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Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

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Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 16, 2019 00:41 UTC
Pascaud RaphaelCMO & Bus. Dev.
SaleCommon Stock 5,000 $328.00 $1,640,000.00
Disclosure

SEC source: 0001649020-19-000004 · primary_doc.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,092

Read SEC document
May 15, 2019 Filed May 16, 2019 00:34 UTC
Tay JulieSVP, Asia Pacific
SaleCommon Stock 10,000 $325.00 $3,250,000.00
Disclosure

SEC source: 0001649020-19-000003 · primary_doc.xml · nonDerivative · entry 2

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,096

Read SEC document
May 15, 2019 Filed May 16, 2019 23:02 UTC
LACOB JOSEPHDirector
GrantRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000010 · primary_doc.xml · derivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 16, 2019 23:02 UTC
LACOB JOSEPHDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000010 · primary_doc.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 16, 2019 23:02 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001215490-19-000010 · primary_doc.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 243,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:48 UTC GrantRestricted Stock Unit · Derivative 1,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000011 · primary_doc.xml · derivative · entry 4

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F3 · derivative.exercise_price: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000011 · primary_doc.xml · derivative · entry 3

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:48 UTC Exercise / conversionCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000011 · primary_doc.xml · nonDerivative · entry 2

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:37 UTC GrantRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000010 · primary_doc.xml · derivative · entry 3

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 16, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 16, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000010 · primary_doc.xml · derivative · entry 2

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:37 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000010 · primary_doc.xml · nonDerivative · entry 1

Dallas Kevin J · CIK 0001730784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:31 UTC GrantRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000009 · primary_doc.xml · derivative · entry 3

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 16, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 16, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000009 · primary_doc.xml · derivative · entry 2

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:31 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000009 · primary_doc.xml · nonDerivative · entry 1

MORROW GEORGE J · CIK 0001068754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:24 UTC GrantRestricted Stock Unit · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000008 · primary_doc.xml · derivative · entry 3

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000008 · primary_doc.xml · derivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 16, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 16, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:24 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000008 · primary_doc.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:18 UTC GrantRestricted Stock Units · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000007 · primary_doc.xml · derivative · entry 3

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:18 UTC Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000007 · primary_doc.xml · derivative · entry 2

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15,2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15,2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:18 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000007 · primary_doc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:11 UTC GrantRestricted Stock Units · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000006 · primary_doc.xml · derivative · entry 3

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F4 · derivative.exercise_date: 100% of the restricted stock units will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock units will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:11 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000006 · primary_doc.xml · derivative · entry 2

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:11 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000006 · primary_doc.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:04 UTC GrantRestricted Stock Units · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000005 · primary_doc.xml · derivative · entry 3

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F3 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F3 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:04 UTC Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000005 · primary_doc.xml · derivative · entry 2

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:04 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000005 · primary_doc.xml · nonDerivative · entry 1

SIEGEL SUSAN E · CIK 0001240363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:57 UTC GrantRestricted Stock Units · Derivative 921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000004 · primary_doc.xml · derivative · entry 4

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

F4 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000004 · primary_doc.xml · derivative · entry 3

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.

Read SEC document
May 15, 2019 Filed May 18, 2019 00:57 UTC Exercise / conversionCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000004 · primary_doc.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 16, 2019 01:08 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
SaleCommon Stock 3,214 $323.00 $1,038,122.00
Disclosure

SEC source: 0001234778-19-000002 · primary_doc.xml · nonDerivative · entry 1

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,773

Read SEC document
May 14, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 10,016 $321.53 $3,220,464.51
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 1

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,405

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.27 to $322.21, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 14, 2019 Filed May 16, 2019 00:34 UTC
Tay JulieSVP, Asia Pacific
SaleCommon Stock 3,500 $315.00 $1,102,500.00
Disclosure

SEC source: 0001649020-19-000003 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,096

Read SEC document
May 14, 2019 Filed May 16, 2019 23:02 UTC
LACOB JOSEPHDirector
SaleCommon Stock 5,000 $320.00 $1,600,000.00
Disclosure

SEC source: 0001215490-19-000010 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 242,397

