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ASSURED GUARANTY LTD

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4169
SEC CIK
0001273813
Parsed reports
457

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2021 Filed May 6, 2021 22:51 UTC
Radtke LorinDirector
GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030725 · doc4.xml · nonDerivative · entry 1

Radtke Lorin · CIK 0001859355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 18:44 UTC GrantCommon Shares 2,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030721 · doc4.xml · nonDerivative · entry 1

McCloskey Michelle · CIK 0001667331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:49 UTC
Omura YukikoDirector
GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030723 · doc4.xml · nonDerivative · entry 2

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,491

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:39 UTC GrantCommon Shares 6,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030719 · doc4.xml · nonDerivative · entry 1

Kreczko Alan J · CIK 0001403442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,198

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 18:36 UTC GrantCommon Shares 3,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030717 · doc4.xml · nonDerivative · entry 2

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,775

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 18:17 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030708 · doc4.xml · nonDerivative · entry 1

BUHL G LAWRENCE · CIK 0001285251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,404

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:53 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030726 · doc4.xml · nonDerivative · entry 1

Shea Courtney C. · CIK 0001771938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:46 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030722 · doc4.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,308

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:41 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030720 · doc4.xml · nonDerivative · entry 2

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,991

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:34 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030716 · doc4.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,378

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:14 UTC GrantCommon Shares 9,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030707 · doc4.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,290

F1 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:31 UTC GrantCommon Shares 2,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-030715 · doc4.xml · nonDerivative · entry 2

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,474

F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2022 annual shareholders meeting.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:49 UTC
Omura YukikoDirector
Tax withholdingCommon Shares 2,287 $51.74 $118,329.38
Disclosure

SEC source: 0001209191-21-030723 · doc4.xml · nonDerivative · entry 1

Omura Yukiko · CIK 0001604913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 04, 2021 Filed May 6, 2021 18:36 UTC Tax withholdingCommon Shares 317 $51.74 $16,401.58
Disclosure

SEC source: 0001209191-21-030717 · doc4.xml · nonDerivative · entry 1

KENNY PATRICK W · CIK 0001285249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,366

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:41 UTC Tax withholdingCommon Shares 3,167 $51.74 $163,860.58
Disclosure

SEC source: 0001209191-21-030720 · doc4.xml · nonDerivative · entry 1

Leathes Simon W · CIK 0001574977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,167

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:31 UTC Tax withholdingCommon Shares 257 $51.74 $13,297.18
Disclosure

SEC source: 0001209191-21-030715 · doc4.xml · nonDerivative · entry 1

Howard Bonnie L. · CIK 0001555016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650

F1 · kind: Common Shares being withheld to pay tax liability.

Read SEC document
March 15, 2021 Filed Feb 11, 2022 01:59 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 5,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276,061.0034

Read SEC document
March 12, 2021 Filed Feb 11, 2022 01:59 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 1,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281,743.0034

Read SEC document
March 12, 2021 Filed Feb 11, 2022 01:59 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GiftCommon Shares 2,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008638 · doc5.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,880.0034

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:47 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 68 $43.80 $2,978.40
Disclosure

SEC source: 0001209191-21-020486 · doc4.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,123

F1 · price: Common Shares being withheld to pay tax liability.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:28 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 53,905 $44.50 $2,398,772.50
Disclosure

SEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,721.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.31 and $44.8 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 23:28 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 64,095 $44.03 $2,822,102.85
Disclosure

SEC source: 0001209191-21-019605 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339,626.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.3 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 23:36 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 25,006 $43.76 $1,094,262.56
Disclosure

SEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,721.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:36 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 4,903 $43.76 $214,555.28
Disclosure

SEC source: 0001209191-21-018711 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428,727.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $43.79 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 00:06 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 58,581 $43.96 $2,575,220.76
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,630.0034

F4 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $43.75 and $44.315 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:06 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 4,461 $45.09 $201,146.49
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,492,211.0034

F3 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $45.00 and $45.145 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:06 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
SaleCommon Shares 39,049 $44.30 $1,729,870.70
Disclosure

SEC source: 0001209191-21-018004 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,672.0034

F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $44.00 and $44.895 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

