202 · doc4.xml · derivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293

Underlying: Common Stock · 1,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on May 20, 2019.

F2 · derivative.expiration_date: The remaining restricted stock units vest on May 20, 2019.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:37 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionCommon Stock 1,293 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032202 · doc4.xml · nonDerivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:33 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 7,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032201 · doc4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,603

Underlying: Common Stock · 7,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on May 20, 2019.

F3 · derivative.expiration_date: The remaining restricted stock units vest on May 20, 2019.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:33 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 7,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032201 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2018 Filed May 22, 2018 15:33 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 2,547 $19.65 $50,048.55
Disclosure

SEC source: 0001209191-18-032201 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,586

F1 · balance_after: This amount includes shares purchased through the AstroNova, Inc. Employee Stock Purchase Plan throughout 2018.

Read SEC document
April 30, 2018 Filed May 1, 2018 14:41 UTC
Ondis AprilDirector
GrantCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026992 · doc4.xml · nonDerivative · entry 1

Ondis April · CIK 0001527094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,400

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
April 30, 2018 Filed May 1, 2018 14:39 UTC GrantCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026991 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
April 30, 2018 Filed May 1, 2018 14:37 UTC GrantCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026990 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
April 30, 2018 Filed May 1, 2018 14:35 UTC GrantCommon Stock 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026989 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,111

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:12 UTC GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $15.95 $0.00
Disclosure

SEC source: 0001209191-18-023982 · doc4.xml · derivative · entry 2

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-03

F2 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:12 UTC GrantCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023982 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
April 03, 2018 Filed Apr 6, 2021 15:51 UTC OtherCommon Stock 63.254 $15.76 $996.89
Disclosure

SEC source: 0001209191-21-025573 · doc4.xml · nonDerivative · entry 24

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,611.4996

F1 · shares: Shares acquired pursuant to a dividend reinvestment transaction.

Read SEC document
March 30, 2018 Filed May 1, 2018 14:33 UTC GrantCommon Stock 1,106 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026988 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,799

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:49 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Unit · Derivative 14,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021056 · doc4.xml · derivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,883

Underlying: Common Stock · 14,883 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:49 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 3,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021056 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,110

F2 · kind: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:49 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 1,302 $14.25 $18,553.50
Disclosure

SEC source: 0001209191-18-021056 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,843

F1 · balance_after: This amount includes shares purchased through the AstroNova,Inc. Employee Stock Purchase Plan throughout 2016 and 2017.

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March 20, 2018 Filed Mar 21, 2018 19:48 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Unit · Derivative 1,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021055 · doc4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Underlying: Common Stock · 1,588 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

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March 20, 2018 Filed Mar 21, 2018 19:48 UTC
PETRARCA STEPHEN MVice President
GrantCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021055 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,848

F1 · kind: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.

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March 20, 2018 Filed Mar 21, 2018 19:48 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 139 $14.25 $1,980.75
Disclosure

SEC source: 0001209191-18-021055 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

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March 20, 2018 Filed Mar 21, 2018 19:47 UTC
Morawetz MichaelVP - International Branches
GrantRestricted Stock Unit · Derivative 1,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021054 · doc4.xml · derivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Underlying: Common Stock · 1,588 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:47 UTC
Morawetz MichaelVP - International Branches
GrantCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021054 · doc4.xml · nonDerivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

F1 · kind: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.

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March 20, 2018 Filed Mar 21, 2018 19:46 UTC
Natalizia Michael JVice President and CTO
GrantRestricted Stock Unit · Derivative 1,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021053 · doc4.xml · derivative · entry 5

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

Underlying: Common Stock · 1,588 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2019.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:46 UTC
Natalizia Michael JVice President and CTO
GrantCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021053 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,754

F1 · kind: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 19:46 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 139 $14.25 $1,980.75
Disclosure

SEC source: 0001209191-18-021053 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,406

Read SEC document
March 19, 2018 Filed Mar 21, 2018 19:46 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Options (Right to Purchase) · Derivative 1,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001209191-18-021053 · doc4.xml · derivative · entry 6

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 19, 2018 Filed Mar 21, 2018 19:46 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,000 $14.23 $14,230.00
Disclosure

SEC source: 0001209191-18-021053 · doc4.xml · nonDerivative · entry 4

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.