Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2017 Filed Dec 28, 2017 00:23 UTC |
Hockridge Stuart AVP, Global Human Resources
|
GrantRestricted Stock Unit · Derivative | 4,799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001675043-17-000003 · primary_doc.xml · derivative · entry 1 Hockridge Stuart A · CIK 0001675043 · VP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799 Underlying: Common Stock · 4,799 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 will become vested on December 27, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 will become vested on December 27, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:58 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionRestricted Stock Unit · Derivative | 553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000003 · primary_doc.xml · derivative · entry 4 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2017 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 20, 2013 became vested on December 20, 2017 and shares were delivered to reporting person. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:58 UTC |
Kolli SreelakshmiVP, Info Technology
|
Tax withholdingCommon Stock | 289 | $233.65 | $67,524.85 |
DisclosureSEC source: 0001649798-17-000003 · primary_doc.xml · nonDerivative · entry 2 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,049 Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:58 UTC |
Kolli SreelakshmiVP, Info Technology
|
Exercise / conversionCommon Stock | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000003 · primary_doc.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:51 UTC |
Relic ZelkoVP, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 7,775 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000002 · primary_doc.xml · derivative · entry 3 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 18, 2013 became vested on December 20, 2017 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 18, 2013 became vested on December 20, 2017 and shares were delivered to reporting person. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:51 UTC |
Relic ZelkoVP, R&D
|
Tax withholdingCommon Stock | 4,057 | $233.65 | $947,918.05 |
DisclosureSEC source: 0001649798-17-000002 · primary_doc.xml · nonDerivative · entry 2 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,475 Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:51 UTC |
Relic ZelkoVP, R&D
|
Exercise / conversionCommon Stock | 7,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000002 · primary_doc.xml · nonDerivative · entry 1 Relic Zelko · CIK 0001593575 · VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:46 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually. Shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually. Shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:46 UTC |
Beard SimonVP and Mgng Director, EMEA
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Jan 25, 2018 00:17 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-18-000002 · primary_doc.xml · nonDerivative · entry 1 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,922 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:18 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 29,724 | $260.91 | $7,755,161.03 |
DisclosureSEC source: 0001288257-17-000016 · primary_doc.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust for reporting person Disclosed balance after: 296,264 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.89 to $262.66, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 00:52 UTC |
Wright EmoryVP, Operations
|
Exercise / conversionRight to buy (Common Stock) · Derivative | 5,025 | $0.00 Strike: $20.79 | $0.00 |
DisclosureSEC source: 0001419490-17-000001 · primary_doc.xml · derivative · entry 3 Wright Emory · CIK 0001419490 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,025 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 00:52 UTC |
Wright EmoryVP, Operations
|
SaleCommon Stock | 5,025 | $263.68 | $1,324,982.96 |
DisclosureSEC source: 0001419490-17-000001 · primary_doc.xml · nonDerivative · entry 2 Wright Emory · CIK 0001419490 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,737 F1 · price: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.48 to $264.26, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 00:52 UTC |
Wright EmoryVP, Operations
|
Exercise / conversionCommon Stock | 5,025 | $20.79 | $104,469.75 |
DisclosureSEC source: 0001419490-17-000001 · primary_doc.xml · nonDerivative · entry 1 Wright Emory · CIK 0001419490 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 01:35 UTC |
Morici JohnChief Financial Officer
|
SaleCommon Stock | 1,500 | $255.00 | $382,495.50 |
DisclosureSEC source: 0001689552-17-000005 · primary_doc.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,544 Read SEC document |
| November 22, 2017 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GiftCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 4 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,810 F1 · balance_after: This transaction represents a previously unreported gift by reporting person. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:18 UTC |
Tay JulieVP,Asia Pacific
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000004 · primary_doc.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP,Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:18 UTC |
Tay JulieVP,Asia Pacific
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000004 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP,Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC |
Pascaud RaphaelVP, International
|
Tax withholdingCommon Stock | 588 | $255.51 | $150,239.88 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:14 UTC |
Pascaud RaphaelVP, International
|
Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · VP, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:08 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,709 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000002 · primary_doc.xml · derivative · entry 3 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Underlying: Common Stock · 4,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2016 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:08 UTC |
Morici JohnChief Financial Officer
|
Tax withholdingCommon Stock | 1,922 | $255.51 | $491,090.22 |
DisclosureSEC source: 0001689552-17-000002 · primary_doc.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044 Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:08 UTC |
Morici JohnChief Financial Officer
|
Exercise / conversionCommon Stock | 4,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000002 · primary_doc.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 257 shares issued under the ALGN ESPP on July 31, 2017. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:35 UTC |
Tay JulieVP, Asia Pacific
|
SaleCommon Stock | 3,500 | $253.00 | $885,500.00 |
DisclosureSEC source: 0001649020-17-000002 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 Read SEC document |
| November 10, 2017 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GiftCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 3 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,849 F1 · balance_after: This transaction represents a previously unreported gift by reporting person. Read SEC document |
| November 09, 2017 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
GiftCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 2 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,927 F1 · balance_after: This transaction represents a previously unreported gift by reporting person. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC |
Pascaud RaphaelCMO & Bus. Dev.
