Tapewire

Nasdaq · USD

ALGN

ALIGN TECHNOLOGY INC

Export transactions ↓
Tapewire entity
3488
SEC CIK
0001097149
Parsed reports
458

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2019 Filed Oct 21, 2019 22:50 UTC
Sebastian Markus ChristofSVP & Mgng Dir, EMEA
Exercise / conversionCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001780441-19-000003 · primary_doc.xml · nonDerivative · entry 1

Sebstian Markus Christof · CIK 0001780441 · SVP & Mgng Dir, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Jan 22, 2020 00:09 UTC GiftCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001593575-20-000003 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,501

Read SEC document
October 01, 2019 Filed Oct 1, 2019 22:22 UTC
Sebastian Markus ChristofSVP & Mgng Director, EMEA
GrantRestricted Stock Unit · Derivative 1,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001780441-19-000002 · primary_doc.xml · derivative · entry 1

Sebstian Markus Christof · CIK 0001780441 · SVP & Mgng Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

Underlying: Common Stock · 1,673 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on October 1, 2019 will become vested on October 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on October 1, 2019 will become vested on October 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Exercise / conversionRestricted Stock Unit · Derivative 358 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 6

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F5 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer.

F5 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2019 in connection with reporting person's termination as a service provider to the issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Exercise / conversionRestricted Stock Unit · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 5

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F4 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer.

F4 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2018 in connection with reporting person's termination as a service provider to the issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Exercise / conversionRestricted Stock Unit · Derivative 1,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 4

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F3 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer.

F3 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2017 in connection with reporting person's termination as a service provider to the issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · derivative · entry 3

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN Common Stock

F2 · derivative.exercise_date: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer.

F2 · derivative.expiration_date: Vesting accelerated on restricted stock unit granted on February 20, 2016 in connection with reporting person's termination as a service provider to the issuer.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Tax withholdingCommon Stock 2,719 $182.30 $495,673.70
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · nonDerivative · entry 2

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,156

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:56 UTC
Pascaud RaphaelCMO & Bus. Dev.
Exercise / conversionCommon Stock 5,783 $0.00 $0.00
Disclosure

SEC source: 0001596092-19-000002 · primary_doc.xml · nonDerivative · entry 1

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC
Morici JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · derivative · entry 3

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on September 20, 2017 became vested on September 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC
Morici JohnChief Financial Officer
Tax withholdingCommon Stock 824 $186.54 $153,708.96
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · nonDerivative · entry 2

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

Read SEC document
September 20, 2019 Filed Sep 23, 2019 22:41 UTC
Morici JohnChief Financial Officer
Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001689552-19-000003 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 21:31 UTC
Shaked YuvalSVP and Mgng Director, Itero
SaleCommon Stock 900 $183.60 $165,240.00
Disclosure

SEC source: 0001288257-19-000012 · primary_doc.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

Read SEC document
August 28, 2019 Filed Aug 28, 2019 22:40 UTC
LACOB JOSEPHDirector
SaleCommon Stock 10,000 $177.64 $1,776,419.00
Disclosure

SEC source: 0001215490-19-000011 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for reporting person

Disclosed balance after: 203,439

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.27 to $178.00, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 22:08 UTC SaleCommon Stock 4,157 $179.54 $746,356.09
Disclosure

SEC source: 0001234778-19-000007 · primary_doc.xml · nonDerivative · entry 1

Saia Andrea Lynn · CIK 0001552993 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,066

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.5338 to $179.61, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 23:06 UTC
Myong AnneDirector
PurchaseCommon Stock 564 $177.04 $99,853.21
Disclosure

SEC source: 0001783781-19-000003 · primary_doc.xml · nonDerivative · entry 1

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $176.79 to $177.21, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2019 Filed Aug 13, 2019 22:28 UTC
LACOB JOSEPHDirector
SaleCommon Stock 15,000 $183.50 $2,752,527.00
Disclosure

SEC source: 0001234778-19-000006 · primary_doc.xml · nonDerivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 213,439

