Last 12 months
Inside the activity.
0 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2021 Filed Feb 24, 2021 01:26 UTC |
Donnarumma StephenChief Credit Officer
|
Exercise / conversionCommon Shares | 15,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013522 · doc4.xml · nonDerivative · entry 2 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,188.0408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:26 UTC |
Donnarumma StephenChief Credit Officer
|
Tax withholdingCommon Shares | 4,634 | $39.50 | $183,043.00 |
DisclosureSEC source: 0001209191-21-013522 · doc4.xml · nonDerivative · entry 1 Donnarumma Stephen · CIK 0001732392 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,764.0408 F1 · shares: Common Shares being withheld to pay tax liability. F2 · balance_after: Total includes 306 shares purchased on 12/31/2020 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionPerformance Share Units · Derivative | 15,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · derivative · entry 4 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 13,848 | $39.50 | $546,996.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 3 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,930.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Exercise / conversionCommon Shares | 28,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 2 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,778.4578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:22 UTC |
Brewer Russell B. IIChief Surveillance Officer
|
Tax withholdingCommon Shares | 7,766 | $39.50 | $306,757.00 |
DisclosureSEC source: 0001209191-21-013519 · doc4.xml · nonDerivative · entry 1 Brewer Russell B. II · CIK 0001539882 · Chief Surveillance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,500.4578 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:19 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 21,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013514 · doc4.xml · derivative · entry 4 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 21,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:19 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 18,884 | $39.50 | $745,918.00 |
DisclosureSEC source: 0001209191-21-013514 · doc4.xml · nonDerivative · entry 3 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,322.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:19 UTC |
Bailenson RobertChief Financial Officer
|
Exercise / conversionCommon Shares | 38,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013514 · doc4.xml · nonDerivative · entry 2 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,206.0819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:19 UTC |
Bailenson RobertChief Financial Officer
|
Tax withholdingCommon Shares | 10,507 | $39.50 | $415,026.50 |
DisclosureSEC source: 0001209191-21-013514 · doc4.xml · nonDerivative · entry 1 Bailenson Robert · CIK 0001326822 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,644.0819 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:12 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 269 | $39.50 | $10,625.50 |
DisclosureSEC source: 0001209191-21-013505 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,913 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 00:57 UTC |
BUZEN DAVID A.Head of Asset Management*
|
Exercise / conversionPerformance Share Units · Derivative | 10,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013496 · doc4.xml · derivative · entry 5 BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 10,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 00:57 UTC |
BUZEN DAVID A.Head of Asset Management*
|
Tax withholdingCommon Shares | 9,443 | $39.50 | $372,998.50 |
DisclosureSEC source: 0001209191-21-013496 · doc4.xml · nonDerivative · entry 3 BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,747.772 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 00:57 UTC |
BUZEN DAVID A.Head of Asset Management*
|
Exercise / conversionCommon Shares | 19,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013496 · doc4.xml · nonDerivative · entry 2 BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,190.772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 00:57 UTC |
BUZEN DAVID A.Head of Asset Management*
|
Tax withholdingCommon Shares | 5,255 | $39.50 | $207,572.50 |
DisclosureSEC source: 0001209191-21-013496 · doc4.xml · nonDerivative · entry 1 BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,908.772 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionPerformance Share Units · Derivative | 9,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · derivative · entry 4 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · deemedExecutionDate: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.exercise_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. F2 · derivative.expiration_date: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 8,183 | $39.50 | $323,228.50 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 3 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,481.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC |
Albert HowardChief Risk Officer
|
Exercise / conversionCommon Shares | 16,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 2 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,664.4953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance share units awarded pursuant to the Assured Guaranty Ltd. 2004 Long-Term Incentive Plan (the "Plan"). Using the highest 40-day average stock price during the performance period (7/1/2019 to 12/31/2020), approximately 179.75% of the performance share units granted became vested. The number of Common Shares delivered equals the number of performance share units granted multiplied by approximately 179.75%. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:07 UTC |
