Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | EVP and General Counsel | March 16, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 546,390 |
Reported balance
After 2026-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-16 · Tax withholding · Disposed 29,093 · Balance 546,390 F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2: Includes 4,094 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
F2: Includes 4,094 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MTGE Investment Corp.
Report date September 07, 2018 · Filed September 10, 2018
Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 1
1 source rowRow 1 · 2018-09-07 · Disposition to issuer · Disposed 9,387.19 · Balance 0 F1: Includes 480.404 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing. F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $184,458. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 480.404 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing.
F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $184,458.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 17, 2026 20:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 29,093 | $10.33 | $300,530.69 |
DisclosureSEC source: 0001423689-26-000071 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,390 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 4,094 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 60,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000051 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 571,389 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 21:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 46,566 | $11.30 | $526,195.80 |
DisclosureSEC source: 0001423689-26-000036 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,851 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 5,120 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 28, 2026 Filed Jan 30, 2026 21:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 50,000 | $12.11 | $605,500.00 |
DisclosureSEC source: 0001423689-26-000028 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,297 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $12.11 to $12.12, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 117,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000022 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602,297 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023. F2 · balance_after: Includes 37,369 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 20:06 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 17,500 | $9.03 | $158,040.75 |
DisclosureSEC source: 0001062993-25-008179 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,841 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.03 to $9.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 4,314 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 22,011 | $10.35 | $227,813.85 |
DisclosureSEC source: 0001062993-25-005699 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,027 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,702 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:12 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 63,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-004551 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,336 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2026, March 15, 2027 and March 15, 2028. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:08 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 23,246 | $10.49 | $243,850.54 |
DisclosureSEC source: 0001062993-25-003048 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,168 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 4,291 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 21:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 58,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001065 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,123 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2022. F2 · balance_after: Includes 35,163 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:03 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 21,559 | $9.63 | $207,613.17 |
DisclosureSEC source: 0001062993-24-006622 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,572 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,148 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 54,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005464 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,983 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 13,679 | $9.56 | $130,771.24 |
DisclosureSEC source: 0001062993-24-003669 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,704 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,588 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:04 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 27,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001076 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,795 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 27,303 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:48 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 7,003 | $9.90 | $69,329.70 |
DisclosureSEC source: 0001062993-23-009688 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,526 F1 · balance_after: Includes 2,682 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:29 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 15,232 | $9.89 | $150,644.48 |
DisclosureSEC source: 0001062993-23-007047 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,847 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,343 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:06 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 49,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005849 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,736 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 10,910 | $11.34 | $123,719.40 |
DisclosureSEC source: 0001062993-23-004013 · form4.xml · nonDerivative · entry 2 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,634 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 11,029 | $11.48 | $126,612.92 |
DisclosureSEC source: 0001062993-23-004013 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,544 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,408 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 27,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001480 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,165 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 21,199 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:20 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 7,382 | $12.90 | $95,227.80 |
DisclosureSEC source: 0001062993-22-008040 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,040 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 1,559 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:48 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 25,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006673 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,863 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. F2 · balance_after: Includes 1,428 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 40,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001357 · form4.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,031 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 9,121 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:24 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 2,541 | $16.52 | $41,977.32 |
DisclosureSEC source: 0001677686-21-000008 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,305 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 731 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 29,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-21-000007 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,115 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:45 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 8,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-21-000005 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,630 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 8,624 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 20,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-20-000002 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,980 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 516 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:15 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 5,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-20-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,077 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 5,318 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:27 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 21,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-19-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,875 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 1,550 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 15:06 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerCommon Stock | 9,387.19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-18-000003 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP, CCO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 480.404 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $184,458. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:19 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 9,843 | $19.11 | $188,099.73 |
DisclosureSEC source: 0001677686-18-000004 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,970 F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s). F2 · balance_after: Includes 789 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 20:21 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 9,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-18-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,338 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 696 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 16:52 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock | 4,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-18-000002 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,906.789 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 381 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:30 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 6,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-17-000002 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,188 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 15:15 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock | 3,682.789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001677686-17-000001 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682.789 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 22:33 UTC | AGNC Investment Corp. AGNC · Entity 3435 | PurchaseCommon Stock | 1,000 | $18.58 | $18,579.90 |
DisclosureSEC source: 0001677686-16-000007 · edgar.xml · nonDerivative · entry 1 Pollack Kenneth L. · CIK 0001677686 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.