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Nasdaq · USD

ALOT

AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2019 Filed Mar 15, 2019 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019732 · doc4.xml · derivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 14, 2019.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 14, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:59 UTC
PETRARCA STEPHEN MVice President
Disposition to issuerCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019732 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,550

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:59 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019732 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:14 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionRestricted Stock Units · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019682 · doc4.xml · derivative · entry 2

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 14, 2019.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 14, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:14 UTC
Morawetz MichaelVP - International Branches
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019682 · doc4.xml · nonDerivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · derivative · entry 6

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007

Underlying: Common Stock · 1,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 14, 2020.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 14, 2020.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · derivative · entry 5

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 14, 2019.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 14, 2019.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · nonDerivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,166

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,561

Read SEC document
March 14, 2019 Filed Mar 18, 2019 14:44 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019899 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 21:27 UTC
Natalizia Michael JVice President and CTO
GrantRestricted Stock Units · Derivative 4,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018532 · doc4.xml · derivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692

Underlying: Common Stock · 4,692 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 21:19 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Units · Derivative 2,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018526 · doc4.xml · derivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

Underlying: Common Stock · 2,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 21:11 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Unit · Derivative 12,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018512 · doc4.xml · derivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,011

Underlying: Common Stock · 12,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 21:05 UTC
Smith David SChief Financial Officer
GrantRestricted Stock Unit · Derivative 4,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018497 · doc4.xml · derivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692

Underlying: Common Stock · 4,692 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning June 4, 2019.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:05 UTC GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006702 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,030

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:06 UTC
BUA JEAN ADirector
GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006704 · doc4.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:06 UTC GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006703 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,560

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:04 UTC GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006701 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,184

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:03 UTC GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006699 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant.

Read SEC document
January 22, 2019 Filed Mar 15, 2019 17:10 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019636 · doc4.xml · derivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in three annual equal installments beginning January 22, 2020.

F2 · derivative.expiration_date: The remaining restricted stock units vest in three annual equal installments beginning January 22, 2020.

Read SEC document
January 22, 2019 Filed Mar 15, 2019 17:10 UTC
Smith David SChief Financial Officer
Disposition to issuerCommon Stock 1,899 $19.55 $37,125.45
Disclosure

SEC source: 0001209191-19-019636 · doc4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Read SEC document
January 22, 2019 Filed Mar 15, 2019 17:10 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019636 · doc4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:23 UTC
BUA JEAN ADirector
GrantCommon Stock 789 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059666 · doc4.xml · nonDerivative · entry 2

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789

F2 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on January 31, 2019.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:23 UTC
BUA JEAN ADirector
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059666 · doc4.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Restricted stock award made to the reporting person pursuant to the AstroNova, Inc. 2018 Equity Incentive Plan and vests on the first anniversary of the date of grant.

Read SEC document
October 28, 2018 Filed Oct 31, 2018 14:16 UTC GrantCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056625 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,991

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
October 28, 2018 Filed Oct 31, 2018 13:59 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056622 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,162

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
October 28, 2018 Filed Oct 31, 2018 13:52 UTC GrantCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056620 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
October 28, 2018 Filed Oct 31, 2018 13:43 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056618 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Read SEC document
October 28, 2018 Filed Oct 31, 2018 13:32 UTC
Ondis AprilDirector
GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056614 · doc4.xml · nonDerivative · entry 1

Ondis April · CIK 0001527094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,451

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 18:26 UTC SaleCommon Stock 4,000 $22.13 $88,512.00
Disclosure

SEC source: 0001209191-18-050779 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,149

Read SEC document
July 30, 2018 Filed Aug 1, 2018 13:36 UTC GrantCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044651 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,429

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 13:34 UTC GrantCommon Stock 1,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044650 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 13:33 UTC GrantCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044649 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,149

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 13:31 UTC GrantCommon Stock 1,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044648 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,924

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 13:29 UTC
Ondis AprilDirector
GrantCommon Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044647 · doc4.xml · nonDerivative · entry 1

Ondis April · CIK 0001527094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,438

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.

Read SEC document
July 02, 2018 Filed Apr 6, 2021 15:51 UTC OtherCommon Stock 53.2252 $18.81 $1,001.31
Disclosure

SEC source: 0001209191-21-025573 · doc4.xml · nonDerivative · entry 25

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,714.7248

F1 · shares: Shares acquired pursuant to a dividend reinvestment transaction.

Read SEC document
June 13, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
SaleCommon Stock 4,000 $19.10 $76,400.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 3

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.15. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Option (Right to Purchase) · Derivative 3,575 $0.00 Strike: $8.35 $0.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · derivative · entry 11

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,575 shares

Expires 2022-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Option (Right to Purchase) · Derivative 1,000 $0.00 Strike: $7.95 $0.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · derivative · entry 10

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Option (Right to Purchase) · Derivative 1,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · derivative · entry 9

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 3,575 $8.35 $29,851.25
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 7

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,000 $7.95 $7,950.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 6

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,000 $7.36 $7,360.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 5

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 12, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 2,490 $18.15 $45,193.50
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 2

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,015

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June 11, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionStock Option (Right to Purchase) · Derivative 1,000 $0.00 Strike: $6.22 $0.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · derivative · entry 8

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2019-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionCommon Stock 1,000 $6.22 $6,220.00
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 4

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2018 Filed Jun 13, 2018 20:41 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 343 $18.15 $6,225.45
Disclosure

SEC source: 0001209191-18-037488 · doc4.xml · nonDerivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,505

F1 · balance_after: This amount includes shares purchased through the AstroNova, Inc. Employee Stock Purchase Plan throughout 2018.

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June 11, 2018 Filed Oct 22, 2018 19:01 UTC
Morawetz MichaelVP - International Branches
SaleCommon Stock 10,968 $18.01 $197,533.68
Disclosure

SEC source: 0001209191-18-055823 · doc4.xml · nonDerivative · entry 1

Morawetz Michael · CIK 0001374884 · VP - International Branches

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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June 04, 2018 Filed Jun 5, 2018 18:30 UTC GrantStock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-18-035504 · doc4.xml · derivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-06-04

F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.