Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2017 Filed Feb 6, 2017 21:59 UTC |
LARKIN C RAYMOND JRDirector
|
Exercise / conversionRight to Buy (Common Stock) · Derivative | 15,000 | $0.00 Strike: $17.94 | $0.00 |
DisclosureSEC source: 0001234778-17-000001 · primary_doc.xml · derivative · entry 4 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:59 UTC |
LARKIN C RAYMOND JRDirector
|
SaleCommon Stock | 15,000 | $94.71 | $1,420,663.50 |
DisclosureSEC source: 0001234778-17-000001 · primary_doc.xml · nonDerivative · entry 2 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,012 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.14 to $95.89, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:59 UTC |
LARKIN C RAYMOND JRDirector
|
Exercise / conversionCommon Stock | 15,000 | $17.94 | $269,100.00 |
DisclosureSEC source: 0001234778-17-000001 · primary_doc.xml · nonDerivative · entry 1 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Feb 6, 2017 21:59 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000001 · primary_doc.xml · nonDerivative · entry 3 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,851 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,797 Underlying: Common Stock · 5,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on January 20, 2014 became vested on January 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on January 20, 2014 became vested on January 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC |
Pascaud RaphaelVP, International
|
Tax withholdingCommon Stock | 2,493 | $91.70 | $228,608.10 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,903 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:40 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-17-000001 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 27,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001233163-17-000001 · primary_doc.xml · derivative · entry 3 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 27,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2016 and shares were delivered to reporting person on January 3, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2015 became vested on December 31, 2016 and shares were delivered to reporting person on January 3, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Tax withholdingCommon Stock | 14,400 | $96.13 | $1,384,272.00 |
DisclosureSEC source: 0001233163-17-000001 · primary_doc.xml · nonDerivative · entry 2 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,620 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:09 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
Exercise / conversionCommon Stock | 27,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-17-000001 · primary_doc.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Jan 4, 2017 22:16 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-17-000002 · primary_doc.xml · nonDerivative · entry 3 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,012 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 00:00 UTC |
Relic ZelkoVP, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000019 · primary_doc.xml · derivative · entry 3 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,775 Underlying: Common Stock · 7,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 18, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 18, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 00:00 UTC |
Relic ZelkoVP, R&D
|
Tax withholdingCommon Stock | 3,283 | $99.39 | $326,297.37 |
DisclosureSEC source: 0001601045-16-000019 · primary_doc.xml · nonDerivative · entry 2 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,069 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 00:00 UTC |
Relic ZelkoVP, R&D
|
Exercise / conversionCommon Stock | 7,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000019 · primary_doc.xml · nonDerivative · entry 1 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:54 UTC |
Puco Christopher C.VP, No American Sales
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000018 · primary_doc.xml · derivative · entry 3 Puco Christopher C. · CIK 0001564238 · VP, No American Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:54 UTC |
Puco Christopher C.VP, No American Sales
|
Tax withholdingCommon Stock | 5,218 | $99.39 | $518,617.02 |
DisclosureSEC source: 0001601045-16-000018 · primary_doc.xml · nonDerivative · entry 2 Puco Christopher C. · CIK 0001564238 · VP, No American Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,782 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:54 UTC |
Puco Christopher C.VP, No American Sales
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000018 · primary_doc.xml · nonDerivative · entry 1 Puco Christopher C. · CIK 0001564238 · VP, No American Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:46 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000017 · primary_doc.xml · derivative · entry 5 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 Underlying: Common Stock · 553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:46 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000017 · primary_doc.xml · derivative · entry 4 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on January 3, 2013 became vested on December 20, 2016 and shares were delivered to reporting person. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:46 UTC |
Kolli SreelakshmiVP, Info Technology
|
Tax withholdingCommon Stock | 796 | $99.39 | $79,114.44 |
DisclosureSEC source: 0001601045-16-000017 · primary_doc.xml · nonDerivative · entry 2 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,106 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:46 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionCommon Stock | 1,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000017 · primary_doc.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually, and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually, and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Tax withholdingCommon Stock | 728 | $99.39 | $72,355.92 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2017 23:46 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Tax withholdingCommon Stock | 728 | $233.65 | $170,097.20 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
| December 20, 2016 Filed Jan 28, 2019 23:30 UTC |
LACOB JOSEPHDirector
|
GiftCommon Stock | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001215490-19-000001 · primary_doc.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust for reporting person Disclosed balance after: 267,397 F1 · balance_after: This filing reflects the correct holdings of the reporting person as of the date of this filing. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 01:32 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 8,500 | $95.57 | $812,348.40 |
