Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director · Director, Executive Chair | March 16, 2026 | March 17, 2026 |
| MTGE Investment Corp.MTGE · Entity 163688 | Director · Dir., CEO, President and CIO | March 12, 2018 | March 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,956,773.101 |
Reported balance
After 2026-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-16 · Tax withholding · Disposed 58,512 · Balance 1,956,773.101 F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2: Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
| Series D Preferred StockSEC Table I · non-derivative | Direct | 10,900 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,900 |
| Common StockSEC Table I · non-derivative | IndirectBy family trust | 517,920 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 517,920 |
Filing footnotes · ownership attribution and instrument terms
F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
F2: Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
MTGE Investment Corp.
Report date March 12, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 406,652.316 |
Reported balance
After 2018-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-12 · Grant · Acquired 46,153 · Balance 406,652.316 F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2: Includes 5,157 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.
F2: Includes 5,157 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 17, 2026 16:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 58,512 | $10.33 | $604,428.96 |
DisclosureSEC source: 0001423689-26-000069 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,956,773.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 16:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 62,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000052 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,010,528.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 16:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 251,989 | $11.30 | $2,847,475.70 |
DisclosureSEC source: 0001423689-26-000037 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,948,376.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 11,274 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 29, 2026 Filed Jan 30, 2026 16:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 700,000 | $11.91 | $8,336,300.00 |
DisclosureSEC source: 0001423689-26-000030 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,189,091.101 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.90 to $11.945, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 16:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 633,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000019 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,889,091.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023. F2 · balance_after: Includes 48,454 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 16:11 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 356,207 | $10.35 | $3,686,742.45 |
DisclosureSEC source: 0001062993-25-005707 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,207,032.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 15,003 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 16:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 67,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-004554 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,548,236.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2026, March 15, 2027 and March 15, 2028. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 16:08 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 97,634 | $10.49 | $1,024,180.66 |
DisclosureSEC source: 0001062993-25-003049 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,480,890.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 17,488 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 16:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 245,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001070 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,561,036.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2022. F2 · balance_after: Includes 142,506 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 16:04 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 58,959 | $9.63 | $567,775.17 |
DisclosureSEC source: 0001062993-24-006624 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,173,302.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 13,405 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 144,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005465 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,218,856.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:20 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 96,674 | $9.56 | $924,203.44 |
DisclosureSEC source: 0001062993-24-003671 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,074,180.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 16,853 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 242,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001077 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,154,001.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 103,924 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 10, 2023 Filed May 11, 2023 17:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 150,000 | $9.30 | $1,395,300.00 |
DisclosureSEC source: 0001062993-23-010821 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Indirect · By family trust Disclosed balance after: 517,920 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2023 Filed May 11, 2023 17:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 350,000 | $9.30 | $3,255,700.00 |
DisclosureSEC source: 0001062993-23-010821 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,807,479.101 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 23,818 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 16:28 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 58,359 | $9.89 | $577,170.51 |
DisclosureSEC source: 0001062993-23-007044 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133,661.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 11,151 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 130,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005852 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180,869.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:03 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 149,897 | $11.48 | $1,720,817.56 |
DisclosureSEC source: 0001062993-23-004015 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,991.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 14,014 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 16:11 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 376,987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001482 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185,874.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 100,727 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:19 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 62,909 | $12.90 | $811,526.10 |
DisclosureSEC source: 0001062993-22-008065 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,160.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. Read SEC document |
| March 09, 2022 Filed Mar 17, 2022 17:19 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 1,627 | $12.99 | $21,134.73 |
DisclosureSEC source: 0001062993-22-008065 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,771,069.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 12,643 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:48 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 180,788 | $12.99 | $2,348,436.12 |
DisclosureSEC source: 0001062993-22-006676 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760,053.101 F2 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:48 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 106,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006676 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,841.101 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 17:23 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 232,034 | $13.85 | $3,213,670.90 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,834,144.101 F3 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 17:23 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 200,000 | $14.10 | $2,819,760.00 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 667,920 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 17:23 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 400,000 | $14.10 | $5,639,520.00 |
DisclosureSEC source: 0001062993-22-004481 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,178.101 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $13.99 to $14.26, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 16,446 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 12:21 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 584,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001362 · form4.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449,732.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 21,046 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 17:10 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 4,080 | $16.25 | $66,312.24 |
DisclosureSEC source: 0001434805-21-000009 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 867,920 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 17:10 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 6,120 | $16.25 | $99,468.36 |
DisclosureSEC source: 0001434805-21-000009 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843,880.101 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 30,232 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 20,000 | $16.51 | $330,200.00 |
DisclosureSEC source: 0001434805-21-000007 · edgar.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 872,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.53, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 16:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 30,000 | $16.51 | $495,300.00 |
DisclosureSEC source: 0001434805-21-000007 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director and Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,819,768.101 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.53, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 9,411 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:14 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 46,170 | $16.52 | $762,728.40 |
DisclosureSEC source: 0001434805-21-000004 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804,289.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings. F2 · balance_after: Includes 9,411 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 127,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-21-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841,048.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 9,338 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 254,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-21-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,704,549.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 74,679 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 06, 2020 Filed May 7, 2020 15:17 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock | 189,188 | $12.60 | $2,383,390.42 |
DisclosureSEC source: 0001434805-20-000004 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 892,000 F1 · price: The reported price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.48 to $12.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:32 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 22,614 | $11.81 | $267,071.34 |
DisclosureSEC source: 0001434805-20-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362,810.101 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 10,105 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:12 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 137,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-20-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,319 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 6,983 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 16:08 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 264,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-20-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,722.101 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 4,979 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 16:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GiftCommon Stock | 702,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001434805-19-000005 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 702,812 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 16:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GiftCommon Stock | 702,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001434805-19-000005 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960,926.101 F1 · balance_after: Includes 35,980 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 28, 2019 Filed May 29, 2019 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock | 88,202 | $16.92 | $1,492,377.84 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 3 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,758.101 F3 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.90 to $16.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Includes 14,004 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 28, 2019 Filed May 29, 2019 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseSeries D Preferred Stock | 9,600 | $25.14 | $241,344.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 2 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 24, 2019 Filed May 29, 2019 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock | 7,500 | $17.01 | $127,575.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 5 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By custodial account for child Disclosed balance after: 11,196.576 Read SEC document |
| May 24, 2019 Filed May 29, 2019 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseSeries D Preferred Stock | 1,300 | $25.14 | $32,682.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.09 to $25.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 153,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-19-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,552.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 19,378 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 16:15 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 111,640 | $19.11 | $2,133,440.40 |
DisclosureSEC source: 0001434805-18-000003 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352,416.101 F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s). F2 · balance_after: Includes 10,359 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 24, 2018 Filed May 29, 2019 16:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock | 7,500 | $17.01 | $127,575.00 |
DisclosureSEC source: 0001434805-19-000003 · edgar.xml · nonDerivative · entry 4 Kain Gary D · CIK 0001434805 · Director · Director, CEO, and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By custodial account for child Disclosed balance after: 10,000 Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 16:39 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 46,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-18-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Dir., CEO, President and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,652.316 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 5,157 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 16:08 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 105,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-18-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,417.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 10,932 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:38 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 97,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-17-000002 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Director, CEO, Pres. and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,369.101 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.