Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director · Director, President, CEO, CIO | April 24, 2026 | April 28, 2026 |
| MTGE Investment Corp.MTGE · Entity 163688 | EVP and CFO | March 12, 2018 | March 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date April 24, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,055,905.869 |
Reported balance
After 2026-04-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-24 · Sale · Disposed 64,411 · Balance 2,055,905.869 F1: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.835 to $11.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2: Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
| Common StockSEC Table I · non-derivative | Direct | 1,991,494.869 |
Reported balance
After 2026-04-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-27 · Sale · Disposed 64,411 · Balance 1,991,494.869 F3: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.015 to $11.05, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | Direct | 1,927,082.869 |
Reported balance
After 2026-04-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-04-28 · Sale · Disposed 64,412 · Balance 1,927,082.869 F4: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.055 to $11.115, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 1,900 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,900 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.835 to $11.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
F3: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.015 to $11.05, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.055 to $11.115, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
MTGE Investment Corp.
Report date March 12, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 91,024.791 |
Reported balance
After 2018-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-12 · Grant · Acquired 15,384 · Balance 91,024.791 F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2: Includes 1,719 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectIRA | 1,500 |
Reported balance
Holding disclosure · report date 2018-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.
F2: Includes 1,719 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 28, 2026 20:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 64,412 | $11.08 | $713,620.55 |
DisclosureSEC source: 0001423689-26-000097 · form4.xml · nonDerivative · entry 3 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,927,082.869 F4 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.055 to $11.115, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 27, 2026 Filed Apr 28, 2026 20:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 64,411 | $11.03 | $710,388.92 |
DisclosureSEC source: 0001423689-26-000097 · form4.xml · nonDerivative · entry 2 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,991,494.869 F3 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.015 to $11.05, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 24, 2026 Filed Apr 28, 2026 20:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 64,411 | $10.91 | $702,595.19 |
DisclosureSEC source: 0001423689-26-000097 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,055,905.869 F1 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.835 to $11.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 89,873 | $10.33 | $928,388.09 |
DisclosureSEC source: 0001423689-26-000068 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,111,756.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 8,752 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 184,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000053 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,192,877.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 21:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 299,992 | $11.30 | $3,389,909.60 |
DisclosureSEC source: 0001423689-26-000038 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President, CEO, CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,007,900.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 16,340 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2026 Filed Jan 23, 2026 21:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 754,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001423689-26-000018 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Dir., President, CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,291,552.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2023. F2 · balance_after: Includes 25,647 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| October 28, 2025 Filed Oct 28, 2025 20:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 45,798 | $10.30 | $471,609.48 |
DisclosureSEC source: 0001423689-25-000104 · form4.xml · nonDerivative · entry 3 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,511,602.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025. F5 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.29 to $10.31, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 20:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 45,798 | $10.27 | $470,208.07 |
DisclosureSEC source: 0001423689-25-000104 · form4.xml · nonDerivative · entry 2 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,557,400.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025. F4 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.245 to $10.300, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 20:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 45,797 | $10.16 | $465,160.13 |
DisclosureSEC source: 0001423689-25-000104 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,603,198.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025. F2 · price: The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.150 to $10.160, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 54,242 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 20:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 48,334 | $9.02 | $435,972.68 |
DisclosureSEC source: 0001062993-25-008175 · form4.xml · nonDerivative · entry 3 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,594,753.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024. Read SEC document |
| April 28, 2025 Filed Apr 29, 2025 20:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 48,333 | $8.88 | $429,197.04 |
DisclosureSEC source: 0001062993-25-008175 · form4.xml · nonDerivative · entry 2 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,643,087.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024. Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 20:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 48,333 | $8.70 | $420,497.10 |
DisclosureSEC source: 0001062993-25-008175 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, Pres., CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,691,420.869 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024. F2 · balance_after: Includes 9,219 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 20:06 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 76,636 | $10.35 | $793,182.60 |
DisclosureSEC source: 0001062993-25-005692 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,730,534.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 8,221 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:44 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 184,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-004581 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,798,949.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2026, March 15, 2027 and March 15, 2028. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 104,607 | $10.49 | $1,097,327.43 |
DisclosureSEC source: 0001062993-25-003045 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,614,547.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 11,093 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 21:09 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 262,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001069 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,708,061.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2022. F2 · balance_after: Includes 78,069 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:02 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 57,014 | $9.63 | $549,044.82 |
DisclosureSEC source: 0001062993-24-006620 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367,250.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 6,918 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 172,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-005461 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,417,346.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2025, March 15, 2026 and March 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:18 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 53,448 | $9.56 | $510,962.88 |
DisclosureSEC source: 0001062993-24-003664 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,245,113.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 8,810 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:00 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 134,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-001072 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,751.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2021. F2 · balance_after: Includes 65,916 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 20:34 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 35,728 | $9.89 | $353,349.92 |
DisclosureSEC source: 0001062993-23-007051 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,712.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 4,861 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 155,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005845 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,579.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2024, March 15, 2025 and March 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:03 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 42,775 | $11.48 | $491,057.00 |
