Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURED GUARANTY LTDAGO · Entity 4169 | Chief Surveillance Officer | May 18, 2021 | May 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURED GUARANTY LTD
Report date May 18, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 217,447.4578 |
Ending reported balance
After 2021-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-18 · Sale · Disposed 18,859 · Balance 218,588.4578 F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $47.00 and $47.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Row 2 · 2021-05-20 · Sale · Disposed 1,141 · Balance 217,447.4578 |
Filing footnotes · ownership attribution and instrument terms
F1: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $47.00 and $47.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 20, 2021 22:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 1,141 | $47.00 | $53,627.00 |
DisclosureSEC source: 0001209191-21-034598 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,447.4578 Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 18,859 | $47.00 | $886,373.00 |
DisclosureSEC source: 0001209191-21-034598 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,588.4578 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $47.00 and $47.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:55 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 13,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014796 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,447.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/24/2024, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 15,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 13,848 | $39.50 | $546,996.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,930.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 28,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,778.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 7,766 | $39.50 | $306,757.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,500.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:29 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 9,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013866 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,266.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/26/2023, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 13,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,732 Underlying: Common Shares · 13,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 11,975 | $46.30 | $554,442.50 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,553.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 24,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,528.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2018 to 12/31/2019), approximately 176.50% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 176.50%. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 23:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 6,830 | $46.30 | $316,229.00 |
DisclosureSEC source: 0001209191-20-012701 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,076.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 23:47 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 10,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-015188 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,906.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/27/2022, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 22,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,586 Underlying: Common Shares · 22,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from tranches with different performance measures, performance periods and vesting dates. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 22,186 | $41.55 | $921,828.30 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,933.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 45,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,119.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2017 to 12/31/2018), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 23:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 11,137 | $41.55 | $462,742.35 |
DisclosureSEC source: 0001209191-19-013721 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,815.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,398 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 7 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,398 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 8,964 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 6 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,964 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOptions to Acquire Common Shares · Derivative | 10,000 | $0.00 Strike: $19.79 | $0.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · derivative · entry 5 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,000 shares Expires 2020-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested as follows: 1/3 on 02/24/2011, 1/3 on 02/24/2012 and 1/3 on 02/24/2013. F3 · balance_after: All options of this tranche have been exercised. The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 52,238. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | SaleCommon Shares | 29,362 | $42.36 | $1,243,774.32 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,952.4578 F1 · price: The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $42.32 and $42.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 10,398 | $19.24 | $200,057.52 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,314.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 8,964 | $17.44 | $156,332.16 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,916.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 22:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 10,000 | $19.79 | $197,900.00 |
DisclosureSEC source: 0001209191-18-052080 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,952.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:53 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 15,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013017 · doc4.xml · derivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,238 Underlying: Common Shares · 15,732 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/21/2021, if at all, at the end of the performance period (7/1/2019 to 12/31/2020), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options of various tranches. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:53 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 15,732 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013017 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,952.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/21/2021, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:31 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionPerformance Share Units · Derivative | 17,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007848 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,506 Underlying: Common Shares · 17,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:31 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 17,014 | $35.19 | $598,722.66 |
DisclosureSEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,220.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:31 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 35,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,234.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2016 to 12/31/2017), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:31 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 8,376 | $35.19 | $294,751.44 |
DisclosureSEC source: 0001209191-18-007848 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,050.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 13,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014344 · doc4.xml · derivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,098 Underlying: Common Shares · 13,854 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_price: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.exercise_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Plan. Each performance share unit represents a contingent right to receive one Common Share of the Company. With limited exceptions, the performance share units vest on 2/22/2020, if at all, at the end of the performance period (7/1/2018 to 12/31/2019), assuming that the holder remains employed at such time, based on the Company's Common Share price using the highest 40-day average stock price during the performance period as follows: 200% if the share price reaches $50; 100% if the share price reaches $46; and 50% if the share price reaches $42 (with interpolation between those prices). If the share price does not reach $42, none of the performance share units will vest. F3 · derivative.expiration_date: To the extent unvested performance share units do not become vested units at the end of the applicable performance period as described above, such unvested performance share units will expire at the end of such performance period. Upon vesting, one Common Share will be delivered for each vested performance share unit. F4 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options of various tranches. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:32 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 13,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014344 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,426.4578 F1 · price: Restricted stock units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). With limited exceptions, the restricted stock units vest on 2/22/2020, assuming that the holder remains employed at such time. Upon vesting, one Common Share will be delivered for each vested restricted stock unit. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantPerformance Share Units · Derivative | 14,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008369 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,244 Underlying: Common Shares · 14,021 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. F3 · balance_after: Total includes performance units from other tranches with different performance measures, performance periods and vesting dates, but does not include 36,962 outstanding options. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 13,172 | $40.01 | $527,011.72 |
DisclosureSEC source: 0001209191-17-008369 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,572.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 28,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008369 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,744.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (1/1/2014 to 12/31/2016), 200.00% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by 200.00%. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 21:39 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 7,711 | $40.01 | $308,517.11 |
DisclosureSEC source: 0001209191-17-008369 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,702.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.