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Nasdaq · USD

AGNC

AGNC Investment Corp.

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Tapewire entity
3435
SEC CIK
0001423689
Parsed reports
317

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202603
May 202603
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2018 Filed Dec 18, 2018 21:06 UTC Tax withholdingCommon Stock 11,661 $18.02 $210,131.22
Disclosure

SEC source: 0001544050-18-000006 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,158.445

F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.

F2 · balance_after: Includes 7,708 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 19:09 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $17.74 $70,948.00
Disclosure

SEC source: 0001227192-18-000003 · edgar.xml · nonDerivative · entry 1

HARVEY LARRY K · CIK 0001227192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,784

F1 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.735 to $17.7377, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes 2,067 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:13 UTC
Federico Peter JEVP and CFO
GrantCommon Stock 20,213 $19.11 $386,270.43
Disclosure

SEC source: 0001464523-18-000005 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,089.869

F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s).

F2 · balance_after: Includes 4,979 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:15 UTC
Kain Gary DDirector · Director, CEO, Pres. and CIO
GrantCommon Stock 111,640 $19.11 $2,133,440.40
Disclosure

SEC source: 0001434805-18-000003 · edgar.xml · nonDerivative · entry 1

Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,416.101

F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s).

F2 · balance_after: Includes 10,359 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:19 UTC
Pollack Kenneth L.SVP and General Counsel
GrantCommon Stock 9,843 $19.11 $188,099.73
Disclosure

SEC source: 0001677686-18-000004 · edgar.xml · nonDerivative · entry 1

Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,970

F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s).

F2 · balance_after: Includes 789 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:11 UTC
Bell BerniceSVP and Chief Financial Off
GrantCommon Stock 8,269 $19.11 $158,020.59
Disclosure

SEC source: 0001665177-18-000002 · edgar.xml · nonDerivative · entry 1

Bell Bernice · CIK 0001665177 · SVP and Chief Financial Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,005.902

F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s).

F2 · balance_after: Includes 658 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:16 UTC
Pas AaronSenior Vice President
GrantCommon Stock 14,648 $19.11 $279,923.28
Disclosure

SEC source: 0001603488-18-000005 · edgar.xml · nonDerivative · entry 1

Pas Aaron · CIK 0001603488 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,822

F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s).

F2 · balance_after: Includes 1,164 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:14 UTC SaleCommon Stock, par value $0.01 per share 6,797 $19.12 $129,958.64
Disclosure

SEC source: 0001432824-18-000003 · edgar.xml · nonDerivative · entry 1

Davis Morris A. · CIK 0001432824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,482.946

F1 · balance_after: Includes 825 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
May 24, 2018 Filed May 29, 2019 16:05 UTC
Kain Gary DDirector · Director, CEO, and CIO
PurchaseCommon Stock 7,500 $17.01 $127,575.00
Disclosure

SEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 4

Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By custodial account for child

Disclosed balance after: 10,000

Read SEC document
April 19, 2018 Filed Apr 20, 2018 20:27 UTC GrantCommon Stock, par value $0.01 per share 6,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001434365-18-000001 · edgar.xml · nonDerivative · entry 1

Mullings Paul E · CIK 0001434365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,413

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on April 19, 2019.

F2 · balance_after: Includes 683 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 20:19 UTC GrantCommon Stock, par value $0.01 per share 6,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001432824-18-000001 · edgar.xml · nonDerivative · entry 1

Davis Morris A. · CIK 0001432824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,454.946

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on April 19, 2019.

F2 · balance_after: Includes 1,846.371 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 20:23 UTC
Larocca PrueDirector
GrantCommon Stock, par value $0.01 per share 6,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001569059-18-000001 · edgar.xml · nonDerivative · entry 1

Larocca Prue · CIK 0001569059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,628.5

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on April 19, 2019.

F2 · balance_after: Includes 2,490.960 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 20:20 UTC GrantCommon Stock, par value $0.01 per share 6,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001227192-18-000001 · edgar.xml · nonDerivative · entry 1

HARVEY LARRY K · CIK 0001227192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,717

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The Common Stock underlying the RSUs will vest, subject to certain limitations, on April 19, 2019.

