Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGNC Investment Corp.
Report date January 20, 2022 · Filed January 21, 2022
Section 16 reporting ended · disclosed 2022-01-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,937 |
Reported balance
After 2022-01-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-20 · Grant · Acquired 40,605 · Balance 194,937 F1: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2: Includes 10,724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019.
F2: Includes 10,724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
MTGE Investment Corp.
Report date September 07, 2018 · Filed September 10, 2018
Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 1
1 source rowRow 1 · 2018-09-07 · Disposition to issuer · Disposed 16,468.37 · Balance 0 F1: Includes 345 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing. F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $299,022 and 2,380 shares of Annaly common stock. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectIRA | 0 |
Reported balance
After 2018-09-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-09-07 · Disposition to issuer · Disposed 2,399 · Balance 0 F3: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $23,558 and 2,284 shares of Annaly common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 345 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing.
F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $299,022 and 2,380 shares of Annaly common stock.
F3: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $23,558 and 2,284 shares of Annaly common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2022 Filed Jan 21, 2022 17:19 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 40,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001359 · form4.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,937 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 10,724 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 20:17 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 5,138 | $16.56 | $85,059.59 |
DisclosureSEC source: 0001603488-21-000006 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,608 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:22 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 2,564 | $16.52 | $42,357.28 |
DisclosureSEC source: 0001603488-21-000004 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,746 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 912 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:08 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 26,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-21-000003 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,398 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 903 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 10,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-21-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,710 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 10,719 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:16 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 20,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-20-000002 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,960 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 680 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 10,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-20-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,702 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 6,822 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 21,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-19-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,459 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 2,282 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 15:01 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerCommon Stock, par value $0.01 per share | 2,399 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-18-000004 · edgar.xml · nonDerivative · entry 2 Pas Aaron · CIK 0001603488 · SVP 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $23,558 and 2,284 shares of Annaly common stock. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 15:01 UTC | MTGE Investment Corp. MTGE · Entity 163688 | Disposition to issuerCommon Stock, par value $0.01 per share | 16,468.37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-18-000004 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 345 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing. F2 · price: Disposed of pursuant to the Agreement and Plan of Merger dated as of May 2, 2018 by and among Annaly Capital Management, Inc. ("Annaly"), MTGE Investment Corp. and Mountain Merger Sub Corporation in exchange for $299,022 and 2,380 shares of Annaly common stock. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:16 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 14,648 | $19.11 | $279,923.28 |
DisclosureSEC source: 0001603488-18-000005 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,822 F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s). F2 · balance_after: Includes 1,164 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| May 07, 2018 Filed May 8, 2018 16:27 UTC | MTGE Investment Corp. MTGE · Entity 163688 | SaleCommon Stock, par value $0.01 per share | 39,751 | $19.65 | $781,107.15 |
DisclosureSEC source: 0001603488-18-000003 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,123.367 F1 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.65 to $19.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 369.132 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted shares under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 20:14 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 11,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-18-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,010 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 1,233 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 16:48 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 6,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-18-000002 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,505.235 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 678 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:32 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 10,959 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-17-000002 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,959 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 15:18 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 6,521.605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001603488-17-000001 · edgar.xml · nonDerivative · entry 1 Pas Aaron · CIK 0001603488 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,773.202 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.