Albert HowardChief Risk Officer
|
Tax withholdingCommon Shares | 4,620 | $39.50 | $182,490.00 |
DisclosureSEC source: 0001209191-21-013500 · doc4.xml · nonDerivative · entry 1 Albert Howard · CIK 0001539875 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,954.4953 F1 · shares: Common Shares being withheld to pay tax liability. Read SEC document |
| December 03, 2020 Filed Feb 12, 2021 21:07 UTC |
BUZEN DAVID A.Head of Asset Management*
|
OtherCommon Shares | 65.772 | $30.84 | $2,028.41 |
DisclosureSEC source: 0001209191-21-010097 · doc5.xml · nonDerivative · entry 1 BUZEN DAVID A. · CIK 0001506178 · Head of Asset Management* 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,163.772 F1 · kind: Shares were acquired pursuant to an automatic dividend reinvestment program. Read SEC document |
| November 19, 2020 Filed Nov 30, 2020 18:06 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060783 · doc4.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,683 Read SEC document |
| November 18, 2020 Filed Nov 30, 2020 18:06 UTC |
KENNY PATRICK WDirector
|
GiftCommon Shares | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060783 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,083 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:29 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 3,898 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0001209191-20-059100 · doc4.xml · derivative · entry 3 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,898 shares Expires 2021-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested: 1/3 on February 5, 2015, 1/3 on February 5, 2016 and 1/3 on February 5, 2017. F4 · balance_after: All options of this tranche have been exercised. Total does not include 9,296 performance share units of various tranches. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:29 UTC |
Chow LingGeneral Counsel and Secretary
|
Tax withholdingCommon Shares | 3,312 | $32.28 | $106,911.36 |
DisclosureSEC source: 0001209191-20-059100 · doc4.xml · nonDerivative · entry 2 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,026 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:29 UTC |
Chow LingGeneral Counsel and Secretary
|
Exercise / conversionCommon Shares | 3,898 | $21.88 | $85,288.24 |
DisclosureSEC source: 0001209191-20-059100 · doc4.xml · nonDerivative · entry 1 Chow Ling · CIK 0001724439 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:24 UTC |
Bieling LauraChief Accounting Officer
|
Exercise / conversionOption to Acquire Common Shares · Derivative | 1,949 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0001209191-20-057944 · doc4.xml · derivative · entry 3 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,949 shares Expires 2021-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested: 1/3 on February 5, 2015, 1/3 on February 5, 2016 and 1/3 on February 5, 2017. F4 · balance_after: All options of this tranche have been exercised. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:24 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 1,669 | $30.50 | $50,904.50 |
DisclosureSEC source: 0001209191-20-057944 · doc4.xml · nonDerivative · entry 2 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,182 F1 · kind: Represents payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:24 UTC |
Bieling LauraChief Accounting Officer
|
Exercise / conversionCommon Shares | 1,949 | $21.88 | $42,644.12 |
DisclosureSEC source: 0001209191-20-057944 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 01:29 UTC |
Feldstein Andrew TFormerChief Investment Officer
|
GrantForward contract (obligation to sell to Issuer) · Derivative | Not disclosed | Not disclosed | $12,000,000.00 |
DisclosureSEC source: 0001209191-20-046044 · doc4.xml · derivative · entry 1 Feldstein Andrew T · CIK 0001584585 · FormerChief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Shares · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · derivative.exercise_price: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · reported_value: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · reported_value: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · price: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · price: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · derivative.exercise_date: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · derivative.exercise_date: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · derivative.expiration_date: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · derivative.expiration_date: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · derivative.underlying_shares: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · derivative.underlying_shares: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). F1 · valueOwnedAfter: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2 · valueOwnedAfter: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:53 UTC |
Bieling LauraChief Accounting Officer
|
Tax withholdingCommon Shares | 133 | $29.44 | $3,915.52 |
DisclosureSEC source: 0001209191-20-027961 · doc4.xml · nonDerivative · entry 1 Bieling Laura · CIK 0001770196 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 06, 2020 Filed May 8, 2020 00:09 UTC |
Omura YukikoDirector
|
GrantCommon Shares | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027814 · doc4.xml · nonDerivative · entry 2 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,954 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 8, 2020 00:02 UTC |
Kreczko Alan JDirector
|