|
Exercise / conversionRight to Buy (Common Stock) · Derivative | 5,400 | $0.00 Strike: $17.97 | $0.00 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · derivative · entry 3 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,400 shares Expires 2017-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC |
Pascaud RaphaelCMO & Bus. Dev.
|
SaleCommon Stock | 5,400 | $241.88 | $1,306,152.54 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · nonDerivative · entry 2 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 02:32 UTC |
Pascaud RaphaelCMO & Bus. Dev.
|
Exercise / conversionCommon Stock | 5,400 | $17.97 | $97,038.00 |
DisclosureSEC source: 0001596092-17-000003 · primary_doc.xml · nonDerivative · entry 1 Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:17 UTC |
SANTORA GREG JDirector
|
SaleCommon Stock | 7,700 | $238.95 | $1,839,918.08 |
DisclosureSEC source: 0001234778-17-000006 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.7411 to $239.0554, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
Exercise / conversionRight to Buy (Common Stock) · Derivative | 15,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · derivative · entry 8 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
SaleCommon Stock | 15,000 | $238.82 | $3,582,300.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 7 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,201 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.70 to $239.40, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
Exercise / conversionCommon Stock | 15,000 | $20.79 | $311,850.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 6 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 5 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,201 Read SEC document |
| September 25, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 4 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,281 Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 21:52 UTC |
Morici JohnChief Financial Officer
|
GrantRestricted Stock Uni · Derivative | 6,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000001 · primary_doc.xml · derivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,292 Underlying: Common Stock · 6,292 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 will become vested on September 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 will become vested on September 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| September 20, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 3 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,281 Read SEC document |
| July 06, 2017 Filed Nov 1, 2017 23:29 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001234778-17-000007 · primary_doc.xml · nonDerivative · entry 2 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,308 Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:23 UTC |
Hockridge Stuart AVP Global Human Resources
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001675043-17-000001 · primary_doc.xml · derivative · entry 3 Hockridge Stuart A · CIK 0001675043 · VP Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,166 Underlying: Common Stock · 5,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:23 UTC |
Hockridge Stuart AVP Global Human Resources
|
Tax withholdingCommon Stock | 2,028 | $146.99 | $298,095.72 |
DisclosureSEC source: 0001675043-17-000001 · primary_doc.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · VP Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,361 Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:23 UTC |
Hockridge Stuart AVP Global Human Resources
|
Exercise / conversionCommon Stock | 5,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001675043-17-000001 · primary_doc.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · VP Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:28 UTC |
Olson JenniferVP & Mng Dir. D-DCC
|
Exercise / conversionRestricted Stock Unit · Derivative | 401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001675043-17-000002 · primary_doc.xml · derivative · entry 3 Olson Jennifer · CIK 0001682549 · VP & Mng Dir. D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 3, 2013 became vested on June 20, 2017 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 3, 2013 became vested on June 20, 2017 and shares were delivered to reporting person. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:28 UTC |
Olson JenniferVP & Mng Dir. D-DCC
|
Tax withholdingCommon Stock | 110 | $146.99 | $16,168.90 |
DisclosureSEC source: 0001675043-17-000002 · primary_doc.xml · nonDerivative · entry 2 Olson Jennifer · CIK 0001682549 · VP & Mng Dir. D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,397 Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 22:28 UTC |
Olson JenniferVP & Mng Dir. D-DCC
|
Exercise / conversionCommon Stock | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001675043-17-000002 · primary_doc.xml · nonDerivative · entry 1 Olson Jennifer · CIK 0001682549 · VP & Mng Dir. D-DCC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2017 Filed Jan 25, 2018 00:21 UTC |
GEORGE ROGER EVP Legal Affairs, Gen. Counsel
|
GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001593575-18-000003 · primary_doc.xml · nonDerivative · entry 1 GEORGE ROGER E · CIK 0001234778 · VP Legal Affairs, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F1 · balance_after: Includes 81 shares acquired under the ALGN ESPP on July 31, 2017. Read SEC document |
| May 31, 2017 Filed May 31, 2017 22:53 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 17,784 | $145.21 | $2,582,464.44 |
DisclosureSEC source: 0001234778-17-000004 · primary_doc.xml · nonDerivative · entry 4 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Reporting Person Disclosed balance after: 325,988 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.00 to $145.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2017 Filed May 31, 2017 22:53 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 28,342 | $144.98 | $4,109,037.33 |
DisclosureSEC source: 0001234778-17-000004 · primary_doc.xml · nonDerivative · entry 3 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Reporting Person Disclosed balance after: 343,772 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.20 to $145.83, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2017 Filed May 31, 2017 23:04 UTC |
Kolli SreelakshmiVP, Info Technology
|
SaleCommon Stock | 1,000 | $144.00 | $143,995.00 |
DisclosureSEC source: 0001234778-17-000005 · primary_doc.xml · nonDerivative · entry 1 Kolli Sreelakshmi · CIK 0001689392 · VP, Info Technology 10b5-1 filing: Not disclosed Ownership: Indirect · Held jointly with spouse Disclosed balance after: 1,400 Read SEC document |
| May 30, 2017 Filed May 31, 2017 22:53 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 700 | $143.76 | $100,629.48 |
DisclosureSEC source: 0001234778-17-000004 · primary_doc.xml · nonDerivative · entry 2 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Reporting Person Disclosed balance after: 372,114 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction at prices ranging from $143,75 to $144.77, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.