F2 · price: The priced reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.4823 to $183.78, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 22:28 UTC
LACOB JOSEPHDirector
SaleCommon Stock 15,000 $180.08 $2,701,260.00
Disclosure

SEC source: 0001234778-19-000006 · primary_doc.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust for Reporting Person

Disclosed balance after: 228,439

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.00 to $180.29, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 06, 2019 Filed Aug 6, 2019 22:18 UTC
Pudipeddi Vamsi Mohan RajSr. VP Global Mktg & CMO
PurchaseCommon Stock 1,100 $188.11 $206,921.00
Disclosure

SEC source: 0001233163-19-000003 · primary_doc.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Sr. VP Global Mktg & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $187.96 to $188.43, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 22:13 UTC
HOGAN JOSEPH MDirector · President and CEO
PurchaseCommon Stock 4,995 $199.83 $998,169.33
Disclosure

SEC source: 0001233163-19-000002 · primary_doc.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,440

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $199.60 to $200.01, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:19 UTC
Myong AnneDirector
GrantRestricted Stock Unit · Derivative 935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001783781-19-000002 · primary_doc.xml · derivative · entry 1

Myong Anne · CIK 0001783781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 100% of the restricted stock unit will become vested on the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 100% of the restricted stock unit will become vested on the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on such vest date.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 21:17 UTC
Shaked YuvalSVP and Mgng Director, Itero
Exercise / conversionRestricted Stock Unit · Derivative 2,217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001777603-19-000004 · primary_doc.xml · derivative · entry 2

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Common Stock · 2,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 3, 2017 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 3, 2017 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 21:17 UTC
Shaked YuvalSVP and Mgng Director, Itero
Exercise / conversionCommon Stock 2,217 $0.00 $0.00
Disclosure

SEC source: 0001777603-19-000004 · primary_doc.xml · nonDerivative · entry 1

Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 21:11 UTC
Coletti Julie AnnSVP, Chief Legal & Reg Officer
Exercise / conversionRestricted Stock Unit · Derivative 386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001777603-19-000003 · primary_doc.xml · derivative · entry 3

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 21:11 UTC
Coletti Julie AnnSVP, Chief Legal & Reg Officer
Tax withholdingCommon Stock 134 $281.21 $37,682.14
Disclosure

SEC source: 0001777603-19-000003 · primary_doc.xml · nonDerivative · entry 2

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Read SEC document
July 22, 2019 Filed Jul 24, 2019 21:11 UTC
Coletti Julie AnnSVP, Chief Legal & Reg Officer
Exercise / conversionCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001777603-19-000003 · primary_doc.xml · nonDerivative · entry 1

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:25 UTC
Coletti Julie AnnSVP, Chief Legal & Reg. Off.
GrantRestricted Stock Unit · Derivative 1,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001777603-19-000002 · primary_doc.xml · derivative · entry 1

Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Reg. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Underlying: Common Stock · 1,281 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 will become vested on July 20, 2020 and shares will be delivered to reporting person on such date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 will become vested on July 20, 2020 and shares will be delivered to reporting person on such date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionRestricted Stock Unit · Derivative 5,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,388

Underlying: Common Stock · 5,389 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC
Hockridge Stuart ASVP Global HR
Tax withholdingCommon Stock 2,672 $295.67 $790,030.24
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:58 UTC
Hockridge Stuart ASVP Global HR
Exercise / conversionCommon Stock 5,389 $0.00 $0.00
Disclosure

SEC source: 0001675043-19-000001 · primary_doc.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 23:49 UTC
Morici JohnChief Financial Officer
SaleCommon Stock 2,374 $286.91 $681,128.61
Disclosure

SEC source: 0001689552-19-000002 · primary_doc.xml · nonDerivative · entry 1

Morici John · CIK 0001689552 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.84 to $287.01, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:44 UTC SaleCommon Stock 9,734 $296.65 $2,887,555.08
Disclosure

SEC source: 0001234778-19-000004 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,257

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.8175 to $297.11, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2019 Filed Jul 16, 2019 00:06 UTC SaleCommon Stock 18,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001234778-19-000005 · primary_doc.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,557

F1 · price: The Reporting Person contributed 18,700 shares to an exchange fund on May 30, 2019 in connection with the Reporting Person's execution of an irrevocable subscription to such exchange fund.