F2 · balance_after: Includes 2,894.065 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 20:06 UTC
Federico Peter JEVP and CFO
GrantCommon Stock 35,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001464523-18-000003 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,897.869

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 651 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 16:08 UTC
Kain Gary DDirector · Director, CEO, Pres. and CIO
GrantCommon Stock 105,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001434805-18-000001 · edgar.xml · nonDerivative · entry 1

Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,417.101

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 10,932 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 20:14 UTC
Pas AaronSenior Vice President
GrantCommon Stock 11,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001603488-18-000001 · edgar.xml · nonDerivative · entry 1

Pas Aaron · CIK 0001603488 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 1,233 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 20:21 UTC
Pollack Kenneth L.SVP and General Counsel
GrantCommon Stock 9,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001677686-18-000001 · edgar.xml · nonDerivative · entry 1

Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,338

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 696 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 20:12 UTC GrantCommon Stock 19,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001544050-18-000001 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,111.445

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 1,843 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 12, 2018 Filed Mar 19, 2018 20:04 UTC
Bell BerniceSVP and Chief Accounting Off.
GrantCommon Stock 6,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001665177-18-000001 · edgar.xml · nonDerivative · entry 1

Bell Bernice · CIK 0001665177 · SVP and Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,078.902

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.

F2 · balance_after: Includes 696 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:19 UTC
Federico Peter JEVP and CFO
SaleCommon Stock 13,500 $18.54 $250,290.00
Disclosure

SEC source: 0001464523-18-000002 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,208.869

F1 · shares: Sales made pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.52 to $18.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,247 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:33 UTC
Federico Peter JEVP and CFO
Tax withholdingCommon Stock 7,104 $20.42 $145,063.68
Disclosure

SEC source: 0001464523-17-000004 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,462

F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.

F2 · balance_after: Includes 6,481 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:38 UTC Tax withholdingCommon Stock 9,528 $20.42 $194,561.76
Disclosure

SEC source: 0001544050-17-000005 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,802

F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.

F2 · balance_after: Includes 7,042 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 21:12 UTC SaleCommon Stock, par value $0.01 per share 3,741 $20.80 $77,827.39
Disclosure

SEC source: 0001432824-17-000003 · edgar.xml · nonDerivative · entry 1

Davis Morris A. · CIK 0001432824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,928.575

F1 · balance_after: Includes 192 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 19:56 UTC GrantCommon Stock, par value $0.01 per share 6,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001434365-17-000002 · edgar.xml · nonDerivative · entry 1

Mullings Paul E · CIK 0001434365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 20, 2018.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 20:47 UTC GrantCommon Stock, par value $0.01 per share 6,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001432824-17-000002 · edgar.xml · nonDerivative · entry 1

Davis Morris A. · CIK 0001432824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,477.575

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 20, 2018.

F2 · balance_after: Includes 1,542.122 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 21:31 UTC GrantCommon Stock, par value $0.01 per share 6,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001227192-17-000003 · edgar.xml · nonDerivative · entry 1

HARVEY LARRY K · CIK 0001227192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,142.935

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 20, 2018.

F2 · balance_after: Includes 2,143.907 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 20:57 UTC
Larocca PrueDirector
GrantCommon Stock, par value $0.01 per share 6,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001569059-17-000002 · edgar.xml · nonDerivative · entry 1

Larocca Prue · CIK 0001569059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,457.62

F1 · price: Represents restricted stock units ("RSUs") granted to the Reporting Person under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The Common Stock underlying the RSUs will vest, subject to certain limitations, on May 20, 2018.

F2 · balance_after: Includes 1,997.908 shares of stock received pursuant to the reinvestment of cash dividends and dividend equivalent units on previously granted RSU awards since the Reporting Person's last Form 4 filing.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:09 UTC
Bell BerniceSVP and Chief Accounting Off.
SaleCommon Stock 5,135 $19.49 $100,065.75
Disclosure

SEC source: 0001665177-17-000004 · edgar.xml · nonDerivative · entry 1

Bell Bernice · CIK 0001665177 · SVP and Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,708.902

F1 · price: Price reflects weighted average sales price; actual sale prices ranged from $19.48 to $19.495. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:46 UTC
Federico Peter JEVP and CFO
GrantCommon Stock, par value $0.01 per share 32,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 4

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,084.18

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F2 · balance_after: Includes 394.789 and 392.522 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of December 30, 2016 and January 31, 2017, respectively.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 16:38 UTC
Kain Gary DDirector · Director, CEO, Pres. and CIO
GrantCommon Stock 97,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001434805-17-000002 · edgar.xml · nonDerivative · entry 1

Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,369.101

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:34 UTC
Bell BerniceSVP and Chief Accounting Off.
GrantCommon Stock 6,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001665177-17-000003 · edgar.xml · nonDerivative · entry 1

Bell Bernice · CIK 0001665177 · SVP and Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843.902

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:41 UTC
Kuehl ChristopherEVP · 10% owner
GrantCommon Stock 18,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001544050-17-000001 · edgar.xml · nonDerivative · entry 3

Kuehl Christopher · CIK 0001544050 · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,288.214

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

F2 · balance_after: Includes 572.528 and 569.241 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of December 30, 2016 and January 31, 2017, respectively.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:32 UTC
Pas AaronSenior Vice President
GrantCommon Stock 10,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001603488-17-000002 · edgar.xml · nonDerivative · entry 1

Pas Aaron · CIK 0001603488 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,959

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:30 UTC
Pollack Kenneth L.SVP and General Counsel
GrantCommon Stock 6,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001677686-17-000002 · edgar.xml · nonDerivative · entry 1

Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,188

F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 21:06 UTC
Bell BerniceSVP and Chief Accounting Off.
SaleCommon Stock 2,650 $19.08 $50,562.00
Disclosure

SEC source: 0001665177-17-000002 · edgar.xml · nonDerivative · entry 2

Bell Bernice · CIK 0001665177 · SVP and Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,655.902

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:06 UTC
Bell BerniceSVP and Chief Accounting Off.
SaleCommon Stock 2,620 $19.09 $50,020.78
Disclosure

SEC source: 0001665177-17-000002 · edgar.xml · nonDerivative · entry 1

Bell Bernice · CIK 0001665177 · SVP and Chief Accounting Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,305.902

F1 · price: Price reflects weighted average sales price; actual sale prices ranged from $19.090 to $19.105. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.

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December 14, 2016 Filed Dec 15, 2016 21:01 UTC
Federico Peter JEVP and CFO
GrantCommon Stock, par value $0.01 per share 41,387 $17.89 $740,413.43
Disclosure

SEC source: 0001464523-16-000031 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,628.869

F1 · shares: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019.

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December 14, 2016 Filed Dec 15, 2016 20:59 UTC GrantCommon Stock, par value $0.01 per share 60,020 $17.89 $1,073,757.80
Disclosure

SEC source: 0001544050-16-000030 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,846.445

F1 · shares: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019.

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December 14, 2016 Filed Dec 16, 2016 19:35 UTC Amendment GrantCommon Stock, par value $0.01 per share 60,020 $17.89 $1,073,757.80
Disclosure

SEC source: 0001544050-16-000031 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,846.445

F1 · shares: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019.

F2 · shares: Erroneously reported as a disposition.

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December 09, 2016 Filed Dec 9, 2016 22:33 UTC
Pollack Kenneth L.SVP and General Counsel
PurchaseCommon Stock 1,000 $18.58 $18,579.90
Disclosure

SEC source: 0001677686-16-000007 · edgar.xml · nonDerivative · entry 1

Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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March 07, 2016 Filed Mar 3, 2017 21:46 UTC
Federico Peter JEVP and CFO
SaleCommon Stock 3,500 $18.33 $64,155.00
Disclosure

SEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 3

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,559.355

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March 07, 2016 Filed Mar 3, 2017 21:41 UTC
Kuehl ChristopherEVP · 10% owner
SaleCommon Stock 4,000 $18.37 $73,476.00
Disclosure

SEC source: 0001544050-17-000001 · edgar.xml · nonDerivative · entry 2

Kuehl Christopher · CIK 0001544050 · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,013.901

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February 22, 2016 Filed Mar 3, 2017 21:46 UTC
Federico Peter JEVP and CFO
SaleCommon Stock 3,500 $18.04 $63,140.00
Disclosure

SEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 2

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,109.355

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February 22, 2016 Filed Mar 3, 2017 21:41 UTC
Kuehl ChristopherEVP · 10% owner
SaleCommon Stock 3,750 $18.05 $67,672.50
Disclosure

SEC source: 0001544050-17-000001 · edgar.xml · nonDerivative · entry 1

Kuehl Christopher · CIK 0001544050 · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,063.901

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August 20, 2015 Filed Mar 3, 2017 21:46 UTC
Federico Peter JEVP and CFO
SaleCommon Stock 5,822 $19.99 $116,381.78
Disclosure

SEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 1

Federico Peter J · CIK 0001464523 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,890.592

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.