F2 · balance_after: After giving effect to the transactions reported herein, the Reporting Person continues to own Common Shares in amounts that exceed his required ownership level as set forth in the management share ownership guidelines adopted by the issuer's Board of Directors.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 22:00 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 263 $44.22 $11,629.86
Disclosure

SEC source: 0001209191-21-016157 · doc4.xml · nonDerivative · entry 2

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,191

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:00 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 394 $44.22 $17,422.68
Disclosure

SEC source: 0001209191-21-016157 · doc4.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,454

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:36 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
GrantCommon Shares 75,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014774 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535,721.0034

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:48 UTC
Chow LingGeneral Counsel and Secretary
GrantCommon Shares 12,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014787 · doc4.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,772

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:55 UTC
Brewer Russell B. IIChief Surveillance Officer
GrantCommon Shares 13,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014796 · doc4.xml · nonDerivative · entry 1

Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,447.4578

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:58 UTC
Donnarumma StephenChief Credit Officer
GrantCommon Shares 7,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014800 · doc4.xml · nonDerivative · entry 1

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,008.0408

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:52 UTC
Bailenson RobertChief Financial Officer
GrantCommon Shares 17,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014790 · doc4.xml · nonDerivative · entry 1

Bailenson Robert · CIK 0001326822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,354.0819

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:32 UTC
BUZEN DAVID A.Head of Asset Management*
GrantCommon Shares 10,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014767 · doc4.xml · nonDerivative · entry 1

BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,561.772

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:39 UTC
Albert HowardChief Risk Officer
GrantCommon Shares 6,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-014778 · doc4.xml · nonDerivative · entry 1

Albert Howard · CIK 0001539875 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,240.4953

F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:44 UTC
Bieling LauraChief Accounting Officer
GrantCommon Shares 3,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014785 · doc4.xml · nonDerivative · entry 1

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,848

F1 · price: Restricted stock units ("RSUs") awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). These RSUs vest as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one (1) common share will be delivered for each vested RSU.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 1,286 $39.61 $50,938.46
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · nonDerivative · entry 5

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,796

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 01:12 UTC
Bieling LauraChief Accounting Officer
Tax withholdingCommon Shares 246 $39.61 $9,744.06
Disclosure

SEC source: 0001209191-21-013505 · doc4.xml · nonDerivative · entry 2

Bieling Laura · CIK 0001770196 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionPerformance Share Units · Derivative 82,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · derivative · entry 7

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 82,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 60,006 $39.50 $2,370,237.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 3

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,025.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Exercise / conversionCommon Shares 147,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 2

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,031.0034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:02 UTC
FREDERICO DOMINICDirector · President/CEO/Deputy Chairman
Tax withholdingCommon Shares 33,422 $39.50 $1,320,169.00
Disclosure

SEC source: 0001209191-21-013498 · doc4.xml · nonDerivative · entry 1

FREDERICO DOMINIC · CIK 0001072524 · Director · President/CEO/Deputy Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372,210.0034

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Exercise / conversionPerformance Share Units · Derivative 9,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · derivative · entry 6

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 8,894 $39.50 $351,313.00
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · nonDerivative · entry 4

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,082

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Exercise / conversionCommon Shares 16,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · nonDerivative · entry 3

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 4,948 $39.50 $195,446.00
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · nonDerivative · entry 2

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,266

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:16 UTC
Chow LingGeneral Counsel and Secretary
Tax withholdingCommon Shares 1,812 $39.50 $71,574.00
Disclosure

SEC source: 0001209191-21-013510 · doc4.xml · nonDerivative · entry 1

Chow Ling · CIK 0001724439 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,214

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:26 UTC
Donnarumma StephenChief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 8,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013522 · doc4.xml · derivative · entry 4

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F3 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F3 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

F3 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%.

Read SEC document
February 21, 2021 Filed Feb 24, 2021 01:26 UTC
Donnarumma StephenChief Credit Officer
Tax withholdingCommon Shares 8,209 $39.50 $324,255.50
Disclosure

SEC source: 0001209191-21-013522 · doc4.xml · nonDerivative · entry 3

Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,979.0408

F1 · shares: Common Shares being withheld to pay tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.