Read SEC document
May 30, 2019 Filed Mar 25, 2020 22:37 UTC Amendment SaleCommon Stock 18,700 $295.67 $5,529,029.00
Disclosure

SEC source: 0001209191-20-021173 · doc4a.xml · nonDerivative · entry 1

LARKIN C RAYMOND JR · CIK 0001034464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,200

F1 · price: The Reporting Person contributed 18,700 shares to an exchange fund in exchange for shares of that exchange fund. The price reported in column 4 was the ALGN common stock closing price per share on June 20, 2019, the date of closing of the transaction.

F2 · balance_after: This represents the number of shares held by reporting person has of the date of filing of this Form 4A.

Read SEC document
May 28, 2019 Filed May 29, 2019 22:57 UTC SaleCommon Stock 3,000 $313.13 $939,397.80
Disclosure

SEC source: 0001234778-19-000003 · primary_doc.xml · nonDerivative · entry 1

SANTORA GREG J · CIK 0001188901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,657

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.1104 to $313.38, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:35 UTC SaleCommon Stock 2,137 $315.17 $673,518.29
Disclosure

SEC source: 0000899243-19-014914 · doc4.xml · nonDerivative · entry 2

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,842

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.13 to $315.98, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:35 UTC SaleCommon Stock 978 $306.75 $300,001.50
Disclosure

SEC source: 0000899243-19-014914 · doc4.xml · nonDerivative · entry 1

Thaler Warren S · CIK 0001293595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,979

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.75 to $306.78, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:35 UTC SaleCommon Stock 2,486 $307.76 $765,083.65
Disclosure

SEC source: 0000899243-19-014915 · doc4.xml · nonDerivative · entry 2

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,977

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.47 to $308.04, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:35 UTC SaleCommon Stock 9,514 $306.98 $2,920,563.96
Disclosure

SEC source: 0000899243-19-014915 · doc4.xml · nonDerivative · entry 1

PRESCOTT THOMAS M · CIK 0001234773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,463

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $306.44 to $307.44, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2019 Filed May 20, 2019 22:38 UTC
Olson JenniferSVP & Mng Dir. D-DCC
SaleCommon Stock 3,291 $331.89 $1,092,236.17
Disclosure

SEC source: 0001682549-19-000002 · primary_doc.xml · nonDerivative · entry 1

Olson Jennifer · CIK 0001682549 · SVP & Mng Dir. D-DCC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,136 $327.39 $371,911.75
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 10

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,926

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,123 $327.13 $367,364.63
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 9

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 743 $327.31 $243,192.96
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 8

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 264 $327.16 $86,370.24
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 7

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,928

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 780 $327.44 $255,400.63
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 6

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,159 $328.27 $380,468.64
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 5

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,972

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,187 $327.51 $388,754.37
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 4

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,131

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,621 $326.29 $528,921.60
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 3

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,318

Read SEC document
May 15, 2019 Filed May 16, 2019 00:58 UTC
Kolli SreelakshmiSVP, Info Technology
SaleCommon Stock 1,466 $326.80 $479,088.80
Disclosure

SEC source: 0001649020-19-000005 · primary_doc.xml · nonDerivative · entry 2

Kolli Sreelakshmi · CIK 0001689392 · SVP, Info Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,939

Read SEC document
May 15, 2019 Filed May 16, 2019 00:41 UTC
Pascaud RaphaelCMO & Bus. Dev.
SaleCommon Stock 10,000 $325.27 $3,252,670.00
Disclosure

SEC source: 0001649020-19-000004 · primary_doc.xml · nonDerivative · entry 2

Pascaud Raphael · CIK 0001596092 · CMO & Bus. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,092

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.00 to $326.16, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.