DisclosureSEC source: 0001062993-23-004019 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,772.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 5,510 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:10 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 107,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001481 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,037.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on February 20, 2020. F2 · balance_after: Includes 43,888 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:21 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 25,145 | $12.90 | $324,370.50 |
DisclosureSEC source: 0001062993-22-008042 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,571.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,894 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:48 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 114,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-006675 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,822.869 F1 · price: Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:22 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 38,672 | $13.85 | $535,607.20 |
DisclosureSEC source: 0001062993-22-004478 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,504.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 3,465 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 17:20 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 97,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-001361 · form4.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,711.869 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2019. F2 · balance_after: Includes 22,163 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 62,415 | $16.52 | $1,031,095.80 |
DisclosureSEC source: 0001464523-21-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,082.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit ("RSU") awards to cover required tax withholdings. F2 · balance_after: Includes 2,670 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:04 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 70,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-21-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,827.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2022, March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 2,649 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:03 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 84,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-21-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,878.869 F1 · shares: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2018. F2 · balance_after: Includes 23,545 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 20:30 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 15,511 | $11.81 | $183,184.91 |
DisclosureSEC source: 0001464523-20-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,360.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 2,933 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:07 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 38,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-20-000002 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,938.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2021, March 15, 2022 and March 15, 2023. F2 · balance_after: Includes 2,039 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:06 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 88,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-20-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,214.869 F1 · shares: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying performance based grants made under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan on March 1, 2017. F2 · balance_after: Includes 1,354 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 8,399 | $17.39 | $146,058.61 |
DisclosureSEC source: 0001464523-19-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,592.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 14,191 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:14 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 5,923 | $18.00 | $106,614.00 |
DisclosureSEC source: 0001464523-19-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,800.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 1,176 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:03 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 51,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-19-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,547.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2020, March 15, 2021 and March 15, 2022. F2 · balance_after: Includes 2,339 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 21:05 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 8,041 | $18.02 | $144,898.82 |
DisclosureSEC source: 0001464523-18-000006 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,956.869 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 4,908 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:13 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 20,213 | $19.11 | $386,270.43 |
DisclosureSEC source: 0001464523-18-000005 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,089.869 F1 · kind: Award of Deferred Stock Units (DSUs) issued under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan in connection with the conversion of previously granted and deferred awards under the AGNC Mortgage Management, LLC Performance Incentive Plan-MTGE. The DSU award is exempt from Section 16(b) pursuant to Rule 16b-3. The DSUs will convert into shares of common stock on the date(s) specified in the insider's existing deferral election(s). F2 · balance_after: Includes 4,979 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 20:28 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 15,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-18-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,024.791 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 1,719 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 12, 2018 Filed Mar 19, 2018 20:06 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock | 35,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-18-000003 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,897.869 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2 · balance_after: Includes 651 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:19 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 13,500 | $18.54 | $250,290.00 |
DisclosureSEC source: 0001464523-18-000002 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,208.869 F1 · shares: Sales made pursuant to a previously established Rule 10b5-1 Plan. F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.52 to $18.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 1,247 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:33 UTC | AGNC Investment Corp. AGNC · Entity 3435 | Tax withholdingCommon Stock | 7,104 | $20.42 | $145,063.68 |
DisclosureSEC source: 0001464523-17-000004 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,462 F1 · shares: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2 · balance_after: Includes 6,481 dividend equivalent restricted stock units accrued on previously granted RSU awards since the Reporting Person's last Form 4 filing. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:46 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 32,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 4 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,084.18 F1 · price: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. F2 · balance_after: Includes 394.789 and 392.522 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company to holders of record of common stock as of December 30, 2016 and January 31, 2017, respectively. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:37 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 16,572.55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464523-17-000001 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,921.791 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:01 UTC | AGNC Investment Corp. AGNC · Entity 3435 | GrantCommon Stock, par value $0.01 per share | 41,387 | $17.89 | $740,413.43 |
DisclosureSEC source: 0001464523-16-000031 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,628.869 F1 · shares: Represents restricted stock units ("RSUs") granted under the AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of December 14, 2017, December 14, 2018 and December 14, 2019. Read SEC document |
| March 07, 2016 Filed Mar 3, 2017 21:46 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 3,500 | $18.33 | $64,155.00 |
DisclosureSEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 3 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,559.355 Read SEC document |
| February 22, 2016 Filed Mar 3, 2017 21:46 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 3,500 | $18.04 | $63,140.00 |
DisclosureSEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 2 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,109.355 Read SEC document |
| August 20, 2015 Filed Mar 3, 2017 21:46 UTC | AGNC Investment Corp. AGNC · Entity 3435 | SaleCommon Stock | 5,822 | $19.99 | $116,381.78 |
DisclosureSEC source: 0001464523-17-000002 · edgar.xml · nonDerivative · entry 1 Federico Peter J · CIK 0001464523 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,890.592 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.