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AstroNova, Inc.

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9547
SEC CIK
0000008146
Parsed reports
435

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2020 Filed Jun 8, 2020 19:11 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 954 $6.63 $6,325.02
Disclosure

SEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 4

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,129

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:11 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:11 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 761 $6.63 $5,045.43
Disclosure

SEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,159

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:11 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034940 · doc4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:10 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 4,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034939 · doc4.xml · derivative · entry 5

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,959

Underlying: Common Stock · 4,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:10 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 4,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034939 · doc4.xml · derivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

Underlying: Common Stock · 4,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:10 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 4,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034939 · doc4.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:10 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 1,548 $6.63 $10,263.24
Disclosure

SEC source: 0001209191-20-034939 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,582

Read SEC document
June 04, 2020 Filed Jun 8, 2020 19:10 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 4,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034939 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:43 UTC GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034509 · doc4.xml · nonDerivative · entry 1

Schofield Harold · CIK 0001550090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,942

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:43 UTC GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034510 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,096

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:41 UTC GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034505 · doc4.xml · nonDerivative · entry 1

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,222

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:37 UTC GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034503 · doc4.xml · nonDerivative · entry 1

QUAIN MITCHELL I · CIK 0001213693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,771

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:35 UTC
BUA JEAN ADirector
GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034499 · doc4.xml · nonDerivative · entry 1

BUA JEAN A · CIK 0001183333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,569

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
April 02, 2020 Filed Jun 30, 2020 20:40 UTC OtherCommon Stock 17.66 $7.97 $140.72
Disclosure

SEC source: 0001209191-20-039482 · doc4.xml · nonDerivative · entry 2

Schlaeppi Yvonne · CIK 0001736515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,249.954

F1 · shares: Represents shares acquired by the Reporting Person under an automatic dividend reinvestment program through her broker.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 17:59 UTC
Carll Thomas WayneVice President
Exercise / conversionRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022046 · doc4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Underlying: Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F2 · derivative.expiration_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 17:59 UTC
Carll Thomas WayneVice President
GrantRestricted Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022046 · doc4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F2 · derivative.expiration_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 17:59 UTC
Carll Thomas WayneVice President
Tax withholdingCommon Stock 5 $6.73 $33.65
Disclosure

SEC source: 0001209191-20-022046 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,496

Read SEC document
March 29, 2020 Filed Apr 1, 2020 17:59 UTC
Carll Thomas WayneVice President
Exercise / conversionCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022046 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:48 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Unit · Derivative 26,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021839 · doc4.xml · derivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,019

Underlying: Common Stock · 26,019 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:47 UTC
Smith David SChief Financial Officer
GrantRestricted Stock Unit · Derivative 8,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021838 · doc4.xml · derivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

Underlying: Common Stock · 8,868 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:46 UTC
PETRARCA STEPHEN MVice President
GrantRestricted Stock Unit · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021837 · doc4.xml · derivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 3,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:45 UTC
Natalizia Michael JVice President and CTO
GrantRestricted Stock Unit · Derivative 4,686 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021836 · doc4.xml · derivative · entry 1

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Stock · 4,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 20:44 UTC
Carll Thomas WayneVice President
GrantRestricted Stock Unit · Derivative 3,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021835 · doc4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,990

Underlying: Common Stock · 3,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 3,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · derivative · entry 7

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437

Underlying: Common Stock · 3,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · derivative · entry 6

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236

Underlying: Common Stock · 119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionRestricted Stock Unit · Derivative 4,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · derivative · entry 5

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Underlying: Common Stock · 4,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 1,481 $6.73 $9,967.13
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · nonDerivative · entry 4

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,126

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · nonDerivative · entry 3

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · nonDerivative · entry 2

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:14 UTC
Woods Gregory ADirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 4,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021026 · doc4.xml · nonDerivative · entry 1

Woods Gregory A · CIK 0001557350 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · derivative · entry 6

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

Underlying: Common Stock · 1,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · derivative · entry 5

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Underlying: Common Stock · 41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 629 $6.73 $4,233.17
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 4

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,356

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 1,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 3

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Tax withholdingCommon Stock 21 $6.73 $141.33
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 2

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:13 UTC
Smith David SChief Financial Officer
Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021025 · doc4.xml · nonDerivative · entry 1

Smith David S · CIK 0001339257 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · derivative · entry 9

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · derivative · entry 8

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionRestricted Stock Unit · Derivative 529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · derivative · entry 7

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Stock · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 179 $6.73 $1,204.67
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 6

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,649

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 5

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 6 $6.73 $40.38
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 4

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,379

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 3

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Tax withholdingCommon Stock 211 $6.73 $1,420.03
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 2

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,370

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:12 UTC
PETRARCA STEPHEN MVice President
Exercise / conversionCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021024 · doc4.xml · nonDerivative · entry 1

PETRARCA STEPHEN M · CIK 0001258010 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:10 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 669 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021023 · doc4.xml · derivative · entry 9

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

Underlying: Common Stock · 669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:10 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021023 · doc4.xml · derivative · entry 8

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:10 UTC
Natalizia Michael JVice President and CTO
Exercise / conversionRestricted Stock Unit · Derivative 529 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021023 · doc4.xml · derivative · entry 7

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Stock · 529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2021.

F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 23:10 UTC
Natalizia Michael JVice President and CTO
Tax withholdingCommon Stock 267 $6.73 $1,796.91
Disclosure

SEC source: 0001209191-20-021023 · doc4.xml · nonDerivative · entry 6

Natalizia Michael J · CIK 0001544951 · Vice President and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,797

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.