Read SEC document
May 14, 2019 Filed Jan 12, 2021 02:50 UTC GiftCommon Stock 4,040 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003172 · doc5.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,358

Read SEC document
May 08, 2019 Filed May 9, 2019 23:32 UTC
Tay JulieSVP, Asia Pacific
SaleCommon Stock 3,560 $325.00 $1,157,000.00
Disclosure

SEC source: 0001649020-19-000002 · primary_doc.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,596

Read SEC document
May 08, 2019 Filed Dec 16, 2020 01:07 UTC Amendment
Tay JulieSVP & Mng Dir. Asia Pacific
SaleCommon Stock 3,506 $325.00 $1,139,450.00
Disclosure

SEC source: 0001209191-20-063638 · doc4a.xml · nonDerivative · entry 1

Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,746

F1 · shares: This Form 4/A does not report a new transaction. The number of shares reported as sold on May 8, 2019 was incorrect, and is being corrected to reflect the sale of 3,506 shares.

F2 · balance_after: The number of shares reported as beneficially owned has been corrected for the error in the reported number of shares sold, and reflects the reporting person's correct ownership as of the date of filing of this Form 4/A.

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April 29, 2019 Filed May 18, 2019 01:48 UTC GiftCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0001288257-19-000011 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,601

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March 22, 2019 Filed Jan 22, 2020 00:01 UTC
Relic ZelkoSVP, R&D
GiftCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001593575-20-000001 · primary_doc.xml · nonDerivative · entry 1

Relic Zelko · CIK 0001593575 · SVP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,251

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March 01, 2019 Filed Mar 4, 2019 22:54 UTC
Pudipeddi Vamsi Mohan RajSr VP Global Mktg & CMO
GrantRestricted Stock Unit · Derivative 8,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001768087-19-000002 · primary_doc.xml · derivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Sr VP Global Mktg & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

Underlying: Common Stock · 8,930 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on March 1, 2019 will become vested on March 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on March 1, 2019 will become vested on March 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock will vest annually thereafter and shares will be delivered to reporting person on each vest date.

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February 28, 2019 Filed Mar 1, 2019 21:05 UTC
LACOB JOSEPHDirector
SaleCommon Stock 6,485 $259.00 $1,679,584.52
Disclosure

SEC source: 0000899243-19-005421 · doc4.xml · nonDerivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 249,397

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.93 to $259.06, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 28, 2019 Filed Mar 1, 2019 21:05 UTC
LACOB JOSEPHDirector
SaleCommon Stock 3,515 $257.08 $903,635.50
Disclosure

SEC source: 0000899243-19-005421 · doc4.xml · nonDerivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 255,882

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.76 to $259.38, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2019 Filed Mar 1, 2019 21:05 UTC
LACOB JOSEPHDirector
SaleCommon Stock 1,309 $258.81 $338,783.21
Disclosure

SEC source: 0000899243-19-005421 · doc4.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 259,397

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.72 to $258.97, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 27, 2019 Filed Mar 1, 2019 21:05 UTC
LACOB JOSEPHDirector
SaleCommon Stock 8,691 $258.22 $2,244,210.88
Disclosure

SEC source: 0000899243-19-005421 · doc4.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 260,706

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.71 to $258.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 25, 2019 Filed Feb 27, 2019 22:05 UTC
Shaked YuvalSVP and Mgng Director, Itero
SaleCommon Stock 400 $255.52 $102,208.00
Disclosure

SEC source: 0001749094-19-000001 · primary_doc.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
GrantMarket Stock Unit · Derivative 9,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 9

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

Underlying: Common Stock · 9,675 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
GrantRestricted Stock Unit · Derivative 1,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 8

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Common Stock · 1,935 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
Exercise / conversionMarket Stock Unit · Derivative 14,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 7

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date.

F8 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date.

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 6

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
Exercise / conversionRestricted Stock Unit · Derivative 1,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 5

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2019 Filed Feb 22, 2019 21:11 UTC
GEORGE ROGER ESVP, Legal Affairs & GC
Exercise / conversionRestricted Stock Unit · Derivative 2,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004552 · doc4.xml · derivative · entry 4

GEORGE ROGER E · CIK 0001234778 · SVP, Legal Affairs & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Underlying: Common Stock · 2,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.