DisclosureSEC source: 0001293595-16-000013 · primary_doc.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.50 to $95.62, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 01:37 UTC |
Olson JenniferVP & Mgng Dir., D-DCC
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,662 | $0.00 Strike: $17.94 | $0.00 |
DisclosureSEC source: 0001293595-16-000014 · primary_doc.xml · derivative · entry 3 Olson Jennifer · CIK 0001682549 · VP & Mgng Dir., D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,662 shares Expires 2017-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 01:37 UTC |
Olson JenniferVP & Mgng Dir., D-DCC
|
SaleCommon Stock | 3,662 | $95.44 | $349,515.93 |
DisclosureSEC source: 0001293595-16-000014 · primary_doc.xml · nonDerivative · entry 2 Olson Jennifer · CIK 0001682549 · VP & Mgng Dir., D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 01:37 UTC |
Olson JenniferVP & Mgng Dir., D-DCC
|
Exercise / conversionCommon Stock | 3,662 | $17.94 | $65,696.28 |
DisclosureSEC source: 0001293595-16-000014 · primary_doc.xml · nonDerivative · entry 1 Olson Jennifer · CIK 0001682549 · VP & Mgng Dir., D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:20 UTC |
Morici JohnChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 18,835 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001234778-16-000016 · primary_doc.xml · derivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,835 Underlying: Common Stock · 18,835 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 will become vested on November 20, 2017 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 will become vested on November 20, 2017 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:12 UTC |
Tay JulieVP, Asia Pacific
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000004 · primary_doc.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20,2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20,2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:12 UTC |
Tay JulieVP, Asia Pacific
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000004 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC |
Pascaud RaphaelVP, International
|
Tax withholdingCommon Stock | 538 | $94.84 | $51,023.92 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,599 Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:06 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 23:14 UTC |
WHITE DAVID LChief Financial Officer
|
GiftCommon Stock | 3,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-16-000015 · primary_doc.xml · nonDerivative · entry 2 WHITE DAVID L · CIK 0001267102 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,913 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 23:14 UTC |
WHITE DAVID LChief Financial Officer
|
SaleCommon Stock | 11,152 | $95.53 | $1,065,338.29 |
DisclosureSEC source: 0001234778-16-000015 · primary_doc.xml · nonDerivative · entry 1 WHITE DAVID L · CIK 0001267102 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.44 to $95.5368, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:04 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 37,521 | $91.88 | $3,447,459.50 |
DisclosureSEC source: 0001288257-16-000059 · primary_doc.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for reporting person Disclosed balance after: 400,988 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $92.27, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:49 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 8,631 | $91.81 | $792,412.11 |
DisclosureSEC source: 0001234773-16-000005 · primary_doc.xml · nonDerivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,253 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.61 to $91.52, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 23:10 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 12,479 | $91.46 | $1,141,386.74 |
DisclosureSEC source: 0001288257-16-000056 · primary_doc.xml · nonDerivative · entry 3 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for reporting person Disclosed balance after: 438,509 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.85, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:55 UTC |
SANTORA GREG JDirector
|
SaleCommon Stock | 10,700 | $91.51 | $979,130.25 |
DisclosureSEC source: 0001234773-16-000006 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,700 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.27 to $91.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:10 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 721 | $91.87 | $66,238.70 |
DisclosureSEC source: 0001288257-16-000056 · primary_doc.xml · nonDerivative · entry 2 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for reporting person Disclosed balance after: 450,988 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.75 to $91.90, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:10 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 49,279 | $91.54 | $4,511,196.78 |
DisclosureSEC source: 0001288257-16-000056 · primary_doc.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for reporting person Disclosed balance after: 451,709 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $91.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:49 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionRight to Buy (Common Stock) · Derivative | 13,125 | $0.00 Strike: $20.79 | $0.00 |
DisclosureSEC source: 0001234773-16-000005 · primary_doc.xml · derivative · entry 4 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,125 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:49 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 24,494 | $90.18 | $2,208,868.92 |
DisclosureSEC source: 0001234773-16-000005 · primary_doc.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,884 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $92.14, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 22:49 UTC |
PRESCOTT THOMAS MDirector
|
Exercise / conversionCommon Stock | 13,125 | $20.79 | $272,868.75 |
DisclosureSEC source: 0001234773-16-000005 · primary_doc.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2016 Filed Jan 4, 2017 22:16 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-17-000002 · primary_doc.xml · nonDerivative · entry 2 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,212 Read SEC document |
| June 06, 2016 Filed Feb 23, 2017 21:05 UTC |
GEORGE ROGER EVP, Legal Affairs & GC
|
GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005079 · doc4.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · VP, Legal Affairs & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 F1 · balance_after: Includes 93 shares issued on July 29, 2016 and 41 shares issued on January 31, 2017 under the ALGN ESPP. Read SEC document |
| May 31, 2016 Filed Jan 4, 2017 22:16 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001233163-17-000002 · primary_doc.xml · nonDerivative · entry 1 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,337 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.