GrantCommon Shares | 11,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027804 · doc4.xml · nonDerivative · entry 2 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,868 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 7, 2020 20:12 UTC |
KENNY PATRICK WDirector
|
GrantCommon Shares | 6,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027818 · doc4.xml · nonDerivative · entry 2 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,583 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:49 UTC |
BUHL G LAWRENCEDirector
|
GrantCommon Shares | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027794 · doc4.xml · nonDerivative · entry 2 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,580 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 8, 2020 00:06 UTC |
O Kane Michael TDirector
|
GrantCommon Shares | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027812 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,484 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 8, 2020 00:03 UTC |
Leathes Simon WDirector
|
GrantCommon Shares | 7,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027808 · doc4.xml · nonDerivative · entry 2 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,334 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 7, 2020 23:52 UTC |
JONES THOMAS WDirector
|
GrantCommon Shares | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027798 · doc4.xml · nonDerivative · entry 2 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,554 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 7, 2020 23:50 UTC |
Howard Bonnie L.Director
|
GrantCommon Shares | 5,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027796 · doc4.xml · nonDerivative · entry 2 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,907 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 06, 2020 Filed May 7, 2020 23:48 UTC |
BORGES FRANCISCO LDirector
|
GrantCommon Shares | 17,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027792 · doc4.xml · nonDerivative · entry 2 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,746 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2021 annual shareholders meeting. Read SEC document |
| May 05, 2020 Filed May 8, 2020 00:09 UTC |
Omura YukikoDirector
|
Tax withholdingCommon Shares | 1,366 | $28.80 | $39,340.80 |
DisclosureSEC source: 0001209191-20-027814 · doc4.xml · nonDerivative · entry 1 Omura Yukiko · CIK 0001604913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,798 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 8, 2020 00:02 UTC |
Kreczko Alan JDirector
|
Tax withholdingCommon Shares | 1,139 | $28.80 | $32,803.20 |
DisclosureSEC source: 0001209191-20-027804 · doc4.xml · nonDerivative · entry 1 Kreczko Alan J · CIK 0001403442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,310 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:12 UTC |
KENNY PATRICK WDirector
|
Tax withholdingCommon Shares | 589 | $28.80 | $16,963.20 |
DisclosureSEC source: 0001209191-20-027818 · doc4.xml · nonDerivative · entry 1 KENNY PATRICK W · CIK 0001285249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,360 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 19:49 UTC |
BUHL G LAWRENCEDirector
|
Tax withholdingCommon Shares | 479 | $28.80 | $13,795.20 |
DisclosureSEC source: 0001209191-20-027794 · doc4.xml · nonDerivative · entry 1 BUHL G LAWRENCE · CIK 0001285251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,424 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 8, 2020 00:06 UTC |
O Kane Michael TDirector
|
Tax withholdingCommon Shares | 479 | $28.80 | $13,795.20 |
DisclosureSEC source: 0001209191-20-027812 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,328 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 8, 2020 00:03 UTC |
Leathes Simon WDirector
|
Tax withholdingCommon Shares | 1,366 | $28.80 | $39,340.80 |
DisclosureSEC source: 0001209191-20-027808 · doc4.xml · nonDerivative · entry 1 Leathes Simon W · CIK 0001574977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,222 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 23:52 UTC |
JONES THOMAS WDirector
|
Tax withholdingCommon Shares | 479 | $28.80 | $13,795.20 |
DisclosureSEC source: 0001209191-20-027798 · doc4.xml · nonDerivative · entry 1 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,398 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 23:50 UTC |
Howard Bonnie L.Director
|
Tax withholdingCommon Shares | 479 | $28.80 | $13,795.20 |
DisclosureSEC source: 0001209191-20-027796 · doc4.xml · nonDerivative · entry 1 Howard Bonnie L. · CIK 0001555016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,751 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 23:48 UTC |
BORGES FRANCISCO LDirector
|
Tax withholdingCommon Shares | 1,745 | $28.80 | $50,256.00 |
DisclosureSEC source: 0001209191-20-027792 · doc4.xml · nonDerivative · entry 1 BORGES FRANCISCO L · CIK 0001272020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,321 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:19 UTC |
JONES THOMAS WDirector
|
PurchaseCommon Shares | 1,000 | $27.88 | $27,880.00 |
DisclosureSEC source: 0001209191-20-022699 · doc4.xml · nonDerivative · entry 5 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,877 F5 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $27.77 and $27.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:19 UTC |
JONES THOMAS WDirector
|
PurchaseCommon Shares | 1,000 | $27.12 | $27,120.00 |
DisclosureSEC source: 0001209191-20-022699 · doc4.xml · nonDerivative · entry 4 JONES THOMAS W · CIK 0001192374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,877 F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $26.98 and $27.20 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.